Stock Transactions — CAPRICOR THERAPEUTICS INC

Total Bought
10,698,426
78 transactions
Total Sold
1,797,451
31 transactions
Net
+8,900,975
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FARALLON CAPITAL MANAGEMENT LLC02,250,400+2,250,4000.000.16+0.16buy
STATE STREET CORP512,3132,208,368+1,696,0550.000.00+0.00buy
BlackRock, Inc.1,750,0072,966,914+1,216,9070.000.00+0.00buy
VANGUARD GROUP INC1,576,5412,276,784+700,2430.000.00+0.00buy
Woodline Partners LP0629,934+629,9340.000.06+0.06buy
MORGAN STANLEY131,516631,754+500,2380.000.00+0.00buy
Altium Capital Management LLC285,000714,000+429,0001.293.07+1.78buy
Black Diamond Financial, LLC0277,737+277,7370.000.57+0.57buy
CITADEL ADVISORS LLC0265,242+265,2420.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC638,189879,468+241,2790.000.00+0.00buy
GOLDMAN SACHS GROUP INC78,264294,768+216,5040.000.00+0.00buy
BANK OF AMERICA CORP /DE/0170,543+170,5430.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP123,412281,302+157,8900.000.01+0.00buy
Maven Securities LTD0150,000+150,0000.000.33+0.33buy
KENNEDY CAPITAL MANAGEMENT LLC0144,250+144,2500.000.04+0.04buy
Rafferty Asset Management, LLC0126,311+126,3110.000.01+0.01buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC0121,623+121,6230.000.01+0.01buy
NORTHERN TRUST CORP268,071384,157+116,0860.000.00+0.00buy
UBS Group AG13,118122,818+109,7000.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP36,793119,047+82,2540.000.00+0.00buy
CITIGROUP INC20,45393,909+73,4560.000.00+0.00buy
Swiss National Bank067,400+67,4000.000.00+0.00buy
SIMPLEX TRADING, LLC065,210+65,2100.000.03+0.03buy
MARSHALL WACE, LLP059,303+59,3030.000.00+0.00buy
D. E. Shaw & Co., Inc.053,734+53,7340.000.00+0.00buy
BARCLAYS PLC36,29689,650+53,3540.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP040,959+40,9590.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC73,468111,336+37,8680.000.00+0.00buy
ALPS ADVISORS INC036,770+36,7700.000.00+0.00buy
OPPENHEIMER & CO INC68,408104,231+35,8230.020.02+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC033,498+33,4980.000.00+0.00buy
ADAR1 Capital Management, LLC24,30756,120+31,8130.060.16+0.10buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,83932,237+30,3980.000.00+0.00buy
Legal & General Group Plc2,72530,783+28,0580.000.00+0.00buy
Squarepoint Ops LLC026,987+26,9870.000.00+0.00buy
DEUTSCHE BANK AG\025,877+25,8770.000.00+0.00buy
PROFUND ADVISORS LLC024,007+24,0070.000.01+0.01buy
STATE OF WISCONSIN INVESTMENT BOARD023,662+23,6620.000.00+0.00buy
MetLife Investment Management, LLC022,686+22,6860.000.00+0.00buy
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)82,900104,798+21,8980.030.04+0.00buy
MILLENNIUM MANAGEMENT LLC94,757115,642+20,8850.000.00+0.00buy
Krilogy Financial LLC020,800+20,8000.000.02+0.02buy
Bank of New York Mellon Corp63,38984,027+20,6380.000.00+0.00buy
Magnus Financial Group LLC020,000+20,0000.000.03+0.03buy
GSA CAPITAL PARTNERS LLP018,243+18,2430.000.02+0.02buy
INTECH INVESTMENT MANAGEMENT LLC016,546+16,5460.000.00+0.00buy
JANUS HENDERSON GROUP PLC016,400+16,4000.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/014,242+14,2420.000.00+0.00buy
RHUMBLINE ADVISERS31,91446,083+14,1690.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.013,280+13,2800.000.00+0.00buy
Engineers Gate Manager LP011,686+11,6860.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.14,14025,750+11,6100.000.00+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC010,946+10,9460.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC010,850+10,8500.000.00+0.00buy
ProShare Advisors LLC010,317+10,3170.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS010,243+10,2430.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)010,084+10,0840.000.00+0.00buy
SG Americas Securities, LLC8,76515,317+6,5520.000.00+0.00buy
GROUP ONE TRADING LLC06,211+6,2110.000.00+0.00buy
AlphaQuest LLC05,676+5,6760.000.01+0.01buy
NEW YORK STATE COMMON RETIREMENT FUND8005,800+5,0000.000.00+0.00buy
VIRTUS ADVISERS, LLC04,957+4,9570.000.03+0.03buy
JANE STREET GROUP, LLC99,126103,734+4,6080.000.00-0.00buy
Corebridge Financial, Inc.13,77818,212+4,4340.000.00+0.00buy
MAI Capital Management03,632+3,6320.000.00+0.00buy
Russell Investments Group, Ltd.1,7054,652+2,9470.000.00+0.00buy
Invesco Ltd.12,17814,678+2,5000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE10,55812,919+2,3610.000.00+0.00buy
Ameritas Investment Partners, Inc.2,4873,832+1,3450.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC01,200+1,2000.000.00+0.00buy
FNY Investment Advisers, LLC0625+6250.000.00+0.00buy
BFSG, LLC0150+1500.000.00+0.00buy
Sterling Capital Management LLC34169+1350.000.00+0.00buy
Aster Capital Management (DIFC) Ltd0111+1110.000.00+0.00buy
US BANCORP \DE\7,4627,515+530.000.00-0.00buy
Parallel Advisors, LLC013+130.000.00+0.00buy
GAMMA Investing LLC010+100.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC010+100.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO191900.000.00-0.00hold
LAZARD ASSET MANAGEMENT LLC696900.000.00-0.00hold
Harel Insurance Investments & Financial Services Ltd.68968900.000.00-0.00hold
Coastal Bridge Advisors, LLC10,89410,89400.040.04-0.00hold
Activest Wealth Management5,0005,00000.020.02-0.00hold
New Millennium Group LLC595900.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
AMALGAMATED BANK87887800.000.00-0.00hold
CWM, LLC427416-110.000.00-0.00sell
EARNED WEALTH ADVISORS, LLC910-910.000.00-0.00sell
HighTower Advisors, LLC306202-1040.000.00-0.00sell
Federation des caisses Desjardins du Quebec2,0581,732-3260.000.00-0.00sell
SIGNATUREFD, LLC3930-3930.000.00-0.00sell
FMR LLC24,34423,807-5370.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC31,28030,658-6220.000.00-0.00sell
WELLS FARGO & COMPANY/MN44,13239,491-4,6410.000.00-0.00sell
ROYAL BANK OF CANADA7,2030-7,2030.000.00-0.00sell
LPL Financial LLC10,0010-10,0010.000.00-0.00sell
Sassicaia Capital Advisers LLC12,6000-12,6000.560.00-0.56sell
BNP PARIBAS FINANCIAL MARKETS17,6993,622-14,0770.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.14,9990-14,9990.000.00-0.00sell
TWO SIGMA SECURITIES, LLC17,1390-17,1390.020.00-0.02sell
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