Stock Transactions — APPLIED OPTOELECTRONICS INC

Total Bought
7,647,118
75 transactions
Total Sold
9,883,749
65 transactions
Net
-2,236,631
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
AMERIPRISE FINANCIAL INC1,000,2942,156,506+1,156,2120.000.00+0.00buy
Shellback Capital, LP01,039,438+1,039,4380.000.63+0.63buy
GEODE CAPITAL MANAGEMENT, LLC388,487849,318+460,8310.000.00+0.00buy
SORA INVESTORS LLC0450,000+450,0000.000.69+0.69buy
J. Goldman & Co LP0402,174+402,1740.000.12+0.12buy
CAPITAL FUND MANAGEMENT S.A.38,030421,407+383,3770.010.04+0.03buy
STATE STREET CORP342,995694,951+351,9560.000.00+0.00buy
CenterBook Partners LP423,571706,559+282,9880.410.36-0.04buy
TWO SIGMA INVESTMENTS, LP26,984300,926+273,9420.000.01+0.01buy
JPMORGAN CHASE & CO0227,167+227,1670.000.00+0.00buy
FULLER & THALER ASSET MANAGEMENT, INC.0221,057+221,0570.000.01+0.01buy
KETTLE HILL CAPITAL MANAGEMENT, LLC0216,106+216,1060.000.45+0.45buy
VANGUARD GROUP INC1,954,4982,154,978+200,4800.000.00-0.00buy
MARSHALL WACE, LLP358,527541,787+183,2600.010.01-0.00buy
Concentric Capital Strategies, LP38,746217,854+179,1080.030.11+0.08buy
BANK OF AMERICA CORP /DE/35,165192,207+157,0420.000.00+0.00buy
Squarepoint Ops LLC185,434308,832+123,3980.010.01-0.00buy
Bank of New York Mellon Corp0115,273+115,2730.000.00+0.00buy
Acuitas Investments, LLC239,336331,221+91,8851.671.47-0.20buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC18,315105,733+87,4180.000.00+0.00buy
Qube Research & Technologies Ltd4,41986,527+82,1080.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC070,816+70,8160.000.00+0.00buy
Shay Capital LLC067,500+67,5000.000.16+0.16buy
BNP PARIBAS FINANCIAL MARKETS49,661115,346+65,6850.000.00+0.00buy
ExodusPoint Capital Management, LP065,009+65,0090.000.01+0.01buy
RHUMBLINE ADVISERS054,206+54,2060.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.036,708+36,7080.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC39,84375,981+36,1380.000.00+0.00buy
Aquatic Capital Management LLC034,100+34,1000.000.01+0.01buy
KENNEDY CAPITAL MANAGEMENT LLC463,213497,305+34,0920.130.09-0.04buy
Connective Capital Management, LLC030,122+30,1220.000.47+0.47buy
Dynamic Technology Lab Private Ltd029,411+29,4110.000.03+0.03buy
DIMENSIONAL FUND ADVISORS LP592,442616,701+24,2590.000.00-0.00buy
SEI INVESTMENTS CO023,425+23,4250.000.00+0.00buy
TWO SIGMA SECURITIES, LLC020,613+20,6130.000.01+0.01buy
UBS Group AG31,23151,404+20,1730.000.00-0.00buy
Arete Wealth Advisors, LLC018,970+18,9700.000.03+0.03buy
Invesco Ltd.18,38336,444+18,0610.000.00+0.00buy
DEUTSCHE BANK AG\105,788123,331+17,5430.000.00-0.00buy
NORTHERN TRUST CORP103,901121,419+17,5180.000.00-0.00buy
Point72 Asia (Singapore) Pte. Ltd.111,505128,524+17,0190.400.22-0.18buy
OBERWEIS ASSET MANAGEMENT INC/849,615865,915+16,3000.850.44-0.41buy
WELLS FARGO & COMPANY/MN11,92627,920+15,9940.000.00+0.00buy
NOMURA HOLDINGS INC015,000+15,0000.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND014,900+14,9000.000.00+0.00buy
Quantitative Investment Management, LLC014,594+14,5940.000.01+0.01buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE014,184+14,1840.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC013,189+13,1890.000.04+0.04buy
CITIGROUP INC316,847329,595+12,7480.000.00-0.00buy
Polymer Capital Management (HK) LTD181,780194,500+12,7200.630.33-0.31buy
VOYA INVESTMENT MANAGEMENT LLC012,238+12,2380.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/011,828+11,8280.000.000.00buy
Diametric Capital, LP011,536+11,5360.000.05+0.05buy
EntryPoint Capital, LLC011,496+11,4960.000.04+0.04buy
Entropy Technologies, LP011,196+11,1960.000.01+0.01buy
Walleye Capital LLC9,41220,202+10,7900.000.00+0.00buy
Point72 Hong Kong Ltd010,731+10,7310.000.01+0.01buy
Cetera Investment Advisers010,500+10,5000.000.00+0.00buy
MetLife Investment Management, LLC09,414+9,4140.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)2,4949,281+6,7870.000.00+0.00buy
US BANCORP \DE\05,216+5,2160.000.00+0.00buy
Ameritas Investment Partners, Inc.03,625+3,6250.000.00+0.00buy
Tower Research Capital LLC (TRC)6,1489,418+3,2700.000.00-0.00buy
Legal & General Group Plc36,88540,069+3,1840.000.00-0.00buy
GSA CAPITAL PARTNERS LLP87,84490,904+3,0600.100.05-0.04buy
Larson Financial Group LLC7472,428+1,6810.000.00+0.00buy
AMALGAMATED BANK01,280+1,2800.000.00+0.00buy
Truvestments Capital LLC11,62712,765+1,1380.060.04-0.02buy
IMC-Chicago, LLC59,50560,323+8180.030.02-0.01buy
Redwood Wealth Management Group, LLC0600+6000.000.00+0.00buy
HARBOUR INVESTMENTS, INC.5434+4290.000.00+0.00buy
Farther Finance Advisors, LLC037+370.000.00+0.00buy
Allworth Financial LP023+230.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC015+150.000.00+0.00buy
CWM, LLC09+90.000.000.00buy
CANADA LIFE ASSURANCE Co3,2933,29300.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC54,30054,30000.020.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO252500.000.00-0.00hold
CIBC Private Wealth Group LLC28728700.000.00-0.00hold
EMERALD MUTUAL FUND ADVISERS TRUST399,117399,11700.290.17-0.11hold
Sunbelt Securities, Inc.10010000.000.00-0.00hold
NewEdge Advisors, LLC30030000.000.00-0.00hold
Cypress Capital Management LLC (WY)505000.000.00-0.00hold
Princeton Global Asset Management LLC252500.000.00-0.00hold
Archer Investment Corp27527500.000.00-0.00hold
CoreCap Advisors, LLC101000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
P.A.W. CAPITAL CORP50,00050,00001.521.01-0.51hold
FMR LLC191181-100.000.00-0.00sell
BARRETT & COMPANY, INC.110-110.000.00-0.00sell
SIGNATUREFD, LLC470-470.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC510-510.000.00-0.00sell
TWO SIGMA ADVISERS, LP41,70041,600-1000.000.00-0.00sell
LPL Financial LLC18,99918,636-3630.000.00-0.00sell
Hidden Lake Asset Management LP72,89772,530-3670.950.51-0.44sell
Coppell Advisory Solutions LLC8070-8070.000.00-0.00sell
GABELLI FUNDS LLC27,00026,000-1,0000.000.00-0.00sell
Arizona State Retirement System11,27510,212-1,0630.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM36,88535,632-1,2530.000.00-0.00sell
MACQUARIE GROUP LTD2,2070-2,2070.000.00-0.00sell
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