Stock Transactions — APPLIED OPTOELECTRONICS INC

Total Bought
13,991,017
94 transactions
Total Sold
13,008,851
68 transactions
Net
+982,166
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
D. E. Shaw & Co., Inc.142,9212,178,198+2,035,2770.000.09+0.09buy
JAT Capital Mgmt LP452,1551,851,730+1,399,5751.1111.94+10.84buy
CITIGROUP INC345,6121,370,626+1,025,0140.000.05+0.04buy
MORGAN STANLEY245,0461,160,100+915,0540.000.00+0.00buy
NOMURA HOLDINGS INC0849,993+849,9930.000.17+0.17buy
Yong Rong (HK) Asset Management Ltd0750,000+750,0000.0012.09+12.09buy
Neuberger Berman Group LLC0663,853+663,8530.000.02+0.02buy
Jefferies Financial Group Inc.0633,600+633,6000.000.26+0.26buy
CloudAlpha Capital Management Limited/Hong Kong0362,964+362,9640.002.78+2.78buy
BlackRock, Inc.3,037,3923,393,252+355,8600.000.00+0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC0353,622+353,6220.000.05+0.05buy
Assenagon Asset Management S.A.0345,392+345,3920.000.02+0.02buy
UBS Group AG87,712406,909+319,1970.000.00+0.00buy
BANK OF AMERICA CORP /DE/29,307339,550+310,2430.000.00+0.00buy
JANE STREET GROUP, LLC132,460432,198+299,7380.000.03+0.02buy
JPMORGAN CHASE & CO21,165293,906+272,7410.000.00+0.00buy
VANGUARD GROUP INC2,187,8242,429,418+241,5940.000.00+0.00buy
AFFINITY WEALTH MANAGEMENT LLC0216,091+216,0910.001.41+1.41buy
STATE STREET CORP887,2591,088,735+201,4760.000.00+0.00buy
GOLDMAN SACHS GROUP INC284,827476,127+191,3000.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC15,035189,348+174,3130.020.59+0.57buy
BARCLAYS PLC56,920217,800+160,8800.000.00+0.00buy
Trexquant Investment LP0158,747+158,7470.000.07+0.07buy
PRICE T ROWE ASSOCIATES INC /MD/115,836266,606+150,7700.000.00+0.00buy
Global IMC LLC0144,340+144,3400.000.95+0.95buy
TUDOR INVESTMENT CORP ET AL0112,504+112,5040.000.04+0.04buy
Informed Momentum Co LLC096,135+96,1350.000.50+0.50buy
HRT FINANCIAL LP087,600+87,6000.000.02+0.02buy
EMERALD ADVISERS, LLC526,458606,997+80,5390.290.87+0.58buy
BOOTHBAY FUND MANAGEMENT, LLC075,145+75,1450.000.08+0.08buy
CSS LLC/IL073,590+73,5900.000.16+0.16buy
NORTHERN TRUST CORP327,083400,195+73,1120.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC909,559979,769+70,2100.000.00+0.00buy
Centiva Capital, LP056,468+56,4680.000.08+0.08buy
TWO SIGMA INVESTMENTS, LP532,606588,469+55,8630.020.05+0.03buy
Walleye Trading LLC055,613+55,6130.000.04+0.04buy
GROUP ONE TRADING LLC345,036399,620+54,5840.200.50+0.31buy
Headlands Technologies LLC19,30270,949+51,6470.030.26+0.23buy
Skaana Management L.P.044,368+44,3680.000.52+0.52buy
WOLVERINE TRADING, LLC75,874119,818+43,9440.030.10+0.07buy
TWO SIGMA ADVISERS, LP15,80057,800+42,0000.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.030,977+30,9770.000.00+0.00buy
China Universal Asset Management Co., Ltd.030,500+30,5000.000.11+0.11buy
Polymer Capital Management (HK) LTD029,900+29,9000.000.19+0.19buy
ALLIANCEBERNSTEIN L.P.14,51041,089+26,5790.000.00+0.00buy
Bank of New York Mellon Corp99,649125,131+25,4820.000.00+0.00buy
Parallax Volatility Advisers, L.P.023,931+23,9310.000.02+0.02buy
Concentric Capital Strategies, LP020,926+20,9260.000.05+0.05buy
Russell Investments Group, Ltd.54920,964+20,4150.000.00+0.00buy
Caption Management, LLC014,800+14,8000.000.02+0.02buy
SEI INVESTMENTS CO014,707+14,7070.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC013,854+13,8540.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC67,27578,959+11,6840.000.00+0.00buy
ROYAL BANK OF CANADA011,682+11,6820.000.00+0.00buy
ProShare Advisors LLC011,472+11,4720.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC89,968100,852+10,8840.000.00+0.00buy
GUGGENHEIM CAPITAL LLC09,677+9,6770.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC108,814118,249+9,4350.000.00+0.00buy
Gerber Kawasaki Wealth & Investment Management20,70027,950+7,2500.010.04+0.03buy
Creative Planning07,104+7,1040.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND5,40012,500+7,1000.000.00+0.00buy
SILVERCREST ASSET MANAGEMENT GROUP LLC228,319235,049+6,7300.020.06+0.04buy
Pictet Asset Management Holding SA06,638+6,6380.000.00+0.00buy
Catalyst Funds Management Pty Ltd06,200+6,2000.000.06+0.06buy
RHUMBLINE ADVISERS55,31360,348+5,0350.000.00+0.00buy
Swiss National Bank71,80076,400+4,6000.000.00+0.00buy
MetLife Investment Management, LLC21,56524,528+2,9630.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.20,42223,164+2,7420.000.00+0.00buy
CANADA PENSION PLAN INVESTMENT BOARD01,700+1,7000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE14,66716,333+1,6660.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM34,94736,471+1,5240.000.00+0.00buy
Sterling Capital Management LLC1341,284+1,1500.000.00+0.00buy
Truvestments Capital LLC15,86216,995+1,1330.060.16+0.10buy
MEEDER ASSET MANAGEMENT INC01,040+1,0400.000.00+0.00buy
Virtu Financial LLC24,63425,529+8950.020.05+0.03buy
Ameritas Investment Partners, Inc.3,6254,262+6370.000.01+0.00buy
Arizona State Retirement System10,64311,246+6030.000.00+0.00buy
Corebridge Financial, Inc.19,78220,253+4710.000.00+0.00buy
Aster Capital Management (DIFC) Ltd0381+3810.000.01+0.01buy
FMR LLC6,1376,502+3650.000.00+0.00buy
Modus Advisors, LLC0290+2900.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC0278+2780.000.00+0.00buy
Arax Advisory Partners262533+2710.000.00+0.00buy
SIGNATUREFD, LLC61210+1490.000.00+0.00buy
Twin Tree Management, LP064+640.000.00+0.00buy
GAMMA Investing LLC107149+420.000.00+0.00buy
Smartleaf Asset Management LLC035+350.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC65100+350.000.00+0.00buy
HOEY INVESTMENTS, INC027+270.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC132150+180.000.00+0.00buy
US BANCORP \DE\112119+70.000.00+0.00buy
EverSource Wealth Advisors, LLC06+60.000.00+0.00buy
Parallel Advisors, LLC05+50.000.00+0.00buy
CWM, LLC596598+20.000.00+0.00buy
D. E. Shaw & Co., Inc.0000.000.04+0.04hold
CANADA LIFE ASSURANCE Co3,2933,29300.000.00+0.00hold
BESSEMER GROUP INC959500.000.00+0.00hold
CSS LLC/IL0000.001.08+1.08hold
CSS LLC/IL0000.000.14+0.14hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO252500.000.00+0.00hold
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