Stock Transactions — APPLIED OPTOELECTRONICS INC

Total Bought
14,047,393
114 transactions
Total Sold
7,184,743
64 transactions
Net
+6,862,650
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Hood River Capital Management LLC01,575,623+1,575,6230.000.48+0.48buy
GOLDMAN SACHS GROUP INC337,3271,663,241+1,325,9140.000.01+0.00buy
Point72 Asset Management, L.P.0980,972+980,9720.000.06+0.06buy
HAWK RIDGE CAPITAL MANAGEMENT LP0824,997+824,9970.001.02+1.02buy
Alyeska Investment Group, L.P.0761,196+761,1960.000.06+0.06buy
CITADEL ADVISORS LLC0653,774+653,7740.000.01+0.01buy
Point72 Hong Kong Ltd0646,759+646,7590.000.77+0.77buy
BlackRock, Inc.4,248,1114,851,851+603,7400.000.00+0.00buy
VANGUARD GROUP INC4,072,6604,624,570+551,9100.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP541,1031,023,223+482,1200.020.04+0.02buy
CITIGROUP INC725,1071,160,456+435,3490.010.02+0.01buy
Penn Capital Management Company, LLC0425,955+425,9550.000.85+0.85buy
Steward Partners Investment Advisory, LLC0367,697+367,6970.000.05+0.05buy
ARDSLEY ADVISORY PARTNERS LP0364,500+364,5000.001.47+1.47buy
Point72 Asia (Singapore) Pte. Ltd.0338,976+338,9760.001.36+1.36buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC163,836481,370+317,5340.000.00+0.00buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0300,000+300,0000.000.01+0.01buy
NEW YORK STATE COMMON RETIREMENT FUND17,000292,167+275,1670.000.01+0.01buy
STATE STREET CORP1,222,8871,440,595+217,7080.000.00+0.00buy
AI-Squared Management Ltd0194,500+194,5000.005.25+5.25buy
WT Asset Management Ltd0194,351+194,3510.000.23+0.23buy
Jain Global LLC0173,889+173,8890.000.06+0.06buy
CASTLEARK MANAGEMENT LLC0125,379+125,3790.000.09+0.09buy
SIMPLEX TRADING, LLC0123,745+123,7450.000.07+0.07buy
GROUP ONE TRADING LLC82,013192,988+110,9750.070.15+0.08buy
FIRST TRUST ADVISORS LP37,076142,306+105,2300.000.00+0.00buy
Portolan Capital Management, LLC455,322546,219+90,8970.730.77+0.03buy
Walleye Trading LLC086,252+86,2520.000.04+0.04buy
ALGERT GLOBAL LLC081,757+81,7570.000.04+0.04buy
GEODE CAPITAL MANAGEMENT, LLC1,285,6931,366,263+80,5700.000.00-0.00buy
J. Goldman & Co LP074,702+74,7020.000.07+0.07buy
Nuveen, LLC120,673193,429+72,7560.000.00+0.00buy
F/m Investments LLC064,193+64,1930.000.06+0.06buy
Virtu Financial LLC064,072+64,0720.000.09+0.09buy
IMC-Chicago, LLC063,840+63,8400.000.03+0.03buy
MARSHALL WACE, LLP059,564+59,5640.000.00+0.00buy
BOCHK Asset Management Ltd056,900+56,9000.000.39+0.39buy
Russell Investments Group, Ltd.26450,012+49,7480.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC049,342+49,3420.000.00+0.00buy
HRT FINANCIAL LP047,634+47,6340.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD046,173+46,1730.000.00+0.00buy
SG Americas Securities, LLC037,937+37,9370.000.00+0.00buy
ROYAL BANK OF CANADA218,232254,048+35,8160.000.00+0.00buy
Schonfeld Strategic Advisors LLC034,434+34,4340.000.01+0.01buy
WOLVERINE TRADING, LLC9,03440,561+31,5270.010.02+0.02buy
Cinctive Capital Management LP030,845+30,8450.000.04+0.04buy
NORTHERN TRUST CORP483,600507,761+24,1610.000.00-0.00buy
Verition Fund Management LLC023,728+23,7280.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC135,291158,080+22,7890.000.00+0.00buy
DIKER MANAGEMENT LLC020,000+20,0000.000.42+0.42buy
AMERICAN CENTURY COMPANIES INC018,295+18,2950.000.00+0.00buy
LMR Partners LLP016,000+16,0000.000.01+0.01buy
GILDER GAGNON HOWE & CO LLC70,70786,247+15,5400.020.02+0.00buy
JANE STREET GROUP, LLC22,69738,137+15,4400.000.00+0.00buy
StoneX Group Inc.015,308+15,3080.000.02+0.02buy
STIFEL FINANCIAL CORP014,695+14,6950.000.00+0.00buy
LPL Financial LLC11,52724,810+13,2830.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.8,08620,286+12,2000.000.00+0.00buy
Swiss National Bank91,200103,400+12,2000.000.00+0.00buy
FRANKLIN RESOURCES INC011,294+11,2940.000.00+0.00buy
Polymer Capital Management (HK) LTD09,865+9,8650.000.04+0.04buy
BALYASNY ASSET MANAGEMENT L.P.09,819+9,8190.000.00+0.00buy
INCEPTIONR LLC09,680+9,6800.000.06+0.06buy
XTX Topco Ltd09,258+9,2580.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC09,045+9,0450.000.00+0.00buy
Point72 Europe (London) LLP09,033+9,0330.000.01+0.01buy
EMERALD MUTUAL FUND ADVISERS TRUST370,996379,796+8,8000.580.51-0.07buy
CANADA LIFE ASSURANCE Co3,29311,884+8,5910.000.00+0.00buy
Creative Planning08,405+8,4050.000.00+0.00buy
Chung Wu Investment Group, LLC13,40021,000+7,6000.360.45+0.09buy
Larson Financial Group LLC507,161+7,1110.000.01+0.01buy
WELLS FARGO & COMPANY/MN35,79342,042+6,2490.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS5,05811,097+6,0390.000.00+0.00buy
JANUS HENDERSON GROUP PLC18,80024,155+5,3550.000.00+0.00buy
Invesco Ltd.60,81766,159+5,3420.000.00+0.00buy
DEUTSCHE BANK AG\36,29241,335+5,0430.000.00+0.00buy
CoreCap Advisors, LLC7045,712+5,0080.000.01+0.00buy
OSAIC HOLDINGS, INC.04,965+4,9650.000.00+0.00buy
Bank of New York Mellon Corp149,483154,228+4,7450.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/36,51341,127+4,6140.000.00+0.00buy
Legal & General Group Plc64,74468,961+4,2170.000.00-0.00buy
WEXFORD CAPITAL LP03,653+3,6530.000.03+0.03buy
Police & Firemen's Retirement System of New Jersey12,22515,517+3,2920.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC18,76921,911+3,1420.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.56,22859,173+2,9450.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)6,3669,128+2,7620.000.00+0.00buy
GUGGENHEIM CAPITAL LLC8,18610,267+2,0810.000.00+0.00buy
Arizona State Retirement System13,92215,750+1,8280.000.00+0.00buy
Truvestments Capital LLC22,28123,786+1,5050.110.11-0.00buy
COMERICA BANK01,086+1,0860.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0970+9700.000.00+0.00buy
AlphaQuest LLC6,9527,503+5510.020.01-0.00buy
Sterling Capital Management LLC401875+4740.000.00+0.00buy
Optiver Holding B.V.0358+3580.000.00+0.00buy
SBI Securities Co., Ltd.327663+3360.000.00+0.00buy
ORG Partners LLC0280+2800.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE27,51127,783+2720.000.00-0.00buy
Cetera Investment Advisers14,66214,891+2290.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.8,8389,063+2250.000.00-0.00buy
Rockefeller Capital Management L.P.0200+2000.000.00+0.00buy
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