Stock Transactions — GLADSTONE CAPITAL CORP

Total Bought
222,346
37 transactions
Total Sold
1,006,789
28 transactions
Net
-784,443
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG15,94162,532+46,5910.000.00+0.00buy
GOLDMAN SACHS GROUP INC028,397+28,3970.000.00+0.00buy
BlackRock, Inc.79,28298,426+19,1440.000.00+0.00buy
Compound Planning, Inc.017,917+17,9170.000.03+0.03buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP015,329+15,3290.000.00+0.00buy
LPL Financial LLC142,516154,580+12,0640.000.00+0.00buy
Kingsview Wealth Management, LLC011,331+11,3310.000.01+0.01buy
Aquatic Capital Management LLC08,641+8,6410.000.01+0.01buy
XTX Topco Ltd08,468+8,4680.000.02+0.02buy
Campbell & CO Investment Adviser LLC08,286+8,2860.000.02+0.02buy
WEDBUSH SECURITIES INC07,356+7,3560.000.01+0.01buy
Prime Capital Investment Advisors, LLC07,269+7,2690.000.00+0.00buy
MORGAN STANLEY64,27570,449+6,1740.000.00+0.00buy
DnB Asset Management AS110,240116,143+5,9030.010.01+0.00buy
SIMPLEX TRADING, LLC03,756+3,7560.000.00+0.00buy
Register Financial Advisors LLC03,228+3,2280.000.05+0.05buy
NORTHERN TRUST CORP22,32425,023+2,6990.000.00+0.00buy
Kovack Advisors, Inc.35,86737,892+2,0250.090.11+0.01buy
D.A. DAVIDSON & CO.111,569113,049+1,4800.020.03+0.00buy
GROUP ONE TRADING LLC0911+9110.000.00+0.00buy
OSAIC HOLDINGS, INC.10,12711,008+8810.000.00+0.00buy
Newbridge Financial Services Group, Inc.0858+8580.000.01+0.01buy
PRIVATE TRUST CO NA9481,573+6250.000.00+0.00buy
AMERICAN NATIONAL BANK & TRUST0500+5000.000.00+0.00buy
ORG Partners LLC0500+5000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP100537+4370.000.00+0.00buy
CITIGROUP INC9141,235+3210.000.00+0.00buy
Private Advisor Group, LLC10,18110,460+2790.000.00+0.00buy
Ausdal Financial Partners, Inc.22,83523,062+2270.060.06-0.00buy
POM Investment Strategies, LLC0161+1610.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0151+1510.000.00+0.00buy
ASSETMARK, INC0150+1500.000.00+0.00buy
Farther Finance Advisors, LLC1,8131,913+1000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.9,6579,742+850.000.00+0.00buy
WELLS FARGO & COMPANY/MN29,35529,430+750.000.00+0.00buy
Hexagon Capital Partners LLC019+190.000.00+0.00buy
Creekmur Asset Management LLC221229+80.000.00+0.00buy
Russell Investments Group, Ltd.20020000.000.00+0.00hold
Larson Financial Group LLC50050000.000.00+0.00hold
MRP Capital Investments, LLC20220200.000.01+0.00hold
Main Street Group, LTD505000.000.00+0.00hold
PFS Partners, LLC1,9691,96900.030.03+0.00hold
HAZLETT, BURT & WATSON, INC.15515500.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC10010000.000.00-0.00hold
COMERICA BANK1,2501,25000.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/4,2004,20000.000.00+0.00hold
DEUTSCHE BANK AG\9,5099,50900.000.00+0.00hold
Parallel Advisors, LLC870-870.000.00-0.00sell
CREATIVE FINANCIAL DESIGNS INC /ADV1240-1240.000.00-0.00sell
NCP Inc.1740-1740.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2500-2500.000.00-0.00sell
TrueMark Investments, LLC26,27025,926-3440.200.24+0.03sell
XML Financial, LLC9,2558,777-4780.020.02+0.00sell
COMMONWEALTH EQUITY SERVICES, LLC12,31211,300-1,0120.000.00+0.00sell
ROYAL BANK OF CANADA25,06823,491-1,5770.000.00+0.00sell
DENALI ADVISORS LLC37,02734,630-2,3970.100.10+0.01sell
Tower Research Capital LLC (TRC)3,3760-3,3760.000.00-0.00sell
Legacy Capital Wealth Partners, LLC70,53466,565-3,9690.340.47+0.13sell
Quantbot Technologies LP4,3670-4,3670.000.00-0.00sell
HRT FINANCIAL LP29,99925,523-4,4760.000.00+0.00sell
VIRTUS ADVISERS, LLC25,58120,796-4,7850.290.24-0.05sell
Good Life Advisors, LLC17,8509,011-8,8390.030.02-0.01sell
TWO SIGMA INVESTMENTS, LP124,385112,598-11,7870.010.01+0.00sell
MARSHALL WACE, LLP12,1400-12,1400.000.00-0.00sell
Qube Research & Technologies Ltd23,4449,983-13,4610.000.00-0.00sell
Legal & General Group Plc157,711144,014-13,6970.000.00+0.00sell
Keystone Financial Group13,9950-13,9950.040.00-0.04sell
Advisors Asset Management, Inc.94,64079,331-15,3090.040.04-0.00sell
Cetera Investment Advisers32,13814,298-17,8400.000.00-0.00sell
JANE STREET GROUP, LLC20,1760-20,1760.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC20,5510-20,5510.000.00-0.00sell
TWO SIGMA ADVISERS, LP160,729131,429-29,3000.010.01-0.00sell
Trexquant Investment LP98,19346,001-52,1920.030.02-0.01sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC384,53515,989-368,5460.040.04-0.00sell
VAN ECK ASSOCIATES CORP506,067124,527-381,5400.020.00-0.01sell
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