Stock Transactions — GLADSTONE CAPITAL CORP

Total Bought
962,480
41 transactions
Total Sold
3,877,050
36 transactions
Net
-2,914,570
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
INCOME RESEARCH & MANAGEMENT4,595,0004,830,000+235,0002.222.47+0.25buy
MILLENNIUM MANAGEMENT LLC50,849219,753+168,9040.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP89,519201,819+112,3000.000.01+0.00buy
CITADEL ADVISORS LLC047,950+47,9500.000.00+0.00buy
UBS Group AG230,218271,702+41,4840.000.00+0.00buy
D. E. Shaw & Co., Inc.037,951+37,9510.000.00+0.00buy
JANE STREET GROUP, LLC19,14753,425+34,2780.000.00+0.00buy
Trexquant Investment LP28,49059,185+30,6950.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS029,214+29,2140.000.00+0.00buy
BANK OF AMERICA CORP /DE/027,973+27,9730.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.026,694+26,6940.000.02+0.02buy
Connor, Clark & Lunn Investment Management Ltd.14,97837,778+22,8000.000.00+0.00buy
Legal & General Group Plc136,853158,938+22,0850.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL020,493+20,4930.000.00+0.00buy
Aquatic Capital Management LLC4,14820,130+15,9820.000.01+0.01buy
Brevan Howard Capital Management LP27,85139,848+11,9970.010.02+0.01buy
Quadrature Capital Ltd25,21136,791+11,5800.010.01+0.00buy
NOMURA HOLDINGS INC011,281+11,2810.000.00+0.00buy
Virtus Investment Advisers, LLC17,69828,401+10,7030.110.16+0.05buy
Virtu Financial LLC010,306+10,3060.000.01+0.01buy
Legacy Capital Wealth Partners, LLC52,40760,644+8,2370.250.27+0.02buy
Sound Income Strategies, LLC06,771+6,7710.000.01+0.01buy
Ritter Daniher Financial Advisory LLC / DE03,073+3,0730.000.01+0.01buy
Pinnacle Wealth Planning Services, Inc.02,280+2,2800.000.00+0.00buy
Garner Asset Management Corp01,750+1,7500.000.01+0.01buy
Advisors Asset Management, Inc.63,18264,909+1,7270.020.02-0.00buy
WELLS FARGO & COMPANY/MN39,17440,859+1,6850.000.00-0.00buy
OSAIC HOLDINGS, INC.4,0875,681+1,5940.000.00+0.00buy
Ausdal Financial Partners, Inc.28,67429,896+1,2220.030.03-0.00buy
MARSHALL WACE, LLP109,263110,304+1,0410.000.00-0.00buy
JPMORGAN CHASE & CO5,8176,806+9890.000.00+0.00buy
Newbridge Financial Services Group, Inc.3271,000+6730.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.9,72710,212+4850.000.00-0.00buy
Fortress Financial Solutions, LLC14,50214,914+4120.350.32-0.03buy
JONES FINANCIAL COMPANIES LLLP1,3101,619+3090.000.00+0.00buy
Quarry LP0275+2750.000.00+0.00buy
ROYAL BANK OF CANADA19,51119,612+1010.000.00-0.00buy
CX Institutional0100+1000.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.050+500.000.00+0.00buy
Farther Finance Advisors, LLC2,4702,505+350.000.00-0.00buy
IFP Advisors, Inc4344+10.000.00-0.00buy
HBK INVESTMENTS L P0000.110.08-0.03hold
CSS LLC/IL0000.120.11-0.01hold
Radcliffe Capital Management, L.P.0001.101.14+0.03hold
WATER ISLAND CAPITAL LLC0000.280.24-0.04hold
MILLENNIUM MANAGEMENT LLC0000.000.00-0.00hold
LINDEN ADVISORS LP0000.060.05-0.00hold
WOLVERINE ASSET MANAGEMENT LLC0000.050.04-0.00hold
Context Capital Management, LLC0000.370.26-0.12hold
ASSETMARK, INC1100.000.00-0.00hold
State of Alaska, Department of Revenue91791700.000.00-0.00hold
MOORE CAPITAL MANAGEMENT, LP0000.140.13-0.01hold
BOOTHBAY FUND MANAGEMENT, LLC0000.120.07-0.05hold
Allworth Financial LP1,7001,70000.000.00-0.00hold
Oakworth Capital, Inc.252500.000.00-0.00hold
Russell Investments Group, Ltd.0000.000.00+0.00hold
Triumph Capital Management75075000.000.00+0.00hold
Larson Financial Group LLC2,4002,40000.000.00-0.00hold
Vermillion Wealth Management, Inc.50050000.000.00+0.00hold
Walleye Capital LLC0000.030.02-0.01hold
Key FInancial Inc10010000.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,98915,98900.030.02-0.01hold
WFA of San Diego, LLC1,5501,55000.020.02+0.00hold
Jump Financial, LLC0000.110.04-0.07hold
Blue Trust, Inc.171700.000.00-0.00hold
KIM, LLC0000.170.17+0.00hold
MRP Capital Investments, LLC20220200.000.00-0.00hold
Quarry LP0000.530.35-0.18hold
ORG Partners LLC50050000.000.00-0.00hold
PFS Partners, LLC1,9691,96900.020.02-0.00hold
Harbor Asset Planning, Inc.38638600.010.01-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
STIFEL FINANCIAL CORP0000.000.00-0.00hold
VALLEY NATIONAL ADVISERS INC10010000.000.00-0.00hold
Atlantic Union Bankshares Corp1,4001,40000.000.00-0.00hold
COMERICA BANK1,2501,25000.000.00+0.00hold
MACKENZIE FINANCIAL CORP16,41016,41000.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/4,2004,20000.000.00-0.00hold
OAKTREE CAPITAL MANAGEMENT LP0000.000.01+0.01hold
Main Street Group, LTD510-510.000.00-0.00sell
BlackRock, Inc.157,974157,920-540.000.00-0.00sell
SALEM INVESTMENT COUNSELORS INC1000-1000.000.00-0.00sell
Caitong International Asset Management Co., Ltd1500-1500.000.00-0.00sell
WealthCollab, LLC1700-1700.000.00-0.00sell
Russell Investments Group, Ltd.2000-2000.000.00-0.00sell
CWM, LLC2,2461,979-2670.000.00-0.00sell
Rockefeller Capital Management L.P.1,098598-5000.000.00-0.00sell
PRIVATE TRUST CO NA1,573948-6250.000.00-0.00sell
SIMPLEX TRADING, LLC2,4421,317-1,1250.000.00-0.00sell
NORTHERN TRUST CORP16,77415,504-1,2700.000.00-0.00sell
Steward Partners Investment Advisory, LLC1,3670-1,3670.000.00-0.00sell
LPL Financial LLC133,884132,456-1,4280.000.00-0.00sell
Cetera Investment Advisers36,73435,225-1,5090.000.00-0.00sell
NOMURA ASSET MANAGEMENT CO LTD1,766215-1,5510.000.00-0.00sell
GOLDMAN SACHS GROUP INC98,80096,940-1,8600.000.00-0.00sell
Tower Research Capital LLC (TRC)2,594331-2,2630.000.00-0.00sell
Register Financial Advisors LLC3,2280-3,2280.030.00-0.03sell
Advisory Services Network, LLC3,3700-3,3700.000.00-0.00sell
DENALI ADVISORS LLC27,33323,398-3,9350.070.05-0.01sell
AMERIFLEX GROUP, INC.10,6746,512-4,1620.090.07-0.02sell
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