Stock Transactions — PIMCO CORPORATE & INCM STRG

Total Bought
1,264,151
58 transactions
Total Sold
728,807
36 transactions
Net
+535,344
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC0303,649+303,6490.000.18+0.18buy
WELLS FARGO & COMPANY/MN224,878381,317+156,4390.000.00+0.00buy
MORGAN STANLEY1,099,4801,233,029+133,5490.000.00+0.00buy
AXXCESS WEALTH MANAGEMENT, LLC0116,913+116,9130.000.03+0.03buy
LPL Financial LLC519,010573,104+54,0940.000.00-0.00buy
Mission Hills Financial Advisory, LLC1,179,3221,229,934+50,6128.388.29-0.10buy
Marex Group plc044,001+44,0010.000.01+0.01buy
Smith Asset Management Co., LLC192,064227,754+35,6902.192.40+0.21buy
RAYMOND JAMES FINANCIAL INC56,10884,996+28,8880.000.00+0.00buy
Steward Partners Investment Advisory, LLC17,54644,960+27,4140.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP024,979+24,9790.000.00+0.00buy
OSAIC HOLDINGS, INC.161,213183,188+21,9750.000.00+0.00buy
Kestra Advisory Services, LLC90,487109,324+18,8370.010.01+0.00buy
JANE STREET GROUP, LLC70,02888,505+18,4770.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC017,878+17,8780.000.00+0.00buy
BANK OF AMERICA CORP /DE/268,731284,225+15,4940.000.00-0.00buy
Rathbones Group PLC014,500+14,5000.000.00+0.00buy
J.W. COLE ADVISORS, INC.12,85726,432+13,5750.000.01+0.00buy
Regal Investment Advisors LLC013,027+13,0270.000.01+0.01buy
Blue Trust, Inc.012,744+12,7440.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC012,265+12,2650.000.00+0.00buy
BlackRock, Inc.011,253+11,2530.000.00+0.00buy
Uptown Financial Advisors LLC011,050+11,0500.000.12+0.12buy
NOMURA HOLDINGS INC010,850+10,8500.000.00+0.00buy
Wealthcare Advisory Partners LLC010,407+10,4070.000.00+0.00buy
Focus Partners Wealth20,73730,911+10,1740.000.00+0.00buy
Keystone Financial Group010,000+10,0000.000.01+0.01buy
Aviance Capital Partners, LLC69,01276,965+7,9530.110.11+0.00buy
Invesco Ltd.467,968475,794+7,8260.000.00-0.00buy
StoneX Group Inc.49,79556,674+6,8790.030.03+0.00buy
ROYAL BANK OF CANADA71,55576,887+5,3320.000.00+0.00buy
Prospera Financial Services Inc179,189184,283+5,0940.040.04-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC04,370+4,3700.000.00+0.00buy
Creative Planning21,24024,902+3,6620.000.00+0.00buy
COMERICA BANK7,7109,881+2,1710.000.00+0.00buy
Vermillion & White Wealth Management Group, LLC02,000+2,0000.000.01+0.01buy
Wilmington Savings Fund Society, FSB2,1924,192+2,0000.000.00+0.00buy
GUGGENHEIM CAPITAL LLC1,218,5131,220,468+1,9550.120.11-0.01buy
TRUIST FINANCIAL CORP27,62729,527+1,9000.000.00+0.00buy
CWM, LLC01,845+1,8450.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC133,053134,895+1,8420.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.32,77434,604+1,8300.000.00-0.00buy
Elevated Capital Advisors, LLC361,168362,611+1,4431.201.08-0.12buy
TWO SIGMA SECURITIES, LLC11,32912,555+1,2260.020.02-0.00buy
Janney Montgomery Scott LLC57,52358,613+1,0900.000.00-0.00buy
Westbourne Investment Advisors, Inc.50,50051,500+1,0000.190.18-0.01buy
Sovran Advisors, LLC26,06926,834+7650.030.03-0.00buy
TOMPKINS FINANCIAL CORP0729+7290.000.00+0.00buy
Farther Finance Advisors, LLC6,2126,799+5870.000.00-0.00buy
OPPENHEIMER & CO INC33,57134,069+4980.010.01+0.00buy
LongView Wealth Management48,70549,176+4710.180.15-0.02buy
Asset Dedication, LLC0300+3000.000.00+0.00buy
STIFEL FINANCIAL CORP19,02219,229+2070.000.00-0.00buy
IHT Wealth Management, LLC12,25412,426+1720.000.00-0.00buy
CITIGROUP INC19,02219,151+1290.000.00-0.00buy
Apollon Wealth Management, LLC26,60126,727+1260.010.01-0.00buy
PFG Investments, LLC28,76828,782+140.020.02-0.00buy
Kingdom Financial Group LLC.01+10.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT1,8351,83500.000.00-0.00hold
CIBC Private Wealth Group LLC7,6607,66000.000.00-0.00hold
BOK Financial Private Wealth, Inc.3,4123,41200.000.00-0.00hold
First Heartland Consultants, Inc.14,75514,75500.020.01-0.00hold
HARBOR INVESTMENT ADVISORY, LLC2,0712,07100.000.00-0.00hold
Strategic Wealth Partners, Ltd.80080000.000.00-0.00hold
Triumph Capital Management40040000.000.00+0.00hold
Rockefeller Capital Management L.P.19,37219,37200.000.00-0.00hold
FNY Investment Advisers, LLC1,0001,00000.000.00-0.00hold
Sound View Wealth Advisors Group, LLC12,12312,12300.010.01-0.00hold
Venture Visionary Partners LLC123,373123,37300.060.05-0.01hold
Detalus Advisors, LLC12,99012,99000.040.04-0.00hold
Key FInancial Inc31231200.000.00-0.00hold
WFA of San Diego, LLC13513500.000.00+0.00hold
Spire Wealth Management50050000.000.00-0.00hold
Collaborative Wealth Managment Inc.10,07110,07100.050.05-0.01hold
CoreCap Advisors, LLC5,2555,25500.000.00-0.00hold
GHE, LLC626,007626,00703.382.65-0.74hold
Cyndeo Wealth Partners, LLC70,00070,00000.050.05-0.00hold
INSIGNEO ADVISORY SERVICES, LLC250,700250,70000.240.23-0.01hold
PFS Partners, LLC1,5001,50000.010.01-0.00hold
HIGHLINE WEALTH PARTNERS LLC50050000.000.00-0.00hold
FIFTH THIRD BANCORP3,0003,00000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.8,2848,28400.000.00-0.00hold
NBC SECURITIES, INC.7,1007,10000.010.01-0.00hold
Atlantic Union Bankshares Corp4,3004,30000.000.00-0.00hold
PEAPACK GLADSTONE FINANCIAL CORP29,80729,754-530.010.00-0.00sell
Symphony Financial Services, Inc.14,39613,962-4340.100.09-0.01sell
US BANCORP \DE\4800-4800.000.00-0.00sell
Clearstead Advisors, LLC1,7001,155-5450.000.00-0.00sell
HARBOUR INVESTMENTS, INC.2,1621,259-9030.000.00-0.00sell
Elm3 Financial Group, LLC34,50033,500-1,0000.380.35-0.02sell
Advisory Services Network, LLC1,0810-1,0810.000.00-0.00sell
MML INVESTORS SERVICES, LLC12,02810,847-1,1810.000.00-0.00sell
NWAM LLC25,45124,127-1,3240.020.02-0.00sell
J.Safra Asset Management Corp1,3790-1,3790.000.00-0.00sell
Prosperity Wealth Management, Inc.16,87415,367-1,5070.080.07-0.01sell
Parallel Advisors, LLC2,0000-2,0000.000.00-0.00sell
NORTHERN TRUST CORP16,69714,466-2,2310.000.00-0.00sell
NewEdge Advisors, LLC53,77051,520-2,2500.000.00-0.00sell
Aspect Partners, LLC2,9170-2,9170.020.00-0.02sell
Arlington Capital Management, Inc.71,42168,319-3,1020.610.54-0.07sell
Page 1 of 2