Stock Transactions — APPLIED OPTOELECTRONICS INC

Total Bought
18,159,743
151 transactions
Total Sold
9,293,777
72 transactions
Net
+8,865,966
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Invesco Ltd.66,1593,512,309+3,446,1500.000.02+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/41,1272,229,757+2,188,6300.000.01+0.01buy
JANE STREET GROUP, LLC38,1371,682,894+1,644,7570.000.07+0.07buy
D. E. Shaw & Co., Inc.01,366,856+1,366,8560.000.04+0.04buy
MORGAN STANLEY661,0801,699,855+1,038,7750.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,097955,287+944,1900.000.02+0.02buy
HAWK RIDGE CAPITAL MANAGEMENT LP824,9971,700,900+875,9031.022.74+1.72buy
Artemis Investment Management LLP0772,324+772,3240.000.33+0.33buy
NEXT CENTURY GROWTH INVESTORS LLC0465,288+465,2880.001.13+1.13buy
BlackRock, Inc.4,851,8515,306,432+454,5810.000.00+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC0447,109+447,1090.000.33+0.33buy
GILDER GAGNON HOWE & CO LLC86,247475,015+388,7680.020.17+0.15buy
VANGUARD GROUP INC4,624,5704,982,660+358,0900.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC158,080379,221+221,1410.000.00+0.00buy
1492 Capital Management LLC0215,987+215,9870.002.88+2.88buy
STATE STREET CORP1,440,5951,606,236+165,6410.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.9,819166,364+156,5450.000.01+0.01buy
OBERWEIS ASSET MANAGEMENT INC/1,888,0412,039,641+151,6001.872.60+0.73buy
GEODE CAPITAL MANAGEMENT, LLC1,366,2631,512,902+146,6390.000.00+0.00buy
IMC-Chicago, LLC63,840203,249+139,4090.030.12+0.10buy
SCALAR GAUGE MANAGEMENT, LLC0137,000+137,0000.003.17+3.17buy
DRIEHAUS CAPITAL MANAGEMENT LLC375,296507,473+132,1770.070.12+0.05buy
SEI INVESTMENTS CO0123,651+123,6510.000.00+0.00buy
FMR LLC15,140133,534+118,3940.000.00+0.00buy
Roubaix Capital, LLC0108,275+108,2750.001.61+1.61buy
FIRST TRUST ADVISORS LP142,306242,010+99,7040.000.01+0.00buy
Atika Capital Management LLC087,657+87,6570.000.43+0.43buy
Squarepoint Ops LLC106,631193,153+86,5220.010.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC080,964+80,9640.000.00+0.00buy
Zweig-DiMenna Associates LLC078,500+78,5000.000.19+0.19buy
JAT Capital Mgmt LP071,500+71,5000.002.68+2.68buy
Verition Fund Management LLC23,72887,312+63,5840.000.02+0.01buy
EMERALD ADVISERS, LLC609,645670,577+60,9320.510.72+0.21buy
PRELUDE CAPITAL MANAGEMENT, LLC048,748+48,7480.000.13+0.13buy
SG Americas Securities, LLC37,93785,253+47,3160.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC481,370528,343+46,9730.000.00+0.00buy
WELLS FARGO & COMPANY/MN42,04288,822+46,7800.000.00+0.00buy
Concentric Capital Strategies, LP046,021+46,0210.000.08+0.08buy
OAK RIDGE INVESTMENTS LLC045,854+45,8540.000.10+0.10buy
Quadrature Capital Ltd041,671+41,6710.000.01+0.01buy
Pacific Point Advisors, LLC040,000+40,0000.000.75+0.75buy
Walleye Capital LLC23,35763,343+39,9860.000.01+0.01buy
Caitong International Asset Management Co., Ltd039,452+39,4520.000.34+0.34buy
SIMPLEX TRADING, LLC123,745162,908+39,1630.070.16+0.09buy
DARK FOREST CAPITAL MANAGEMENT LP24,51963,183+38,6640.020.10+0.08buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC59,56193,485+33,9240.000.00+0.00buy
Nuveen, LLC193,429225,288+31,8590.000.00+0.00buy
CenterBook Partners LP030,812+30,8120.000.05+0.05buy
BANK OF MONTREAL /CAN/030,339+30,3390.000.00+0.00buy
F/m Investments LLC64,19394,120+29,9270.060.12+0.06buy
Global Trust Asset Management, LLC027,804+27,8040.000.38+0.38buy
Shay Capital LLC025,000+25,0000.000.14+0.14buy
NEW YORK STATE COMMON RETIREMENT FUND292,167315,039+22,8720.010.01+0.00buy
WHITE PINE CAPITAL LLC12,23134,776+22,5450.090.33+0.24buy
JPMORGAN CHASE & CO34,24255,465+21,2230.000.00+0.00buy
Penn Capital Management Company, LLC425,955446,032+20,0770.851.24+0.39buy
Russell Investments Group, Ltd.50,01269,978+19,9660.000.00+0.00buy
Brooklyn Investment Group019,956+19,9560.000.03+0.03buy
EMERALD MUTUAL FUND ADVISERS TRUST379,796399,050+19,2540.510.68+0.17buy
NORTHERN TRUST CORP507,761526,928+19,1670.000.00+0.00buy
Focus Partners Wealth018,485+18,4850.000.00+0.00buy
Geneos Wealth Management Inc.017,829+17,8290.000.02+0.02buy
Walleye Trading LLC86,252102,588+16,3360.040.06+0.02buy
XTX Topco Ltd9,25824,771+15,5130.010.02+0.01buy
Quantinno Capital Management LP014,958+14,9580.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC18,29532,734+14,4390.000.00+0.00buy
NOMURA HOLDINGS INC013,833+13,8330.000.00+0.00buy
DEUTSCHE BANK AG\41,33555,035+13,7000.000.00+0.00buy
Swiss National Bank103,400116,800+13,4000.000.00+0.00buy
Holocene Advisors, LP012,484+12,4840.000.00+0.00buy
SOROS FUND MANAGEMENT LLC011,576+11,5760.000.01+0.01buy
Y-Intercept (Hong Kong) Ltd44,43755,271+10,8340.030.04+0.02buy
FourThought Financial Partners, LLC010,539+10,5390.000.03+0.03buy
MILLENNIUM MANAGEMENT LLC010,268+10,2680.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.20,28630,475+10,1890.000.00+0.00buy
BARCLAYS PLC225,774235,704+9,9300.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC09,881+9,8810.000.00+0.00buy
Jump Financial, LLC08,775+8,7750.000.00+0.00buy
Bank of New York Mellon Corp154,228162,181+7,9530.000.00+0.00buy
Pictet Asset Management Holding SA07,927+7,9270.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC07,421+7,4210.000.00+0.00buy
SummitTX Capital, L.P.07,293+7,2930.000.01+0.01buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM49,96257,199+7,2370.000.00+0.00buy
Pathstone Holdings, LLC07,181+7,1810.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC07,150+7,1500.000.00+0.00buy
Sciencast Management LP07,127+7,1270.000.03+0.03buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM06,820+6,8200.000.00+0.00buy
Persistent Asset Partners Ltd06,797+6,7970.000.11+0.11buy
Trilogy Capital Inc.06,750+6,7500.000.01+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC06,390+6,3900.000.00+0.00buy
HRT FINANCIAL LP47,63453,935+6,3010.000.01+0.00buy
Brevan Howard Capital Management LP06,178+6,1780.000.00+0.00buy
Scientech Research LLC05,938+5,9380.000.13+0.13buy
STIFEL FINANCIAL CORP14,69520,267+5,5720.000.00+0.00buy
SeaCrest Wealth Management, LLC05,425+5,4250.000.02+0.02buy
IFP Advisors, Inc04,885+4,8850.000.00+0.00buy
CIBC Private Wealth Group LLC874,937+4,8500.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC9,04513,839+4,7940.000.00+0.00buy
State of Wyoming04,598+4,5980.000.02+0.02buy
AQR CAPITAL MANAGEMENT LLC21,91126,494+4,5830.000.00+0.00buy
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