Stock Transactions — CAPRICOR THERAPEUTICS INC

Total Bought
14,977,535
84 transactions
Total Sold
2,343,620
61 transactions
Net
+12,633,915
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SUVRETTA CAPITAL MANAGEMENT, LLC01,785,610+1,785,6100.001.28+1.28buy
Point72 Asset Management, L.P.118,5911,839,876+1,721,2850.000.08+0.08buy
TANG CAPITAL MANAGEMENT LLC01,700,000+1,700,0000.002.42+2.42buy
RA CAPITAL MANAGEMENT, L.P.01,507,844+1,507,8440.000.45+0.45buy
FMR LLC23,690922,634+898,9440.000.00+0.00buy
Darwin Global Management, Ltd.0800,000+800,0000.000.47+0.47buy
CITADEL ADVISORS LLC150,522901,996+751,4740.000.02+0.02buy
Soleus Capital Management, L.P.0646,390+646,3900.000.79+0.79buy
MILLENNIUM MANAGEMENT LLC202,459682,344+479,8850.000.01+0.01buy
VANGUARD GROUP INC2,206,7192,561,880+355,1610.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.0352,998+352,9980.000.02+0.02buy
Boxer Capital Management, LLC0325,000+325,0000.002.05+2.05buy
Ikarian Capital, LLC264,642578,015+313,3730.392.16+1.77buy
GOLDMAN SACHS GROUP INC175,642447,983+272,3410.000.00+0.00buy
RTW INVESTMENTS, LP0250,000+250,0000.000.07+0.07buy
Palo Alto Investors LP0226,304+226,3040.000.91+0.91buy
Woodline Partners LP10,117219,086+208,9690.000.02+0.02buy
MOODY ALDRICH PARTNERS LLC0208,755+208,7550.001.12+1.12buy
JPMORGAN CHASE & CO189,799369,134+179,3350.000.00+0.00buy
DIADEMA PARTNERS LP0158,075+158,0750.002.72+2.72buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0130,000+130,0000.000.01+0.01buy
AMERIPRISE FINANCIAL INC0125,169+125,1690.000.00+0.00buy
Quinn Opportunity Partners LLC128,338242,883+114,5450.070.30+0.24buy
UBS Group AG124,717238,216+113,4990.000.00+0.00buy
J. Goldman & Co LP481,981595,376+113,3950.130.67+0.54buy
SEVEN GRAND MANAGERS, LLC0100,000+100,0000.000.22+0.22buy
SUPERSTRING CAPITAL MANAGEMENT LP096,334+96,3340.001.49+1.49buy
BOOTHBAY FUND MANAGEMENT, LLC103,737190,730+86,9930.020.14+0.12buy
FRED ALGER MANAGEMENT, LLC080,793+80,7930.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP077,607+77,6070.000.00+0.00buy
Anson Funds Management LP068,018+68,0180.000.26+0.26buy
BARCLAYS PLC55,093119,372+64,2790.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC961,5661,017,332+55,7660.000.00+0.00buy
SIMPLEX TRADING, LLC055,707+55,7070.000.05+0.05buy
BANK OF AMERICA CORP /DE/053,819+53,8190.000.00+0.00buy
Persistent Asset Partners Ltd051,481+51,4810.000.71+0.71buy
Jump Financial, LLC049,500+49,5000.000.02+0.02buy
MORGAN STANLEY551,694585,840+34,1460.000.00+0.00buy
HBK Sorce Advisory LLC170,577203,705+33,1280.030.12+0.09buy
STATE STREET CORP801,344829,521+28,1770.000.00+0.00buy
Bank of New York Mellon Corp94,670118,364+23,6940.000.00+0.00buy
MARSHALL WACE, LLP99,113121,912+22,7990.000.00+0.00buy
Jain Global LLC021,700+21,7000.000.01+0.01buy
ACADIAN ASSET MANAGEMENT LLC020,100+20,1000.000.00+0.00buy
FORA Capital, LLC019,969+19,9690.000.07+0.07buy
STEMPOINT CAPITAL LP017,853+17,8530.000.09+0.09buy
Creative Planning015,232+15,2320.000.00+0.00buy
Entropy Technologies, LP014,170+14,1700.000.02+0.02buy
ENVESTNET ASSET MANAGEMENT INC13,74227,404+13,6620.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC013,295+13,2950.000.01+0.01buy
SEI INVESTMENTS CO012,610+12,6100.000.00+0.00buy
Quantinno Capital Management LP012,389+12,3890.000.00+0.00buy
STONERIDGE INVESTMENT PARTNERS LLC08,457+8,4570.000.17+0.17buy
Orion Porfolio Solutions, LLC08,266+8,2660.000.00+0.00buy
Mariner, LLC13,60921,450+7,8410.000.00+0.00buy
MetLife Investment Management, LLC14,23621,976+7,7400.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,80013,000+7,2000.000.00+0.00buy
ProShare Advisors LLC07,033+7,0330.000.00+0.00buy
OSAIC HOLDINGS, INC.33,15939,881+6,7220.000.00+0.00buy
WELLS FARGO & COMPANY/MN39,99445,604+5,6100.000.00+0.00buy
US BANCORP \DE\7,46212,630+5,1680.000.00+0.00buy
ROYAL BANK OF CANADA05,040+5,0400.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC191,292195,390+4,0980.000.00+0.00buy
LPL Financial LLC42,70146,601+3,9000.000.00+0.00buy
DEUTSCHE BANK AG\25,08928,732+3,6430.000.00+0.00buy
Allworth Financial LP653,329+3,2640.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/20,57423,152+2,5780.000.00+0.00buy
Virtus Investment Advisers, LLC8,16310,224+2,0610.020.08+0.06buy
GoalVest Advisory LLC02,050+2,0500.000.01+0.01buy
State of Wyoming2,5164,429+1,9130.000.01+0.01buy
Nuveen, LLC89,07390,951+1,8780.000.00+0.00buy
Aster Capital Management (DIFC) Ltd0526+5260.000.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0252+2520.000.00+0.00buy
Parallel Advisors, LLC0247+2470.000.00+0.00buy
Sterling Capital Management LLC93261+1680.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP80189+1090.000.00+0.00buy
SBI Securities Co., Ltd.67134+670.000.00+0.00buy
AlphaQuest LLC30,02530,056+310.010.05+0.03buy
Parkside Financial Bank & Trust5,0005,020+200.000.01+0.01buy
CWM, LLC285305+200.000.00+0.00buy
SageView Advisory Group, LLC020+200.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC018+180.000.00+0.00buy
Bare Financial Services, Inc017+170.000.00+0.00buy
WOLFF WIESE MAGANA LLC06+60.000.00+0.00buy
Harel Insurance Investments & Financial Services Ltd.68968900.000.00+0.00hold
Rockefeller Capital Management L.P.939300.000.00+0.00hold
Scarborough Advisors, LLC707000.000.00+0.00hold
Police & Firemen's Retirement System of New Jersey11,34911,34900.000.00+0.00hold
FARALLON CAPITAL MANAGEMENT LLC41,00041,00000.000.01+0.00hold
New Millennium Group LLC1611-50.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,3972,370-270.000.00+0.00sell
NISA INVESTMENT ADVISORS, LLC453424-290.000.00+0.00sell
Invesco Ltd.13,65513,621-340.000.00+0.00sell
Optiver Holding B.V.338301-370.000.00+0.00sell
GAMMA Investing LLC9553-420.000.00+0.00sell
AMALGAMATED BANK1,2641,209-550.000.00+0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,94517,863-820.000.00+0.00sell
Arax Advisory Partners1820-1820.000.00-0.00sell
Federation des caisses Desjardins du Quebec1,106856-2500.000.00+0.00sell
Legal & General Group Plc4,3103,969-3410.000.00+0.00sell
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