Stock Transactions — CAPRICOR THERAPEUTICS INC

Total Bought
1,574,260
35 transactions
Total Sold
1,264,965
31 transactions
Net
+309,295
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GEODE CAPITAL MANAGEMENT, LLC328,477641,573+313,0960.000.00+0.00buy
STATE STREET CORP116,724401,022+284,2980.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC293,041479,510+186,4690.000.00+0.00buy
VANGUARD GROUP INC1,365,9031,548,941+183,0380.000.00-0.00buy
MARSHALL WACE, LLP089,314+89,3140.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC53,150137,500+84,3500.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC13,47973,468+59,9890.000.00+0.00buy
OPPENHEIMER & CO INC054,646+54,6460.000.00+0.00buy
CITADEL ADVISORS LLC30,80366,914+36,1110.000.00+0.00buy
RHUMBLINE ADVISERS030,886+30,8860.000.00+0.00buy
GSA CAPITAL PARTNERS LLP027,330+27,3300.000.01+0.01buy
Alpine Global Management, LLC024,168+24,1680.000.02+0.02buy
Squarepoint Ops LLC022,695+22,6950.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND021,600+21,6000.000.00+0.00buy
Trexquant Investment LP018,879+18,8790.000.00+0.00buy
BARCLAYS PLC017,572+17,5720.000.00+0.00buy
Engineers Gate Manager LP013,419+13,4190.000.00+0.00buy
WELLS FARGO & COMPANY/MN32,56244,946+12,3840.000.00-0.00buy
Invesco Ltd.012,134+12,1340.000.00+0.00buy
Man Group plc72,89784,654+11,7570.000.00-0.00buy
GROUP ONE TRADING LLC011,695+11,6950.000.00+0.00buy
Activest Wealth Management010,000+10,0000.000.02+0.02buy
NORTHERN TRUST CORP120,314129,613+9,2990.000.00-0.00buy
Bank of New York Mellon Corp70,74279,782+9,0400.000.00-0.00buy
Main Street Financial Solutions, LLC20,00027,500+7,5000.010.01-0.00buy
HighTower Advisors, LLC9016,301+5,4000.000.00+0.00buy
Tower Research Capital LLC (TRC)4,8339,524+4,6910.000.00-0.00buy
OSAIC HOLDINGS, INC.158,200162,300+4,1000.000.00-0.00buy
Legal & General Group Plc02,725+2,7250.000.00+0.00buy
Ameritas Investment Partners, Inc.02,487+2,4870.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM01,839+1,8390.000.00+0.00buy
AMALGAMATED BANK0878+8780.000.00+0.00buy
SIGNATUREFD, LLC0393+3930.000.00+0.00buy
New Millennium Group LLC059+590.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO019+190.000.00+0.00buy
Harel Insurance Investments & Financial Services Ltd.68968900.000.00-0.00hold
Coastal Bridge Advisors, LLC10,89410,89400.020.01-0.00hold
Federation des caisses Desjardins du Quebec1,9321,93200.000.00-0.00hold
US BANCORP \DE\7,4627,46200.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
FEDERATED HERMES, INC.680-680.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP24,00023,911-890.000.00-0.00sell
YHB Investment Advisors, Inc.1500-1500.000.00-0.00sell
OCCUDO QUANTITATIVE STRATEGIES LP26,05725,151-9060.030.02-0.01sell
MACQUARIE GROUP LTD9410-9410.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC30,99030,000-9900.000.00-0.00sell
LAZARD ASSET MANAGEMENT LLC2,693181-2,5120.000.00-0.00sell
Jump Financial, LLC55,91352,100-3,8130.010.01-0.01sell
BNP PARIBAS FINANCIAL MARKETS5,8271,827-4,0000.000.00-0.00sell
SIMPLEX TRADING, LLC25,19717,169-8,0280.000.00-0.00sell
PRUDENTIAL FINANCIAL INC10,0000-10,0000.000.00-0.00sell
Jefferies Financial Group Inc.10,6000-10,6000.000.00-0.00sell
Woodline Partners LP12,4610-12,4610.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.12,9940-12,9940.000.00-0.00sell
LPL Financial LLC46,33831,988-14,3500.000.00-0.00sell
OMERS ADMINISTRATION Corp18,0000-18,0000.000.00-0.00sell
Brevan Howard Capital Management LP19,4680-19,4680.010.00-0.01sell
Y-Intercept (Hong Kong) Ltd19,5370-19,5370.010.00-0.01sell
Point72 Asia (Singapore) Pte. Ltd.23,6780-23,6780.040.00-0.04sell
ExodusPoint Capital Management, LP24,5700-24,5700.000.00-0.00sell
Walleye Capital LLC47,6460-47,6460.000.00-0.00sell
Cubist Systematic Strategies, LLC54,2680-54,2680.000.00-0.00sell
Qube Research & Technologies Ltd69,40314,433-54,9700.000.00-0.00sell
CITIGROUP INC78,35211,263-67,0890.000.00-0.00sell
WELLINGTON MANAGEMENT GROUP LLP79,7590-79,7590.000.00-0.00sell
HRT FINANCIAL LP82,5570-82,5570.000.00-0.00sell
JPMORGAN CHASE & CO91,0830-91,0830.000.00-0.00sell
JANE STREET GROUP, LLC92,6600-92,6600.000.00-0.00sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP101,5420-101,5420.000.00-0.00sell
GOLDMAN SACHS GROUP INC213,16982,696-130,4730.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP316,26040,497-275,7630.000.00-0.00sell
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