| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| &PARTNERS | 0 | 145,000 | +145,000 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE GLOBAL ADVISORS LLC | 0 | 12,355 | +12,355 | 0.00 | 0.01 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 150,284 | 162,633 | +12,349 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 63,054 | 73,780 | +10,726 | 0.02 | 0.02 | +0.00 | buy |
| LPL Financial LLC | 113,290 | 121,639 | +8,349 | 0.00 | 0.00 | +0.00 | buy |
| LAFFER TENGLER INVESTMENTS, INC. | 0 | 2,453 | +2,453 | 0.00 | 0.31 | +0.31 | buy |
| ROYAL BANK OF CANADA | 18,910 | 19,923 | +1,013 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 215 | 698 | +483 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 0 | 0 | 0 | 0.11 | 0.11 | +0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 0 | 0 | 0 | 0.05 | 0.02 | -0.03 | hold |
| MONETA GROUP INVESTMENT ADVISORS LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INCOME RESEARCH & MANAGEMENT | 4,830,000 | 4,830,000 | 0 | 2.68 | 2.52 | -0.16 | hold |
| Radcliffe Capital Management, L.P. | 0 | 0 | 0 | 1.50 | 1.56 | +0.06 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 948 | 948 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 0.06 | 0.06 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Context Capital Management, LLC | 0 | 0 | 0 | 0.36 | 0.32 | -0.04 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| State of Alaska, Department of Revenue | 917 | 917 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DENALI ADVISORS LLC | 21,984 | 20,095 | -1,889 | 0.04 | 0.04 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 25,315 | 22,690 | -2,625 | 0.00 | 0.00 | -0.00 | sell |
| Campbell & CO Investment Adviser LLC | 48,186 | 39,226 | -8,960 | 0.05 | 0.04 | -0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 112,907 | 97,486 | -15,421 | 0.00 | 0.00 | -0.00 | sell |
| D.A. DAVIDSON & CO. | 47,146 | 26,747 | -20,399 | 0.00 | 0.00 | -0.00 | sell |