Stock Transactions — GLADSTONE CAPITAL CORP

Total Bought
563,008
29 transactions
Total Sold
1,058,320
46 transactions
Net
-495,312
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
North Ground Capital0142,896+142,8960.002.99+2.99buy
MORGAN STANLEY0135,580+135,5800.000.00+0.00buy
B. Riley Wealth Advisors, Inc.088,295+88,2950.000.10+0.10buy
Campbell & CO Investment Adviser LLC048,186+48,1860.000.05+0.05buy
XTX Topco Ltd034,318+34,3180.000.01+0.01buy
Shulman DeMeo Asset Management LLC018,395+18,3950.000.07+0.07buy
Legal & General Group Plc158,938175,728+16,7900.000.00-0.00buy
OSAIC HOLDINGS, INC.5,68120,851+15,1700.000.00+0.00buy
OXFORD ASSET MANAGEMENT LLP011,615+11,6150.000.08+0.08buy
Entropy Technologies, LP010,300+10,3000.000.01+0.01buy
WELLS FARGO & COMPANY/MN40,85950,225+9,3660.000.00+0.00buy
Sunbelt Securities, Inc.08,200+8,2000.000.01+0.01buy
Legacy Capital Wealth Partners, LLC60,64468,107+7,4630.270.24-0.03buy
Hennion & Walsh Asset Management, Inc.26,69433,201+6,5070.020.02+0.00buy
Quantbot Technologies LP6,92910,742+3,8130.000.01+0.00buy
Advisory Services Network, LLC01,769+1,7690.000.00+0.00buy
FIFTH THIRD BANCORP01,262+1,2620.000.00+0.00buy
Farther Finance Advisors, LLC2,5053,594+1,0890.000.00+0.00buy
Kovack Advisors, Inc.24,33225,313+9810.020.02-0.00buy
Triumph Capital Management7501,300+5500.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0136+1360.000.00+0.00buy
Steward Partners Investment Advisory, LLC0100+1000.000.00+0.00buy
Ritter Daniher Financial Advisory LLC / DE3,0733,148+750.010.01-0.00buy
Russell Investments Group, Ltd.070+700.000.00+0.00buy
Main Street Group, LTD054+540.000.00+0.00buy
Caitong International Asset Management Co., Ltd015+150.000.00+0.00buy
Virtus Investment Advisers, LLC28,40128,409+80.160.14-0.02buy
Signature Resources Capital Management, LLC04+40.000.00+0.00buy
IFP Advisors, Inc4445+10.000.00-0.00buy
ROYAL BANK OF CANADA0000.000.00+0.00hold
HBK INVESTMENTS L P0000.080.11+0.03hold
NOMURA ASSET MANAGEMENT CO LTD21521500.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.505000.000.00+0.00hold
CSS LLC/IL0000.110.05-0.06hold
INCOME RESEARCH & MANAGEMENT4,830,0004,830,00002.472.68+0.21hold
Radcliffe Capital Management, L.P.0001.141.50+0.36hold
WATER ISLAND CAPITAL LLC0000.240.13-0.11hold
MILLENNIUM MANAGEMENT LLC0000.000.00+0.00hold
PRIVATE TRUST CO NA94894800.000.00-0.00hold
LINDEN ADVISORS LP0000.050.06+0.01hold
WOLVERINE ASSET MANAGEMENT LLC0000.040.05+0.00hold
Context Capital Management, LLC0000.260.36+0.10hold
ASSETMARK, INC1100.000.00-0.00hold
State of Alaska, Department of Revenue91791700.000.00-0.00hold
DnB Asset Management AS77,52577,52500.010.00-0.00hold
Allworth Financial LP1,7001,70000.000.00-0.00hold
Oakworth Capital, Inc.252500.000.00-0.00hold
Russell Investments Group, Ltd.0000.000.00+0.00hold
Centiva Capital, LP0000.000.03+0.03hold
Pinnacle Wealth Planning Services, Inc.2,2802,28000.000.00-0.00hold
Sound Income Strategies, LLC6,7716,77100.010.01-0.00hold
Larson Financial Group LLC2,4002,40000.000.00-0.00hold
Vermillion Wealth Management, Inc.50050000.000.00-0.00hold
Walleye Capital LLC0000.020.03+0.01hold
Key FInancial Inc10010000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,98915,98900.020.02-0.00hold
WFA of San Diego, LLC1,5501,55000.020.02-0.00hold
Nuveen, LLC0000.000.00+0.00hold
Newbridge Financial Services Group, Inc.1,0001,00000.000.00-0.00hold
KIM, LLC0000.170.28+0.11hold
MRP Capital Investments, LLC20220200.000.00-0.00hold
Quarry LP0000.350.20-0.15hold
PFS Partners, LLC1,9691,96900.020.02-0.00hold
AMERIFLEX GROUP, INC.6,5126,51200.070.06-0.01hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
STIFEL FINANCIAL CORP0000.000.00-0.00hold
WELLS FARGO & COMPANY/MN0000.000.00+0.00hold
VALLEY NATIONAL ADVISERS INC10010000.000.00-0.00hold
Atlantic Union Bankshares Corp1,4001,40000.000.00-0.00hold
MACKENZIE FINANCIAL CORP16,41016,41000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/4,2004,20000.000.00-0.00hold
OAKTREE CAPITAL MANAGEMENT LP0000.010.03+0.02hold
Blue Trust, Inc.170-170.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP1,6191,562-570.000.00-0.00sell
Tower Research Capital LLC (TRC)331256-750.000.00-0.00sell
CX Institutional1000-1000.000.00-0.00sell
Creekmur Asset Management LLC2410-2410.000.00-0.00sell
Quarry LP2750-2750.000.00-0.00sell
Harbor Asset Planning, Inc.3860-3860.010.00-0.01sell
Rockefeller Capital Management L.P.5980-5980.000.00-0.00sell
ROYAL BANK OF CANADA19,61218,910-7020.000.00-0.00sell
Fortress Financial Solutions, LLC14,91414,116-7980.320.26-0.06sell
RAYMOND JAMES FINANCIAL INC47,69646,686-1,0100.000.00-0.00sell
SIMPLEX TRADING, LLC1,3170-1,3170.000.00-0.00sell
DENALI ADVISORS LLC23,39821,984-1,4140.050.04-0.01sell
CWM, LLC1,979444-1,5350.000.00-0.00sell
Garner Asset Management Corp1,7500-1,7500.010.00-0.01sell
Advisors Asset Management, Inc.64,90963,054-1,8550.020.02-0.00sell
BANK OF AMERICA CORP /DE/27,97325,375-2,5980.000.00-0.00sell
Ausdal Financial Partners, Inc.29,89626,927-2,9690.030.02-0.01sell
BNP PARIBAS FINANCIAL MARKETS29,21425,315-3,8990.000.00-0.00sell
Cetera Investment Advisers35,22528,890-6,3350.000.00-0.00sell
JPMORGAN CHASE & CO6,8060-6,8060.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.10,2120-10,2120.000.00-0.00sell
Virtu Financial LLC10,3060-10,3060.010.00-0.01sell
NOMURA HOLDINGS INC11,2810-11,2810.000.00-0.00sell
D.A. DAVIDSON & CO.59,25647,146-12,1100.010.00-0.00sell
Brevan Howard Capital Management LP39,84826,187-13,6610.020.00-0.01sell
NORTHERN TRUST CORP15,5040-15,5040.000.00-0.00sell
UBS Group AG271,702256,179-15,5230.000.00-0.00sell
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