Stock Transactions — CAPRICOR THERAPEUTICS INC

Total Bought
10,667,192
118 transactions
Total Sold
4,978,919
56 transactions
Net
+5,688,273
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SUVRETTA CAPITAL MANAGEMENT, LLC1,785,6103,818,600+2,032,9901.283.15+1.86buy
TANG CAPITAL MANAGEMENT LLC1,700,0003,399,900+1,699,9002.425.25+2.83buy
STATE STREET CORP829,5212,181,901+1,352,3800.000.00+0.00buy
BlackRock, Inc.2,850,9783,421,815+570,8370.000.00+0.00buy
JANE STREET GROUP, LLC0566,081+566,0810.000.02+0.02buy
GOLDMAN SACHS GROUP INC447,983911,976+463,9930.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV0402,999+402,9990.000.02+0.02buy
BANK OF AMERICA CORP /DE/53,819415,483+361,6640.000.00+0.00buy
Boxer Capital Management, LLC325,000590,000+265,0002.052.35+0.30buy
Trexquant Investment LP0222,413+222,4130.000.05+0.05buy
Integral Health Asset Management, LLC0200,000+200,0000.000.32+0.32buy
BARCLAYS PLC119,372314,792+195,4200.000.00+0.00buy
Walleye Capital LLC0177,543+177,5430.000.03+0.03buy
Invesco Ltd.13,621185,372+171,7510.000.00+0.00buy
UBS Group AG238,216371,984+133,7680.000.00+0.00buy
GROUP ONE TRADING LLC0127,138+127,1380.000.13+0.13buy
PFM Health Sciences, LP0123,831+123,8310.000.40+0.40buy
Ally Bridge Group (NY) LLC0113,899+113,8990.003.44+3.44buy
Jefferies Financial Group Inc.0104,361+104,3610.000.04+0.04buy
GEODE CAPITAL MANAGEMENT, LLC1,017,3321,118,326+100,9940.000.00+0.00buy
Swiss National Bank096,800+96,8000.000.00+0.00buy
ADAR1 Capital Management, LLC090,593+90,5930.000.17+0.17buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC25276,377+76,1250.000.00+0.00buy
Nuveen, LLC90,951162,906+71,9550.000.00+0.00buy
NORTHERN TRUST CORP350,641417,543+66,9020.000.00+0.00buy
Rafferty Asset Management, LLC062,353+62,3530.000.01+0.01buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,37064,716+62,3460.000.00+0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC054,004+54,0040.000.02+0.02buy
STATE OF WISCONSIN INVESTMENT BOARD12,75559,575+46,8200.000.00+0.00buy
Pier Capital, LLC044,401+44,4010.000.22+0.22buy
Engineers Gate Manager LP038,830+38,8300.000.01+0.01buy
Legal & General Group Plc3,96937,138+33,1690.000.00+0.00buy
Aquatic Capital Management LLC028,703+28,7030.000.03+0.03buy
PROFUND ADVISORS LLC027,958+27,9580.000.03+0.03buy
PRUDENTIAL FINANCIAL INC024,430+24,4300.000.00+0.00buy
FRANKLIN RESOURCES INC024,073+24,0730.000.00+0.00buy
JANUS HENDERSON GROUP PLC022,600+22,6000.000.00+0.00buy
STEMPOINT CAPITAL LP17,85337,592+19,7390.090.22+0.13buy
Brevan Howard Capital Management LP018,110+18,1100.000.01+0.01buy
MOODY ALDRICH PARTNERS LLC208,755226,028+17,2731.121.24+0.11buy
State of New Jersey Common Pension Fund D016,733+16,7330.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC015,090+15,0900.000.00+0.00buy
Dauntless Investment Group, LLC014,070+14,0700.001.20+1.20buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.013,569+13,5690.000.03+0.03buy
Arizona State Retirement System013,448+13,4480.000.00+0.00buy
Voleon Capital Management LP013,382+13,3820.000.01+0.01buy
Zurcher Kantonalbank (Zurich Cantonalbank)012,840+12,8400.000.00+0.00buy
Squarepoint Ops LLC012,500+12,5000.000.00+0.00buy
Bank of New York Mellon Corp118,364130,730+12,3660.000.00+0.00buy
KLP KAPITALFORVALTNING AS010,800+10,8000.000.00+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/010,499+10,4990.000.00+0.00buy
STIFEL FINANCIAL CORP010,137+10,1370.000.00+0.00buy
OneDigital Investment Advisors LLC010,061+10,0610.000.00+0.00buy
Patriot Financial Group Insurance Agency, LLC010,000+10,0000.000.02+0.02buy
DEUTSCHE BANK AG\28,73238,585+9,8530.000.00+0.00buy
TWO SIGMA SECURITIES, LLC09,466+9,4660.000.03+0.03buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM09,239+9,2390.000.00+0.00buy
AXQ CAPITAL, LP08,253+8,2530.000.03+0.03buy
Pictet Asset Management Holding SA08,224+8,2240.000.00+0.00buy
CITIGROUP INC2,85911,036+8,1770.000.00+0.00buy
Quadrature Capital Ltd07,900+7,9000.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/23,15230,995+7,8430.000.00+0.00buy
E Fund Management Co., Ltd.07,838+7,8380.000.01+0.01buy
VOYA INVESTMENT MANAGEMENT LLC07,420+7,4200.000.00+0.00buy
Tower Research Capital LLC (TRC)1,1278,305+7,1780.000.01+0.01buy
Virtu Financial LLC07,058+7,0580.000.01+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,86324,841+6,9780.000.00+0.00buy
Focused Wealth Management, Inc06,681+6,6810.000.02+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC119,352126,023+6,6710.000.00+0.00buy
SG Americas Securities, LLC06,333+6,3330.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS8,29414,000+5,7060.000.00+0.00buy
SEI INVESTMENTS CO12,61017,805+5,1950.000.00+0.00buy
RHUMBLINE ADVISERS46,97752,083+5,1060.000.00+0.00buy
SBI Securities Co., Ltd.1344,943+4,8090.000.00+0.00buy
Palo Alto Investors LP226,304229,763+3,4590.911.07+0.16buy
Caitong International Asset Management Co., Ltd02,519+2,5190.000.01+0.01buy
Quantinno Capital Management LP12,38914,472+2,0830.000.00+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC7,3919,399+2,0080.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC27,40429,316+1,9120.000.00+0.00buy
Orion Porfolio Solutions, LLC8,26610,121+1,8550.000.00+0.00buy
US BANCORP \DE\12,63014,433+1,8030.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.38,83040,430+1,6000.000.00+0.00buy
Creative Planning15,23216,780+1,5480.000.00+0.00buy
KBC Group NV01,461+1,4610.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC8,59610,022+1,4260.000.00+0.00buy
Ensign Peak Advisors, Inc01,300+1,3000.000.00+0.00buy
MetLife Investment Management, LLC21,97623,195+1,2190.000.00+0.00buy
HBK Sorce Advisory LLC203,705204,837+1,1320.120.13+0.01buy
RAYMOND JAMES FINANCIAL INC195,390196,300+9100.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.0838+8380.000.00+0.00buy
Kemnay Advisory Services Inc.0501+5010.000.00+0.00buy
Advisory Services Network, LLC0500+5000.000.00+0.00buy
MAI Capital Management352832+4800.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC26,28826,752+4640.000.00+0.00buy
Ameritas Investment Partners, Inc.3,2473,566+3190.000.00+0.00buy
Geneos Wealth Management Inc.0300+3000.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC0278+2780.000.00+0.00buy
EverSource Wealth Advisors, LLC0259+2590.000.00+0.00buy
Virtus Investment Advisers, LLC10,22410,479+2550.080.09+0.01buy
GAMMA Investing LLC53287+2340.000.00+0.00buy
Page 1 of 2