| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| INCOME RESEARCH & MANAGEMENT | 4,595,000 | 4,830,000 | +235,000 | 2.22 | 2.47 | +0.25 | buy |
| VAN ECK ASSOCIATES CORP | 489,749 | 445,776 | -43,973 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 230,218 | 271,702 | +41,484 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 50,849 | 219,753 | +168,904 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 89,519 | 201,819 | +112,300 | 0.00 | 0.01 | +0.00 | buy |
| Legal & General Group Plc | 136,853 | 158,938 | +22,085 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 157,974 | 157,920 | -54 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 133,884 | 132,456 | -1,428 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 109,263 | 110,304 | +1,041 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 98,800 | 96,940 | -1,860 | 0.00 | 0.00 | -0.00 | sell |
| DnB Asset Management AS | 88,475 | 77,525 | -10,950 | 0.01 | 0.01 | -0.00 | sell |
| Advisors Asset Management, Inc. | 63,182 | 64,909 | +1,727 | 0.02 | 0.02 | -0.00 | buy |
| Legacy Capital Wealth Partners, LLC | 52,407 | 60,644 | +8,237 | 0.25 | 0.27 | +0.02 | buy |
| D.A. DAVIDSON & CO. | 115,951 | 59,256 | -56,695 | 0.02 | 0.01 | -0.01 | sell |
| Trexquant Investment LP | 28,490 | 59,185 | +30,695 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 71,829 | 54,429 | -17,400 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 19,147 | 53,425 | +34,278 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 47,950 | +47,950 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 59,261 | 47,696 | -11,565 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 39,174 | 40,859 | +1,685 | 0.00 | 0.00 | -0.00 | buy |
| Brevan Howard Capital Management LP | 27,851 | 39,848 | +11,997 | 0.01 | 0.02 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 37,951 | +37,951 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 14,978 | 37,778 | +22,800 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 25,211 | 36,791 | +11,580 | 0.01 | 0.01 | +0.00 | buy |
| Cetera Investment Advisers | 36,734 | 35,225 | -1,509 | 0.00 | 0.00 | -0.00 | sell |
| Ausdal Financial Partners, Inc. | 28,674 | 29,896 | +1,222 | 0.03 | 0.03 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 29,214 | +29,214 | 0.00 | 0.00 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 17,698 | 28,401 | +10,703 | 0.11 | 0.16 | +0.05 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 27,973 | +27,973 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 26,694 | +26,694 | 0.00 | 0.02 | +0.02 | buy |
| Kovack Advisors, Inc. | 41,017 | 24,332 | -16,685 | 0.08 | 0.02 | -0.06 | sell |
| Qube Research & Technologies Ltd | 35,293 | 23,775 | -11,518 | 0.00 | 0.00 | -0.00 | sell |
| DENALI ADVISORS LLC | 27,333 | 23,398 | -3,935 | 0.07 | 0.05 | -0.01 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 20,493 | +20,493 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 4,148 | 20,130 | +15,982 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 19,511 | 19,612 | +101 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 71,882 | 17,452 | -54,430 | 0.00 | 0.00 | -0.00 | sell |
| MACKENZIE FINANCIAL CORP | 16,410 | 16,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 15,989 | 15,989 | 0 | 0.03 | 0.02 | -0.01 | hold |
| NORTHERN TRUST CORP | 16,774 | 15,504 | -1,270 | 0.00 | 0.00 | -0.00 | sell |
| Fortress Financial Solutions, LLC | 14,502 | 14,914 | +412 | 0.35 | 0.32 | -0.03 | buy |
| NOMURA HOLDINGS INC | 0 | 11,281 | +11,281 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 10,306 | +10,306 | 0.00 | 0.01 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 9,727 | 10,212 | +485 | 0.00 | 0.00 | -0.00 | buy |
| Quantbot Technologies LP | 14,444 | 6,929 | -7,515 | 0.01 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 5,817 | 6,806 | +989 | 0.00 | 0.00 | +0.00 | buy |
| Sound Income Strategies, LLC | 0 | 6,771 | +6,771 | 0.00 | 0.01 | +0.01 | buy |
| AMERIFLEX GROUP, INC. | 10,674 | 6,512 | -4,162 | 0.09 | 0.07 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 4,087 | 5,681 | +1,594 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 4,200 | 4,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ritter Daniher Financial Advisory LLC / DE | 0 | 3,073 | +3,073 | 0.00 | 0.01 | +0.01 | buy |
| Farther Finance Advisors, LLC | 2,470 | 2,505 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Larson Financial Group LLC | 2,400 | 2,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 0 | 2,280 | +2,280 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 2,246 | 1,979 | -267 | 0.00 | 0.00 | -0.00 | sell |
| PFS Partners, LLC | 1,969 | 1,969 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Garner Asset Management Corp | 0 | 1,750 | +1,750 | 0.00 | 0.01 | +0.01 | buy |
| Allworth Financial LP | 1,700 | 1,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 1,310 | 1,619 | +309 | 0.00 | 0.00 | +0.00 | buy |
| WFA of San Diego, LLC | 1,550 | 1,550 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Atlantic Union Bankshares Corp | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIMPLEX TRADING, LLC | 2,442 | 1,317 | -1,125 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 1,250 | 1,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 327 | 1,000 | +673 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 1,573 | 948 | -625 | 0.00 | 0.00 | -0.00 | sell |
| State of Alaska, Department of Revenue | 917 | 917 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Triumph Capital Management | 750 | 750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rockefeller Capital Management L.P. | 1,098 | 598 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Vermillion Wealth Management, Inc. | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ORG Partners LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harbor Asset Planning, Inc. | 386 | 386 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 2,594 | 331 | -2,263 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 0 | 275 | +275 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 1,766 | 215 | -1,551 | 0.00 | 0.00 | -0.00 | sell |
| MRP Capital Investments, LLC | 202 | 202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CX Institutional | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Key FInancial Inc | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VALLEY NATIONAL ADVISERS INC | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 0 | 50 | +50 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 43 | 44 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Oakworth Capital, Inc. | 25 | 25 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Blue Trust, Inc. | 17 | 17 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 0 | 0 | 0 | 0.11 | 0.08 | -0.03 | hold |
| CSS LLC/IL | 0 | 0 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 0 | 0 | 0 | 1.10 | 1.14 | +0.03 | hold |
| WATER ISLAND CAPITAL LLC | 0 | 0 | 0 | 0.28 | 0.24 | -0.04 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 0 | 0 | 0 | 0.06 | 0.05 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 0 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 0 | 0 | 0 | 0.37 | 0.26 | -0.12 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 0 | 0 | 0.14 | 0.13 | -0.01 | hold |
| HRT FINANCIAL LP | 12,762 | 0 | -12,762 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 0 | 0 | 0.12 | 0.07 | -0.05 | hold |
| Private Advisor Group, LLC | 10,460 | 0 | -10,460 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 3,370 | 0 | -3,370 | 0.00 | 0.00 | -0.00 | sell |
| Fort Baker Capital Management LP | 3,500,000 | 0 | -3,500,000 | 0.57 | 0.00 | -0.57 | sell |
| Russell Investments Group, Ltd. | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Russell Investments Group, Ltd. | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |