Stock Transactions

APPLIED OPTOELECTRONICS INC

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
OBERWEIS ASSET MANAGEMENT INC/2,039,6412,349,969+310,3282.605.87+3.27buy
DRIEHAUS CAPITAL MANAGEMENT LLC507,473632,337+124,8640.120.39+0.27buy
CenterBook Partners LP30,81296,322+65,5100.050.44+0.39buy
Global Trust Asset Management, LLC27,80459,562+31,7580.381.93+1.54buy
SeaCrest Wealth Management, LLC5,42522,145+16,7200.020.20+0.18buy
SummitTX Capital, L.P.7,2939,408+2,1150.010.03+0.02buy
Zweig-DiMenna Associates LLC78,50080,050+1,5500.190.95+0.76buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC400349-510.000.00+0.00sell
Hood River Capital Management LLC1,275,6211,275,519-1020.491.08+0.59sell
Pinpoint Asset Management (Singapore) Pte. Ltd.4,2731,557-2,7160.030.03-0.00sell
Chung Wu Investment Group, LLC21,90018,700-3,2000.621.36+0.74sell
StoneX Group Inc.7,4653,896-3,5690.010.02+0.01sell
FourThought Financial Partners, LLC10,5393,530-7,0090.030.03-0.01sell
OAK RIDGE INVESTMENTS LLC45,85438,000-7,8540.100.21+0.12sell
GILDER GAGNON HOWE & CO LLC475,015455,375-19,6400.170.46+0.29sell
Pacific Point Advisors, LLC40,00020,000-20,0000.750.89+0.15sell
WHITE PINE CAPITAL LLC34,77614,311-20,4650.330.34+0.01sell
Shay Capital LLC25,0002,700-22,3000.140.03-0.11sell
KORNITZER CAPITAL MANAGEMENT INC /KS50,2137,031-43,1820.040.01-0.02sell
DARK FOREST CAPITAL MANAGEMENT LP63,18313,086-50,0970.100.10-0.00sell
JAT Capital Mgmt LP71,50010,014-61,4862.681.43-1.26sell
RICE HALL JAMES & ASSOCIATES, LLC171,57098,318-73,2520.330.46+0.13sell
SCALAR GAUGE MANAGEMENT, LLC137,00059,301-77,6993.174.84+1.67sell
1492 Capital Management LLC215,987125,136-90,8512.884.03+1.15sell
SILVERCREST ASSET MANAGEMENT GROUP LLC266,272145,748-120,5240.060.09+0.03sell
EMERALD MUTUAL FUND ADVISERS TRUST399,050271,760-127,2900.681.12+0.44sell
NEXT CENTURY GROWTH INVESTORS LLC465,288320,731-144,5571.131.97+0.84sell
KENNEDY CAPITAL MANAGEMENT LLC447,109279,144-167,9650.330.50+0.17sell
Portolan Capital Management, LLC228,45829,833-198,6250.430.13-0.29sell
EMERALD ADVISERS, LLC670,577433,882-236,6950.721.16+0.44sell
Penn Capital Management Company, LLC446,032176,453-269,5791.241.16-0.08sell
Artemis Investment Management LLP772,324340,148-432,1760.330.31-0.02sell
ROYCE & ASSOCIATES LP773,948221,084-552,8640.270.18-0.09sell
ABSOLUTE INVESTMENT ADVISERS, LLC9,000,0007,000,000-2,000,0001.191.82+0.64sell
Page 1 of 1