| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKAY SHIELDS LLC | 94,260 | 1,244,278 | +1,150,018 | 0.03 | 0.42 | +0.39 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 218,272 | 418,272 | +200,000 | 0.21 | 0.42 | +0.21 | buy |
| KIM, LLC | 90,000 | 200,000 | +110,000 | 0.11 | 0.26 | +0.15 | buy |
| Hennion & Walsh Asset Management, Inc. | 596,871 | 706,317 | +109,446 | 0.40 | 0.46 | +0.06 | buy |
| Westchester Capital Management, LLC | 257,147 | 365,772 | +108,625 | 0.11 | 0.16 | +0.06 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,228,328 | 1,303,328 | +75,000 | 5.18 | 5.52 | +0.35 | buy |
| Freestone Capital Holdings, LLC | 200,000 | 250,000 | +50,000 | 0.11 | 0.11 | +0.01 | buy |
| GREATMARK INVESTMENT PARTNERS, INC. | 211,407 | 252,821 | +41,414 | 0.39 | 0.44 | +0.05 | buy |
| Congress Park Capital LLC | 265,000 | 305,000 | +40,000 | 1.53 | 1.65 | +0.12 | buy |
| Alpine Global Management, LLC | 119,915 | 150,000 | +30,085 | 0.39 | 0.36 | -0.03 | buy |
| COHEN & STEERS, INC. | 377,795 | 402,795 | +25,000 | 0.01 | 0.01 | +0.00 | buy |
| Fort Point Capital Partners LLC | 73,218 | 98,097 | +24,879 | 0.12 | 0.16 | +0.04 | buy |
| Melone Private Wealth, LLC | 669,123 | 687,758 | +18,635 | 5.03 | 5.05 | +0.02 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 27,770 | 40,445 | +12,675 | 0.12 | 0.18 | +0.05 | buy |
| PRIMORIS WEALTH ADVISORS, LLC | 30,930 | 38,430 | +7,500 | 0.34 | 0.38 | +0.03 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 13,637 | 19,385 | +5,748 | 0.05 | 0.07 | +0.01 | buy |
| LAKE STREET PRIVATE WEALTH, LLC | 88,500 | 93,400 | +4,900 | 0.16 | 0.16 | -0.01 | buy |
| Aviance Capital Partners, LLC | 16,442 | 21,286 | +4,844 | 0.04 | 0.04 | -0.00 | buy |
| Wakefield Asset Management LLLP | 142,368 | 146,976 | +4,608 | 0.62 | 0.62 | -0.00 | buy |
| Carson Advisory Inc. | 146,633 | 151,083 | +4,450 | 1.35 | 1.30 | -0.05 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 23,741 | 28,013 | +4,272 | 0.24 | 0.28 | +0.04 | buy |
| Regal Investment Advisors LLC | 31,010 | 34,190 | +3,180 | 0.03 | 0.03 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 18,146 | 20,656 | +2,510 | 0.02 | 0.02 | -0.00 | buy |
| SILVERLAKE WEALTH MANAGEMENT LLC | 25,189 | 27,276 | +2,087 | 0.16 | 0.17 | +0.01 | buy |
| Moors & Cabot, Inc. | 13,805 | 15,592 | +1,787 | 0.01 | 0.01 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 32,282 | 33,520 | +1,238 | 0.17 | 0.14 | -0.02 | buy |
| Fortitude Advisory Group L.L.C. | 50,559 | 51,650 | +1,091 | 0.36 | 0.36 | -0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 22,604 | 23,305 | +701 | 0.00 | 0.00 | +0.00 | buy |
| Livelsberger Financial Advisory | 19,496 | 19,880 | +384 | 0.21 | 2.83 | +2.62 | buy |
| Chicago Partners Investment Group LLC | 18,189 | 18,434 | +245 | 0.01 | 0.01 | -0.00 | buy |
| Denver PWM, LLC | 12,611 | 12,780 | +169 | 0.01 | 0.06 | +0.05 | buy |
| Catalina Capital Group, LLC | 26,207 | 26,357 | +150 | 0.24 | 0.14 | -0.10 | buy |
| Powell Investment Advisors, LLC | 11,471 | 11,603 | +132 | 0.07 | 0.08 | +0.00 | buy |
| Tyche Wealth Partners LLC | 89,527 | 89,603 | +76 | 0.25 | 0.27 | +0.01 | buy |
| Hayek Kallen Investment Management | 17,415 | 17,459 | +44 | 0.09 | 0.08 | -0.00 | buy |
| Venture Visionary Partners LLC | 57,566 | 57,593 | +27 | 0.04 | 0.03 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 11,231 | 11,237 | +6 | 0.13 | 0.10 | -0.03 | buy |
| Pathway Financial Advisers, LLC | 2,444 | 2,449 | +5 | 0.01 | 0.01 | -0.00 | buy |
| Ranch Capital Advisors Inc. | 24,829 | 24,832 | +3 | 0.18 | 0.16 | -0.02 | buy |
| Concurrent Investment Advisors, LLC | 11,627 | 11,630 | +3 | 0.01 | 0.01 | -0.00 | buy |
| Winch Advisory Services, LLC | 154 | 155 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Mascoma Wealth Management LLC | 1,369 | 1,069 | -300 | 0.00 | 0.00 | -0.00 | sell |
| Shulman DeMeo Asset Management LLC | 16,998 | 16,533 | -465 | 0.06 | 0.05 | -0.00 | sell |
| DAYMARK WEALTH PARTNERS, LLC | 27,457 | 26,981 | -476 | 0.02 | 0.02 | -0.00 | sell |
| MGO ONE SEVEN LLC | 39,294 | 38,549 | -745 | 0.03 | 0.02 | -0.00 | sell |
| FF Advisors,LLC | 79,010 | 78,195 | -815 | 0.78 | 0.66 | -0.12 | sell |
| Park Place Capital Corp | 93,475 | 92,475 | -1,000 | 0.44 | 0.41 | -0.03 | sell |
| Renasant Bank | 97,775 | 96,775 | -1,000 | 0.92 | 0.84 | -0.08 | sell |
| Balefire, LLC | 15,010 | 13,714 | -1,296 | 0.07 | 0.06 | -0.00 | sell |
| Compass Financial Group, INC/SD | 89,479 | 88,028 | -1,451 | 0.28 | 0.25 | -0.03 | sell |
| MKT Advisors LLC | 12,950 | 11,450 | -1,500 | 0.10 | 0.07 | -0.03 | sell |
| Arete Wealth Advisors, LLC | 36,772 | 34,856 | -1,916 | 0.03 | 0.04 | +0.01 | sell |
| Summit Trail Advisors, LLC | 17,122 | 15,196 | -1,926 | 0.01 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 26,711 | 24,509 | -2,202 | 0.03 | 0.03 | -0.00 | sell |
| OPTIMUM INVESTMENT ADVISORS | 9,831 | 7,436 | -2,395 | 0.06 | 0.04 | -0.02 | sell |
| PETRA FINANCIAL ADVISORS INC | 128,240 | 125,795 | -2,445 | 1.27 | 1.13 | -0.14 | sell |
| Gould Capital, LLC | 87,698 | 85,208 | -2,490 | 0.76 | 0.73 | -0.02 | sell |
| Ashton Thomas Private Wealth, LLC | 18,268 | 15,457 | -2,811 | 0.01 | 0.01 | -0.00 | sell |
| Meadow Creek Wealth Advisors LLC | 20,671 | 17,425 | -3,246 | 0.24 | 0.15 | -0.09 | sell |
| Creekmur Asset Management LLC | 4,303 | 949 | -3,354 | 0.02 | 0.00 | -0.01 | sell |
| Merit Financial Group, LLC | 19,739 | 16,193 | -3,546 | 0.01 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 15,974 | 12,289 | -3,685 | 0.01 | 0.01 | -0.00 | sell |
| Capital Investment Advisors, LLC | 205,141 | 201,146 | -3,995 | 0.06 | 0.06 | -0.00 | sell |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 32,984 | 28,145 | -4,839 | 0.01 | 0.01 | -0.00 | sell |
| Kovack Advisors, Inc. | 41,927 | 35,927 | -6,000 | 0.06 | 0.05 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 757,000 | 751,000 | -6,000 | 3.86 | 3.29 | -0.57 | sell |
| Koshinski Asset Management, Inc. | 34,863 | 26,136 | -8,727 | 0.06 | 0.03 | -0.03 | sell |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 105,863 | 96,911 | -8,952 | 0.45 | 0.39 | -0.06 | sell |
| Rareview Capital LLC | 355,168 | 342,830 | -12,338 | 3.85 | 4.13 | +0.27 | sell |
| Vivaldi Capital Management LP | 148,424 | 130,138 | -18,286 | 0.52 | 0.46 | -0.07 | sell |
| Tortoise Investment Management, LLC | 88,014 | 61,509 | -26,505 | 0.14 | 0.09 | -0.05 | sell |
| Gridiron Partners, LLC | 339,897 | 308,477 | -31,420 | 2.84 | 2.41 | -0.43 | sell |
| Karpus Management, Inc. | 7,226,642 | 7,153,345 | -73,297 | 2.60 | 2.53 | -0.07 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 310,915 | 224,319 | -86,596 | 3.01 | 2.11 | -0.90 | sell |
| AQR Arbitrage LLC | 711,227 | 609,425 | -101,802 | 0.34 | 0.26 | -0.08 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 427,056 | 320,333 | -106,723 | 0.45 | 0.34 | -0.11 | sell |
| Fiera Capital Corp | 837,403 | 655,826 | -181,577 | 0.03 | 0.02 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,508,228 | 1,195,425 | -312,803 | 0.44 | 0.34 | -0.10 | sell |
| Logan Stone Capital, LLC | 2,126,169 | 1,387,285 | -738,884 | 5.08 | 3.65 | -1.43 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,896,389 | 2,700,584 | -1,195,805 | 2.21 | 1.60 | -0.61 | sell |