Stock Transactions — GLADSTONE CAPITAL CORP

Total Bought
8,684,223
45 transactions
Total Sold
162,773
22 transactions
Net
+8,521,450
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
INCOME RESEARCH & MANAGEMENT04,595,000+4,595,0000.002.22+2.22buy
Fort Baker Capital Management LP03,500,000+3,500,0000.000.57+0.57buy
MARSHALL WACE, LLP8,426109,263+100,8370.000.00+0.00buy
GOLDMAN SACHS GROUP INC15,19898,800+83,6020.000.00+0.00buy
UBS Group AG167,480230,218+62,7380.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC050,849+50,8490.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP37,32271,882+34,5600.000.00+0.00buy
BlackRock, Inc.129,319157,974+28,6550.000.00-0.00buy
Quadrature Capital Ltd025,211+25,2110.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP64,33889,519+25,1810.000.00-0.00buy
JANE STREET GROUP, LLC019,147+19,1470.000.00+0.00buy
Qube Research & Technologies Ltd19,18435,293+16,1090.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC43,58059,261+15,6810.000.00+0.00buy
Cetera Investment Advisers21,21736,734+15,5170.000.00-0.00buy
MORGAN STANLEY57,42972,822+15,3930.000.00-0.00buy
Connor, Clark & Lunn Investment Management Ltd.014,978+14,9780.000.00+0.00buy
Brevan Howard Capital Management LP13,88727,851+13,9640.000.01+0.00buy
AMERIFLEX GROUP, INC.010,674+10,6740.000.09+0.09buy
Quantbot Technologies LP4,27214,444+10,1720.000.01+0.01buy
Cubist Systematic Strategies, LLC07,880+7,8800.000.00+0.00buy
Advisors Asset Management, Inc.56,56063,182+6,6220.030.02-0.00buy
JPMORGAN CHASE & CO05,817+5,8170.000.00+0.00buy
Advisory Services Network, LLC03,370+3,3700.000.00+0.00buy
D.A. DAVIDSON & CO.113,240115,951+2,7110.020.02-0.01buy
Kovack Advisors, Inc.38,47941,017+2,5380.100.08-0.02buy
SIMPLEX TRADING, LLC02,442+2,4420.000.00+0.00buy
Tower Research Capital LLC (TRC)4052,594+2,1890.000.00+0.00buy
Larson Financial Group LLC5002,400+1,9000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.7,8769,727+1,8510.000.00-0.00buy
Point72 Asia (Singapore) Pte. Ltd.01,511+1,5110.000.01+0.01buy
Atlantic Union Bankshares Corp01,400+1,4000.000.00+0.00buy
NORTHERN TRUST CORP15,52816,774+1,2460.000.00-0.00buy
Rockefeller Capital Management L.P.01,098+1,0980.000.00+0.00buy
CWM, LLC1,1872,246+1,0590.000.00+0.00buy
State of Alaska, Department of Revenue0917+9170.000.00+0.00buy
Triumph Capital Management0750+7500.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP1,0841,310+2260.000.00-0.00buy
Aquatic Capital Management LLC4,0114,148+1370.000.00-0.00buy
Caitong International Asset Management Co., Ltd46150+1040.000.00+0.00buy
SALEM INVESTMENT COUNSELORS INC0100+1000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC11,51811,581+630.000.00-0.00buy
Blue Trust, Inc.017+170.000.00+0.00buy
Creekmur Asset Management LLC236241+50.000.00-0.00buy
IFP Advisors, Inc4243+10.000.00-0.00buy
Main Street Group, LTD5051+10.000.00-0.00buy
HBK INVESTMENTS L P0000.000.11+0.11hold
NOMURA ASSET MANAGEMENT CO LTD1,7661,76600.000.00-0.00hold
CSS LLC/IL0000.000.12+0.12hold
Radcliffe Capital Management, L.P.0000.001.10+1.10hold
WATER ISLAND CAPITAL LLC0000.000.28+0.28hold
MILLENNIUM MANAGEMENT LLC0000.000.00+0.00hold
PRIVATE TRUST CO NA1,5731,57300.000.00-0.00hold
LINDEN ADVISORS LP0000.000.06+0.06hold
WOLVERINE ASSET MANAGEMENT LLC0000.000.05+0.05hold
Context Capital Management, LLC0000.000.37+0.37hold
MOORE CAPITAL MANAGEMENT, LP0000.000.14+0.14hold
DnB Asset Management AS88,47588,47500.010.01-0.00hold
Saba Capital Management, L.P.0000.000.05+0.05hold
Wellesley Asset Management0000.001.45+1.45hold
BOOTHBAY FUND MANAGEMENT, LLC0000.000.12+0.12hold
Allworth Financial LP1,7001,70000.000.00-0.00hold
Private Advisor Group, LLC10,46010,46000.000.00-0.00hold
Oakworth Capital, Inc.252500.000.00-0.00hold
BlueCrest Capital Management Ltd0000.000.06+0.06hold
Russell Investments Group, Ltd.20020000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,3671,36700.000.00-0.00hold
Vermillion Wealth Management, Inc.50050000.010.00-0.00hold
Walleye Capital LLC0000.000.03+0.03hold
Key FInancial Inc10010000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,98915,98900.030.03+0.00hold
WFA of San Diego, LLC1,5501,55000.030.02-0.01hold
Jump Financial, LLC0000.000.11+0.11hold
Nuveen, LLC0000.000.00+0.00hold
Newbridge Financial Services Group, Inc.32732700.000.00-0.00hold
KIM, LLC0000.000.17+0.17hold
Register Financial Advisors LLC3,2283,22800.040.03-0.01hold
MRP Capital Investments, LLC20220200.000.00+0.00hold
Quarry LP0000.000.53+0.53hold
ORG Partners LLC50050000.000.00-0.00hold
PFS Partners, LLC1,9691,96900.030.02-0.01hold
WealthCollab, LLC17017000.000.00-0.00hold
Harbor Asset Planning, Inc.38638600.010.01-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
STIFEL FINANCIAL CORP0000.000.00+0.00hold
VALLEY NATIONAL ADVISERS INC10010000.000.00-0.00hold
COMERICA BANK1,2501,25000.000.00-0.00hold
MACKENZIE FINANCIAL CORP16,41016,41000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/4,2004,20000.000.00-0.00hold
DEUTSCHE BANK AG\9,5099,50900.000.00-0.00hold
Farther Finance Advisors, LLC2,5012,470-310.000.00-0.00sell
ASSETMARK, INC1511-1500.000.00-0.00sell
Transce3nd, LLC1750-1750.000.00-0.00sell
HARBOUR INVESTMENTS, INC.2520-2520.000.00-0.00sell
Legacy Capital Wealth Partners, LLC52,70952,407-3020.320.25-0.07sell
Fortress Financial Solutions, LLC15,09114,502-5890.510.35-0.17sell
GROUP ONE TRADING LLC1,0920-1,0920.000.00-0.00sell
OSAIC HOLDINGS, INC.6,6204,087-2,5330.000.00-0.00sell
Ausdal Financial Partners, Inc.32,13428,674-3,4600.060.03-0.03sell
Virtus Investment Advisers, LLC22,13317,698-4,4350.200.11-0.09sell
DENALI ADVISORS LLC32,30127,333-4,9680.090.07-0.02sell
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