| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,226,642 | 7,153,345 | -73,297 | 2.60 | 2.53 | -0.07 | sell |
| MORGAN STANLEY | 3,298,176 | 3,534,052 | +235,876 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,896,389 | 2,700,584 | -1,195,805 | 2.21 | 1.60 | -0.61 | sell |
| Pathstone Holdings, LLC | 2,660,454 | 2,613,406 | -47,048 | 0.17 | 0.15 | -0.02 | sell |
| Saba Capital Management, L.P. | 2,681,128 | 2,543,489 | -137,639 | 0.78 | 0.68 | -0.10 | sell |
| UBS Group AG | 2,362,557 | 2,491,140 | +128,583 | 0.01 | 0.01 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 2,299,198 | 2,369,589 | +70,391 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 1,706,621 | 1,686,898 | -19,723 | 0.01 | 0.01 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 1,447,794 | 1,542,622 | +94,828 | 0.03 | 0.03 | -0.00 | buy |
| Logan Stone Capital, LLC | 2,126,169 | 1,387,285 | -738,884 | 5.08 | 3.65 | -1.43 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,228,328 | 1,303,328 | +75,000 | 5.18 | 5.52 | +0.35 | buy |
| GUGGENHEIM CAPITAL LLC | 1,169,693 | 1,265,167 | +95,474 | 0.10 | 0.11 | +0.00 | buy |
| MACKAY SHIELDS LLC | 94,260 | 1,244,278 | +1,150,018 | 0.03 | 0.42 | +0.39 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,508,228 | 1,195,425 | -312,803 | 0.44 | 0.34 | -0.10 | sell |
| HighTower Advisors, LLC | 718,695 | 801,248 | +82,553 | 0.01 | 0.02 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 757,000 | 751,000 | -6,000 | 3.86 | 3.29 | -0.57 | sell |
| Hennion & Walsh Asset Management, Inc. | 596,871 | 706,317 | +109,446 | 0.40 | 0.46 | +0.06 | buy |
| Melone Private Wealth, LLC | 669,123 | 687,758 | +18,635 | 5.03 | 5.05 | +0.02 | buy |
| Fiera Capital Corp | 837,403 | 655,826 | -181,577 | 0.03 | 0.02 | -0.01 | sell |
| Penserra Capital Management LLC | 657,989 | 623,345 | -34,644 | 0.15 | 0.10 | -0.05 | sell |
| AQR Arbitrage LLC | 711,227 | 609,425 | -101,802 | 0.34 | 0.26 | -0.08 | sell |
| Allspring Global Investments Holdings, LLC | 544,774 | 544,773 | -1 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 638,622 | 543,955 | -94,667 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 474,429 | 516,600 | +42,171 | 0.11 | 0.12 | +0.01 | buy |
| LPL Financial LLC | 440,579 | 504,241 | +63,662 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 299,280 | 462,380 | +163,100 | 0.01 | 0.01 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 218,272 | 418,272 | +200,000 | 0.21 | 0.42 | +0.21 | buy |
| COHEN & STEERS, INC. | 377,795 | 402,795 | +25,000 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 257,147 | 365,772 | +108,625 | 0.12 | 0.19 | +0.07 | buy |
| Rareview Capital LLC | 355,168 | 342,830 | -12,338 | 3.85 | 4.13 | +0.27 | sell |
| STIFEL FINANCIAL CORP | 307,329 | 338,828 | +31,499 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 311,771 | 336,325 | +24,554 | 0.03 | 0.03 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 427,056 | 320,333 | -106,723 | 0.45 | 0.34 | -0.11 | sell |
| Gridiron Partners, LLC | 339,897 | 308,477 | -31,420 | 2.84 | 2.41 | -0.43 | sell |
| OSAIC HOLDINGS, INC. | 274,561 | 305,182 | +30,621 | 0.01 | 0.01 | +0.00 | buy |
| Congress Park Capital LLC | 265,000 | 305,000 | +40,000 | 1.53 | 1.65 | +0.12 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 289,861 | +289,861 | 0.00 | 0.93 | +0.93 | buy |
| Rockefeller Capital Management L.P. | 169,495 | 283,337 | +113,842 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 285,695 | 281,973 | -3,722 | 0.01 | 0.01 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 267,879 | 263,530 | -4,349 | 0.00 | 0.00 | -0.00 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 211,407 | 252,821 | +41,414 | 0.39 | 0.44 | +0.05 | buy |
| Freestone Capital Holdings, LLC | 200,000 | 250,000 | +50,000 | 0.11 | 0.11 | +0.01 | buy |
| AHL INVESTMENT MANAGEMENT, INC. | 310,915 | 224,319 | -86,596 | 3.01 | 2.11 | -0.90 | sell |
| Cetera Investment Advisers | 45,949 | 222,767 | +176,818 | 0.00 | 0.01 | +0.00 | buy |
| Dakota Wealth Management | 205,801 | 205,801 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Capital Investment Advisors, LLC | 205,141 | 201,146 | -3,995 | 0.06 | 0.06 | -0.00 | sell |
| KIM, LLC | 90,000 | 200,000 | +110,000 | 0.11 | 0.30 | +0.19 | buy |
| PARK AVENUE SECURITIES LLC | 189,416 | 187,813 | -1,603 | 0.03 | 0.03 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 187,434 | 184,205 | -3,229 | 0.01 | 0.01 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 160,276 | 166,162 | +5,886 | 0.00 | 0.00 | -0.00 | buy |
| Carson Advisory Inc. | 146,633 | 151,083 | +4,450 | 1.35 | 1.30 | -0.05 | buy |
| Alpine Global Management, LLC | 119,915 | 150,000 | +30,085 | 0.39 | 0.36 | -0.03 | buy |
| Wakefield Asset Management LLLP | 142,368 | 146,976 | +4,608 | 0.62 | 0.62 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 142,402 | 145,098 | +2,696 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 148,668 | 140,368 | -8,300 | 0.02 | 0.02 | -0.00 | sell |
| Prospera Financial Services Inc | 137,489 | 137,938 | +449 | 0.05 | 0.05 | -0.00 | buy |
| Invesco Ltd. | 100,928 | 134,774 | +33,846 | 0.00 | 0.00 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 132,263 | 132,863 | +600 | 0.13 | 0.12 | -0.01 | buy |
| Vivaldi Capital Management LP | 148,424 | 130,138 | -18,286 | 0.52 | 0.46 | -0.07 | sell |
| PETRA FINANCIAL ADVISORS INC | 128,240 | 125,795 | -2,445 | 1.27 | 1.13 | -0.14 | sell |
| Steward Partners Investment Advisory, LLC | 119,187 | 122,626 | +3,439 | 0.02 | 0.02 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 156,238 | 122,590 | -33,648 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 120,447 | 120,447 | 0 | 0.76 | 0.71 | -0.05 | hold |
| GOLDMAN SACHS GROUP INC | 0 | 102,815 | +102,815 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 73,218 | 98,097 | +24,879 | 0.13 | 0.16 | +0.03 | buy |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 105,863 | 96,911 | -8,952 | 0.45 | 0.39 | -0.06 | sell |
| Renasant Bank | 97,775 | 96,775 | -1,000 | 0.92 | 0.84 | -0.08 | sell |
| LAKE STREET PRIVATE WEALTH, LLC | 88,500 | 93,400 | +4,900 | 0.16 | 0.16 | -0.01 | buy |
| Park Place Capital Corp | 93,475 | 92,475 | -1,000 | 0.44 | 0.41 | -0.03 | sell |
| Tyche Wealth Partners LLC | 89,527 | 89,603 | +76 | 0.25 | 0.27 | +0.01 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 88,403 | 88,403 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Compass Financial Group, INC/SD | 89,479 | 88,028 | -1,451 | 0.28 | 0.25 | -0.03 | sell |
| Gould Capital, LLC | 87,698 | 85,208 | -2,490 | 0.76 | 0.73 | -0.02 | sell |
| FF Advisors,LLC | 79,010 | 78,195 | -815 | 0.78 | 0.66 | -0.12 | sell |
| Centiva Capital, LP | 184,744 | 75,498 | -109,246 | 0.14 | 0.05 | -0.08 | sell |
| Private Advisor Group, LLC | 60,984 | 72,497 | +11,513 | 0.01 | 0.01 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 72,565 | 71,653 | -912 | 0.00 | 0.00 | -0.00 | sell |
| Arkos Global Advisors | 65,637 | 65,637 | 0 | 0.14 | 0.13 | -0.01 | hold |
| CAPTRUST FINANCIAL ADVISORS | 55,442 | 65,544 | +10,102 | 0.00 | 0.00 | +0.00 | buy |
| Tortoise Investment Management, LLC | 88,014 | 61,509 | -26,505 | 0.14 | 0.09 | -0.05 | sell |
| Venture Visionary Partners LLC | 57,566 | 57,593 | +27 | 0.04 | 0.03 | -0.00 | buy |
| Bank of New York Mellon Corp | 24,236 | 54,010 | +29,774 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Advisory Group L.L.C. | 50,559 | 51,650 | +1,091 | 0.36 | 0.36 | -0.01 | buy |
| Baird Financial Group, Inc. | 47,279 | 48,784 | +1,505 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 49,224 | 48,159 | -1,065 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 44,738 | 45,035 | +297 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 56,936 | 44,165 | -12,771 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 42,961 | 42,992 | +31 | 0.01 | 0.01 | -0.00 | buy |
| Avior Wealth Management, LLC | 0 | 42,898 | +42,898 | 0.00 | 0.02 | +0.02 | buy |
| Wealth Alliance Advisory Group, LLC | 41,747 | 41,747 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Rinkey Investments | 0 | 40,925 | +40,925 | 0.00 | 0.18 | +0.18 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 27,770 | 40,445 | +12,675 | 0.12 | 0.18 | +0.05 | buy |
| NewEdge Advisors, LLC | 33,494 | 39,980 | +6,486 | 0.00 | 0.00 | +0.00 | buy |
| Palogic Value Management, L.P. | 38,860 | 38,860 | 0 | 0.20 | 0.21 | +0.00 | hold |
| MGO ONE SEVEN LLC | 39,294 | 38,549 | -745 | 0.03 | 0.02 | -0.00 | sell |
| PRIMORIS WEALTH ADVISORS, LLC | 30,930 | 38,430 | +7,500 | 0.34 | 0.38 | +0.03 | buy |
| COMERICA BANK | 35,116 | 37,181 | +2,065 | 0.00 | 0.00 | +0.00 | buy |
| Kovack Advisors, Inc. | 41,927 | 35,927 | -6,000 | 0.06 | 0.05 | -0.01 | sell |
| Arete Wealth Advisors, LLC | 36,772 | 34,856 | -1,916 | 0.03 | 0.04 | +0.01 | sell |
| Regal Investment Advisors LLC | 31,010 | 34,190 | +3,180 | 0.03 | 0.03 | +0.00 | buy |