Stock Transactions — SIERRA BANCORP

Total Bought
435,150
39 transactions
Total Sold
320,641
54 transactions
Net
+114,509
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BASSWOOD CAPITAL MANAGEMENT, L.L.C.0139,676+139,6760.000.24+0.24buy
JANUS HENDERSON GROUP PLC259,035344,133+85,0980.000.01+0.00buy
AMERICAN CENTURY COMPANIES INC250,287301,865+51,5780.000.01+0.00buy
MILLENNIUM MANAGEMENT LLC10,66935,234+24,5650.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP82,74298,619+15,8770.000.00+0.00buy
Trexquant Investment LP13,30928,977+15,6680.000.01+0.00buy
FRANKLIN RESOURCES INC10,24022,146+11,9060.000.00+0.00buy
FMR LLC204,630215,497+10,8670.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC010,542+10,5420.000.00+0.00buy
PRUDENTIAL FINANCIAL INC010,516+10,5160.000.00+0.00buy
SEI INVESTMENTS CO08,383+8,3830.000.00+0.00buy
Integrated Quantitative Investments LLC08,265+8,2650.000.05+0.05buy
FEDERATED HERMES, INC.35,73942,926+7,1870.000.00+0.00buy
Creative Planning06,183+6,1830.000.00+0.00buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC06,097+6,0970.000.01+0.01buy
Quantinno Capital Management LP19,96724,825+4,8580.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS3,1395,785+2,6460.000.00+0.00buy
MORGAN STANLEY128,019130,601+2,5820.000.00+0.00buy
NORTHERN TRUST CORP158,185160,736+2,5510.000.00+0.00buy
JANE STREET GROUP, LLC23,76626,104+2,3380.000.00+0.00buy
JACOBS LEVY EQUITY MANAGEMENT, INC16,54918,419+1,8700.000.00+0.00buy
Fisher Asset Management, LLC48,50250,262+1,7600.000.00+0.00buy
Tower Research Capital LLC (TRC)4722,208+1,7360.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/7,5368,269+7330.000.00+0.00buy
CANADA LIFE ASSURANCE Co1,0421,450+4080.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.35,21835,497+2790.000.00-0.00buy
SALEM INVESTMENT COUNSELORS INC0215+2150.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC33,03133,233+2020.000.00-0.00buy
Invesco Ltd.24,07524,214+1390.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.5,6925,828+1360.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC30134+1040.000.00+0.00buy
Nuveen, LLC23,18723,277+900.000.00+0.00buy
GAMMA Investing LLC200243+430.000.00+0.00buy
Allworth Financial LP154171+170.000.00+0.00buy
Root Financial Partners, LLC014+140.000.00+0.00buy
US BANCORP \DE\08+80.000.00+0.00buy
EverSource Wealth Advisors, LLC358364+60.000.00-0.00buy
Smartleaf Asset Management LLC1218+60.000.00+0.00buy
MAI Capital Management67+10.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO3,6623,66200.000.00+0.00hold
WHITTIER TRUST CO1,1591,15900.000.00+0.00hold
CANADA PENSION PLAN INVESTMENT BOARD7,0007,00000.000.00+0.00hold
North Star Investment Management Corp.18018000.000.00+0.00hold
ASSETMARK, INC494900.000.00+0.00hold
State of Alaska, Department of Revenue54654600.000.00+0.00hold
Parkside Financial Bank & Trust202000.000.00+0.00hold
MetLife Investment Management, LLC8,0358,03500.000.00+0.00hold
Gradient Investments LLC6,5606,56000.000.00+0.00hold
Capital Advisors, Ltd. LLC282800.000.00+0.00hold
IFP Advisors, Inc30630600.000.00-0.00hold
Mutual Advisors, LLC20,95120,95100.010.02+0.00hold
BFSG, LLC4,5304,53000.010.01+0.00hold
Versant Capital Management, Inc21621600.000.00-0.00hold
Rockefeller Capital Management L.P.50250200.000.00+0.00hold
Optiver Holding B.V.13213200.000.00+0.00hold
MKT Advisors LLC12,32012,32000.140.14+0.00hold
True Wealth Design, LLC131300.000.00-0.00hold
Farther Finance Advisors, LLC23223200.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey3,5003,50000.000.00+0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
Legal & General Group Plc1,1161,11600.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND3,8143,81400.000.00+0.00hold
STRS OHIO10,90010,90000.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC5500.000.00-0.00hold
Covestor Ltd40-40.000.000.00sell
Arax Advisory Partners6560-50.000.00-0.00sell
CWM, LLC6,0065,956-500.000.00+0.00sell
Pinnacle Wealth Planning Services, Inc.736652-840.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM754663-910.000.00-0.00sell
Russell Investments Group, Ltd.1,1961,097-990.000.00-0.00sell
PANAGORA ASSET MANAGEMENT INC48,19148,021-1700.010.01+0.00sell
VOYA INVESTMENT MANAGEMENT LLC13,54913,355-1940.000.00+0.00sell
Pasadena Private Wealth, LLC13,40013,200-2000.060.06+0.00sell
Ameritas Investment Partners, Inc.1,2431,018-2250.000.00-0.00sell
Sterling Capital Management LLC706400-3060.000.00-0.00sell
DEUTSCHE BANK AG\12,09811,764-3340.000.00+0.00sell
Spire Wealth Management3600-3600.000.00-0.00sell
AMALGAMATED BANK3850-3850.000.00-0.00sell
RHUMBLINE ADVISERS16,21615,681-5350.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC58929-5600.000.00-0.00sell
CSM Advisors, LLC165,180164,170-1,0100.150.14-0.01sell
OCCUDO QUANTITATIVE STRATEGIES LP6,6305,576-1,0540.010.01-0.00sell
RENAISSANCE TECHNOLOGIES LLC181,912180,847-1,0650.010.01+0.00sell
ALLIANCEBERNSTEIN L.P.16,11614,996-1,1200.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP25,74724,618-1,1290.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC286,542285,344-1,1980.000.00+0.00sell
BANK OF AMERICA CORP /DE/17,29415,744-1,5500.000.00-0.00sell
AMERIPRISE FINANCIAL INC22,46020,771-1,6890.000.00-0.00sell
CITIGROUP INC3,6811,696-1,9850.000.00-0.00sell
LOS ANGELES CAPITAL MANAGEMENT LLC5,1442,828-2,3160.000.00-0.00sell
STATE OF WISCONSIN INVESTMENT BOARD24,70022,249-2,4510.000.00-0.00sell
OSAIC HOLDINGS, INC.2,7270-2,7270.000.00-0.00sell
D. E. Shaw & Co., Inc.9,9917,256-2,7350.000.00-0.00sell
Mariner, LLC21,68418,568-3,1160.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC35,72632,086-3,6400.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC132,990129,232-3,7580.090.09-0.00sell
Empowered Funds, LLC79,99076,232-3,7580.020.02-0.00sell
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC111,409107,359-4,0500.010.01+0.00sell
JPMORGAN CHASE & CO32,15227,844-4,3080.000.00-0.00sell
SG Americas Securities, LLC4,6800-4,6800.000.00-0.00sell
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