Stock Transactions — GLADSTONE CAPITAL CORP

Total Bought
1,708,537
59 transactions
Total Sold
3,380,759
67 transactions
Net
-1,672,222
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
TWO SIGMA ADVISERS, LP0214,029+214,0290.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP0171,551+171,5510.000.01+0.01buy
Legal & General Group Plc0171,523+171,5230.000.00+0.00buy
LPL Financial LLC0168,464+168,4640.000.00+0.00buy
D.A. DAVIDSON & CO.0102,678+102,6780.000.02+0.02buy
Advisors Asset Management, Inc.097,661+97,6610.000.04+0.04buy
MORGAN STANLEY077,995+77,9950.000.00+0.00buy
Legacy Capital Wealth Partners, LLC074,039+74,0390.000.44+0.44buy
CITADEL ADVISORS LLC063,790+63,7900.000.00+0.00buy
TrueMark Investments, LLC062,334+62,3340.000.50+0.50buy
Trexquant Investment LP055,529+55,5290.000.02+0.02buy
HRT FINANCIAL LP041,559+41,5590.000.01+0.01buy
Qube Research & Technologies Ltd037,750+37,7500.000.00+0.00buy
Kovack Advisors, Inc.035,165+35,1650.000.09+0.09buy
VIRTUS ADVISERS, LLC033,608+33,6080.000.38+0.38buy
Cetera Investment Advisers029,925+29,9250.000.00+0.00buy
WELLS FARGO & COMPANY/MN029,815+29,8150.000.00+0.00buy
ROYAL BANK OF CANADA023,092+23,0920.000.00+0.00buy
Ausdal Financial Partners, Inc.022,643+22,6430.000.06+0.06buy
UBS Group AG017,316+17,3160.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC015,989+15,9890.000.04+0.04buy
ENVESTNET ASSET MANAGEMENT INC015,842+15,8420.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP015,549+15,5490.000.00+0.00buy
GRIMES & COMPANY, INC.015,196+15,1960.000.01+0.01buy
Connor, Clark & Lunn Investment Management Ltd.012,574+12,5740.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC011,820+11,8200.000.00+0.00buy
Jump Financial, LLC010,649+10,6490.000.00+0.00buy
Private Advisor Group, LLC010,290+10,2900.000.00+0.00buy
DEUTSCHE BANK AG\09,509+9,5090.000.00+0.00buy
XML Financial, LLC09,105+9,1050.000.02+0.02buy
Good Life Advisors, LLC08,871+8,8710.000.02+0.02buy
WEDBUSH SECURITIES INC08,658+8,6580.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.08,657+8,6570.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/04,200+4,2000.000.00+0.00buy
Aquatic Capital Management LLC03,600+3,6000.000.00+0.00buy
Register Financial Advisors LLC03,228+3,2280.000.04+0.04buy
SIMPLEX TRADING, LLC02,629+2,6290.000.00+0.00buy
nVerses Capital, LLC01,600+1,6000.000.02+0.02buy
Tower Research Capital LLC (TRC)01,499+1,4990.000.00+0.00buy
Newbridge Financial Services Group, Inc.01,377+1,3770.000.01+0.01buy
COMERICA BANK01,250+1,2500.000.00+0.00buy
Ashton Thomas Private Wealth, LLC01,000+1,0000.000.00+0.00buy
PRIVATE TRUST CO NA0948+9480.000.00+0.00buy
PFS Partners, LLC0769+7690.000.01+0.01buy
CITIGROUP INC0764+7640.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0500+5000.000.00+0.00buy
Triad Wealth Partners, LLC0435+4350.000.01+0.01buy
Creekmur Asset Management LLC0384+3840.000.00+0.00buy
GROUP ONE TRADING LLC0300+3000.000.00+0.00buy
NCP Inc.0174+1740.000.00+0.00buy
HAZLETT, BURT & WATSON, INC.0155+1550.000.00+0.00buy
Balefire, LLC0150+1500.000.00+0.00buy
CREATIVE FINANCIAL DESIGNS INC /ADV0124+1240.000.00+0.00buy
Redwood Wealth Management Group, LLC0100+1000.000.00+0.00buy
VALLEY NATIONAL ADVISERS INC0100+1000.000.00+0.00buy
Main Street Group, LTD050+500.000.00+0.00buy
HUNTINGTON NATIONAL BANK015+150.000.00+0.00buy
Family Firm, Inc.08+80.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO03+30.000.00+0.00buy
HUNTINGTON NATIONAL BANK311-300.000.00-0.00sell
Parallel Advisors, LLC16886-820.000.00+0.00sell
Main Street Group, LTD1000-1000.000.00-0.00sell
Steward Partners Investment Advisory, LLC1980-1980.000.00-0.00sell
Key FInancial Inc2000-2000.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV2480-2480.000.00-0.00sell
Balefire, LLC3000-3000.000.00-0.00sell
HAZLETT, BURT & WATSON, INC.3100-3100.000.00-0.00sell
NCP Inc.3490-3490.000.00-0.00sell
FNY Investment Advisers, LLC4000-4000.000.00-0.00sell
OLD POINT TRUST & FINANCIAL SERVICES N A5000-5000.000.00-0.00sell
West Oak Capital, LLC8000-8000.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.1,0000-1,0000.000.00-0.00sell
Coppell Advisory Solutions LLC1,2460-1,2460.000.00-0.00sell
PRIVATE TRUST CO NA1,8960-1,8960.000.00-0.00sell
EntryPoint Capital, LLC2,4130-2,4130.050.00-0.05sell
COMERICA BANK2,5000-2,5000.000.00-0.00sell
Creekmur Asset Management LLC4,1000-4,1000.020.00-0.02sell
SIMPLEX TRADING, LLC6,2650-6,2650.000.00-0.00sell
Register Financial Advisors LLC6,4570-6,4570.040.00-0.04sell
Aquatic Capital Management LLC9,1000-9,1000.000.00-0.00sell
GROUP ONE TRADING LLC9,6190-9,6190.000.00-0.00sell
Prime Capital Investment Advisors, LLC10,5390-10,5390.000.00-0.00sell
IEQ CAPITAL, LLC11,0000-11,0000.000.00-0.00sell
RDA Financial Network11,4000-11,4000.040.00-0.04sell
WEDBUSH SECURITIES INC11,6310-11,6310.000.00-0.00sell
ADVISORY RESEARCH INC13,2570-13,2570.030.00-0.03sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO15,0000-15,0000.000.00-0.00sell
Good Life Advisors, LLC15,0320-15,0320.010.00-0.01sell
MILLENNIUM MANAGEMENT LLC15,0750-15,0750.000.00-0.00sell
EAGLE GLOBAL ADVISORS LLC16,1200-16,1200.010.00-0.01sell
DAVENPORT & Co LLC16,3120-16,3120.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.16,3150-16,3150.000.00-0.00sell
GRIMES & COMPANY, INC.16,5140-16,5140.010.00-0.01sell
Brevan Howard Capital Management LP16,8210-16,8210.020.00-0.02sell
XML Financial, LLC17,7910-17,7910.020.00-0.02sell
DEUTSCHE BANK AG\19,0190-19,0190.000.00-0.00sell
Private Advisor Group, LLC19,5830-19,5830.000.00-0.00sell
Jump Financial, LLC19,6870-19,6870.010.00-0.01sell
UBS Group AG20,6430-20,6430.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC23,6160-23,6160.000.00-0.00sell
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