| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,153,345 | 7,041,298 | -112,047 | 2.53 | 2.45 | -0.08 | sell |
| MORGAN STANLEY | 3,534,052 | 3,689,773 | +155,721 | 0.00 | 0.00 | +0.00 | buy |
| MACKAY SHIELDS LLC | 1,244,278 | 2,979,726 | +1,735,448 | 0.42 | 1.12 | +0.70 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,700,584 | 2,634,477 | -66,107 | 1.60 | 1.54 | -0.06 | sell |
| BANK OF AMERICA CORP /DE/ | 2,369,589 | 2,480,725 | +111,136 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 2,491,140 | 2,463,320 | -27,820 | 0.01 | 0.01 | -0.00 | sell |
| Pathstone Holdings, LLC | 2,613,406 | 2,428,703 | -184,703 | 0.15 | 0.14 | -0.02 | sell |
| WELLS FARGO & COMPANY/MN | 1,686,898 | 1,729,345 | +42,447 | 0.01 | 0.01 | +0.00 | buy |
| Saba Capital Management, L.P. | 2,543,489 | 1,471,376 | -1,072,113 | 0.68 | 0.40 | -0.28 | sell |
| VAN ECK ASSOCIATES CORP | 1,542,622 | 1,421,894 | -120,728 | 0.03 | 0.02 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 1,265,167 | 1,278,822 | +13,655 | 0.11 | 0.11 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,303,328 | 1,273,328 | -30,000 | 5.52 | 5.67 | +0.14 | sell |
| Hennion & Walsh Asset Management, Inc. | 706,317 | 948,016 | +241,699 | 0.46 | 0.60 | +0.14 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,195,425 | 769,166 | -426,259 | 0.34 | 0.22 | -0.12 | sell |
| HighTower Advisors, LLC | 801,248 | 721,036 | -80,212 | 0.02 | 0.01 | -0.00 | sell |
| Melone Private Wealth, LLC | 687,758 | 700,822 | +13,064 | 5.05 | 5.13 | +0.07 | buy |
| Penserra Capital Management LLC | 623,345 | 637,514 | +14,169 | 0.10 | 0.10 | +0.00 | buy |
| LPL Financial LLC | 504,241 | 577,770 | +73,529 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 543,955 | 577,368 | +33,413 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 544,773 | 544,773 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Advisors Asset Management, Inc. | 516,600 | 484,039 | -32,561 | 0.12 | 0.12 | -0.00 | sell |
| Allianz Asset Management GmbH | 462,380 | 462,380 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fiera Capital Corp | 655,826 | 445,858 | -209,968 | 0.02 | 0.02 | -0.01 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 418,272 | 383,690 | -34,582 | 0.42 | 0.41 | -0.02 | sell |
| Rockefeller Capital Management L.P. | 283,337 | 374,399 | +91,062 | 0.01 | 0.01 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 751,000 | 365,500 | -385,500 | 3.29 | 1.70 | -1.60 | sell |
| Kestra Advisory Services, LLC | 336,325 | 353,441 | +17,116 | 0.03 | 0.02 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 338,828 | 347,193 | +8,365 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 365,772 | 334,286 | -31,486 | 0.19 | 0.18 | -0.01 | sell |
| Rareview Capital LLC | 342,830 | 333,479 | -9,351 | 4.13 | 3.94 | -0.19 | sell |
| Congress Park Capital LLC | 305,000 | 312,500 | +7,500 | 1.65 | 1.55 | -0.10 | buy |
| COHEN & STEERS, INC. | 402,795 | 307,795 | -95,000 | 0.01 | 0.01 | -0.00 | sell |
| Gridiron Partners, LLC | 308,477 | 306,681 | -1,796 | 2.41 | 2.41 | +0.01 | sell |
| GREATMARK INVESTMENT PARTNERS, INC. | 252,821 | 290,321 | +37,500 | 0.44 | 0.52 | +0.08 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 263,530 | 271,649 | +8,119 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 281,973 | 269,240 | -12,733 | 0.01 | 0.01 | -0.00 | sell |
| KIM, LLC | 200,000 | 250,000 | +50,000 | 0.30 | 0.33 | +0.03 | buy |
| NINE MASTS CAPITAL Ltd | 289,861 | 220,588 | -69,273 | 0.93 | 0.84 | -0.09 | sell |
| AHL INVESTMENT MANAGEMENT, INC. | 224,319 | 212,157 | -12,162 | 2.11 | 1.92 | -0.18 | sell |
| Cetera Investment Advisers | 222,767 | 209,306 | -13,461 | 0.01 | 0.01 | -0.00 | sell |
| Dakota Wealth Management | 205,801 | 205,801 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Logan Stone Capital, LLC | 1,387,285 | 204,639 | -1,182,646 | 3.65 | 0.65 | -3.00 | sell |
| Capital Investment Advisors, LLC | 201,146 | 197,962 | -3,184 | 0.06 | 0.06 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 187,813 | 196,486 | +8,673 | 0.03 | 0.03 | -0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 184,205 | 186,578 | +2,373 | 0.01 | 0.01 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 166,162 | 152,988 | -13,174 | 0.00 | 0.00 | -0.00 | sell |
| Carson Advisory Inc. | 151,083 | 151,622 | +539 | 1.30 | 1.31 | +0.01 | buy |
| Invesco Ltd. | 134,774 | 150,133 | +15,359 | 0.00 | 0.00 | +0.00 | buy |
| Freestone Capital Holdings, LLC | 250,000 | 150,000 | -100,000 | 0.11 | 0.07 | -0.05 | sell |
| Alpine Global Management, LLC | 150,000 | 150,000 | 0 | 0.36 | 0.32 | -0.03 | hold |
| AQR Arbitrage LLC | 609,425 | 148,214 | -461,211 | 0.26 | 0.05 | -0.21 | sell |
| OSAIC HOLDINGS, INC. | 305,182 | 146,743 | -158,439 | 0.01 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 122,590 | 146,531 | +23,941 | 0.00 | 0.00 | +0.00 | buy |
| Wakefield Asset Management LLLP | 146,976 | 145,370 | -1,606 | 0.62 | 0.63 | +0.01 | sell |
| Prospera Financial Services Inc | 137,938 | 141,368 | +3,430 | 0.05 | 0.05 | -0.00 | buy |
| Lido Advisors, LLC | 140,368 | 133,686 | -6,682 | 0.02 | 0.01 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 132,863 | 132,665 | -198 | 0.12 | 0.11 | -0.00 | sell |
| PETRA FINANCIAL ADVISORS INC | 125,795 | 125,795 | 0 | 1.13 | 1.12 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 122,626 | 123,426 | +800 | 0.02 | 0.02 | -0.00 | buy |
| Matisse Capital | 120,447 | 120,447 | 0 | 0.71 | 0.74 | +0.03 | hold |
| Vivaldi Capital Management LP | 130,138 | 113,028 | -17,110 | 0.46 | 0.40 | -0.06 | sell |
| LAKE STREET PRIVATE WEALTH, LLC | 93,400 | 111,750 | +18,350 | 0.16 | 0.18 | +0.02 | buy |
| GOLDMAN SACHS GROUP INC | 102,815 | 106,980 | +4,165 | 0.00 | 0.00 | -0.00 | buy |
| Fort Point Capital Partners LLC | 98,097 | 102,076 | +3,979 | 0.16 | 0.16 | -0.00 | buy |
| Renasant Bank | 96,775 | 95,575 | -1,200 | 0.84 | 0.81 | -0.03 | sell |
| Park Place Capital Corp | 92,475 | 91,275 | -1,200 | 0.41 | 0.36 | -0.05 | sell |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 96,911 | 90,345 | -6,566 | 0.39 | 0.36 | -0.03 | sell |
| Compass Financial Group, INC/SD | 88,028 | 89,084 | +1,056 | 0.25 | 0.24 | -0.01 | buy |
| Tyche Wealth Partners LLC | 89,603 | 87,261 | -2,342 | 0.27 | 0.26 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 320,333 | 86,542 | -233,791 | 0.34 | 0.09 | -0.25 | sell |
| Edgemoor Investment Advisors, Inc. | 30,295 | 84,781 | +54,486 | 0.04 | 0.10 | +0.06 | buy |
| Gould Capital, LLC | 85,208 | 83,601 | -1,607 | 0.73 | 0.73 | -0.01 | sell |
| FF Advisors,LLC | 78,195 | 79,425 | +1,230 | 0.66 | 0.69 | +0.03 | buy |
| Private Advisor Group, LLC | 72,497 | 72,751 | +254 | 0.01 | 0.01 | -0.00 | buy |
| Strategic Financial Concepts, LLC | 0 | 71,535 | +71,535 | 0.00 | 0.00 | +0.00 | buy |
| McGowan Group Asset Management, Inc. | 0 | 70,913 | +70,913 | 0.00 | 0.12 | +0.12 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 71,653 | 70,371 | -1,282 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 145,098 | 67,756 | -77,342 | 0.00 | 0.00 | -0.00 | sell |
| Arkos Global Advisors | 65,637 | 65,637 | 0 | 0.13 | 0.13 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 65,544 | 65,544 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 39,980 | 58,708 | +18,728 | 0.00 | 0.01 | +0.00 | buy |
| Venture Visionary Partners LLC | 57,593 | 57,122 | -471 | 0.03 | 0.03 | -0.00 | sell |
| Tortoise Investment Management, LLC | 61,509 | 51,809 | -9,700 | 0.09 | 0.07 | -0.02 | sell |
| Fortitude Advisory Group L.L.C. | 51,650 | 51,650 | 0 | 0.36 | 0.38 | +0.02 | hold |
| Janney Montgomery Scott LLC | 48,159 | 48,940 | +781 | 0.00 | 0.00 | +0.00 | buy |
| PRIMORIS WEALTH ADVISORS, LLC | 38,430 | 46,930 | +8,500 | 0.38 | 0.46 | +0.08 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 45,035 | 46,790 | +1,755 | 0.00 | 0.00 | -0.00 | buy |
| Marex Group plc | 0 | 45,922 | +45,922 | 0.00 | 0.02 | +0.02 | buy |
| Baird Financial Group, Inc. | 48,784 | 44,205 | -4,579 | 0.00 | 0.00 | -0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 41,747 | 43,836 | +2,089 | 0.12 | 0.12 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 0 | 43,644 | +43,644 | 0.00 | 0.03 | +0.03 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 40,445 | 43,472 | +3,027 | 0.18 | 0.19 | +0.01 | buy |
| Modern Wealth Management, LLC | 0 | 42,442 | +42,442 | 0.00 | 0.04 | +0.04 | buy |
| Rinkey Investments | 40,925 | 40,925 | 0 | 0.18 | 0.18 | -0.00 | hold |
| Stratos Wealth Partners, LTD. | 42,992 | 40,900 | -2,092 | 0.01 | 0.01 | -0.00 | sell |
| Avior Wealth Management, LLC | 42,898 | 40,880 | -2,018 | 0.02 | 0.02 | -0.00 | sell |
| Palogic Value Management, L.P. | 38,860 | 38,860 | 0 | 0.21 | 0.20 | -0.00 | hold |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 28,013 | 36,223 | +8,210 | 0.28 | 0.36 | +0.08 | buy |
| Csenge Advisory Group | 21,633 | 35,826 | +14,193 | 0.01 | 0.03 | +0.01 | buy |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 0 | 35,458 | +35,458 | 0.00 | 0.01 | +0.01 | buy |