| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 2,140,173 | 2,393,955 | +253,782 | 0.10 | 0.11 | +0.01 | buy |
| Bulldog Investors, LLP | 939,906 | 1,088,848 | +148,942 | 2.67 | 3.20 | +0.53 | buy |
| ROYAL BANK OF CANADA | 197,444 | 241,426 | +43,982 | 0.00 | 0.00 | +0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 883,524 | 910,140 | +26,616 | 0.04 | 0.04 | +0.00 | buy |
| Dakota Wealth Management | 43,066 | 68,827 | +25,761 | 0.01 | 0.02 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 547,741 | 569,702 | +21,961 | 0.59 | 0.66 | +0.07 | buy |
| BALANCED WEALTH GROUP LLC | 100,995 | 113,030 | +12,035 | 0.50 | 0.59 | +0.09 | buy |
| HRT FINANCIAL LP | 0 | 11,495 | +11,495 | 0.00 | 0.00 | +0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 0 | 11,049 | +11,049 | 0.00 | 0.00 | +0.00 | buy |
| ACCREDITED INVESTOR SERVICES, LLC | 0 | 10,164 | +10,164 | 0.00 | 0.09 | +0.09 | buy |
| CAROLINAS WEALTH CONSULTING LLC | 0 | 10,000 | +10,000 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 106,156 | 116,119 | +9,963 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 22,442 | 31,566 | +9,124 | 0.00 | 0.00 | +0.00 | buy |
| CX Institutional | 0 | 8,568 | +8,568 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 152,993 | 161,108 | +8,115 | 0.56 | 0.82 | +0.26 | buy |
| Avior Wealth Management, LLC | 27,476 | 33,571 | +6,095 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 60,384 | 66,142 | +5,758 | 0.01 | 0.01 | +0.00 | buy |
| Geneos Wealth Management Inc. | 1,707 | 7,315 | +5,608 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 582,538 | 586,348 | +3,810 | 0.04 | 0.04 | -0.00 | buy |
| Ackerman Capital Advisors, LLC | 10,317 | 14,003 | +3,686 | 0.03 | 0.04 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 54,903 | 57,784 | +2,881 | 0.00 | 0.00 | +0.00 | buy |
| Inscription Capital, LLC | 11,032 | 12,313 | +1,281 | 0.02 | 0.02 | +0.00 | buy |
| Invesco Ltd. | 35,794 | 36,714 | +920 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 130,799 | 131,617 | +818 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 39,191 | 39,890 | +699 | 0.03 | 0.03 | +0.00 | buy |
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 77,049 | 77,513 | +464 | 0.01 | 0.01 | +0.00 | buy |
| HUB Investment Partners, LLC | 23,546 | 23,800 | +254 | 0.01 | 0.01 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,403 | 7,403 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMH CAPITAL ADVISORS INC | 12,313 | 12,313 | 0 | 0.32 | 0.31 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 113,955 | 113,955 | 0 | 0.05 | 0.04 | -0.00 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COHEN & STEERS, INC. | 73,000 | 73,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.56 | 0.60 | +0.04 | hold |
| Saba Capital Management, L.P. | 3,149,020 | 3,149,020 | 0 | 0.86 | 0.94 | +0.08 | hold |
| Almitas Capital LLC | 187,470 | 187,470 | 0 | 0.45 | 0.68 | +0.23 | hold |
| IFP Advisors, Inc | 1,700 | 1,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 9,343 | 9,343 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 814,453 | 814,453 | 0 | 0.01 | 0.02 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 46,995 | 46,995 | 0 | 0.34 | 0.34 | +0.00 | hold |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LifeGoal Wealth Advisors | 10,698 | 10,698 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Smith Asset Management Co., LLC | 18,203 | 18,203 | 0 | 0.19 | 0.19 | -0.01 | hold |
| Caldwell Trust Co | 1,400 | 1,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 12,787 | 12,787 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 105 | 89 | -16 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 60,397 | 60,291 | -106 | 0.00 | 0.00 | +0.00 | sell |
| Coppell Advisory Solutions LLC | 136 | 0 | -136 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 25,900 | 25,700 | -200 | 0.02 | 0.02 | -0.00 | sell |
| GPS Wealth Strategies Group, LLC | 423 | 167 | -256 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 24,674 | 24,188 | -486 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 37,458 | 36,772 | -686 | 0.00 | 0.00 | +0.00 | sell |
| Creekmur Asset Management LLC | 2,070 | 1,267 | -803 | 0.01 | 0.00 | -0.00 | sell |
| WPG Advisers, LLC | 1,760 | 935 | -825 | 0.02 | 0.01 | -0.01 | sell |
| BESSEMER GROUP INC | 886 | 0 | -886 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 39,831 | 38,165 | -1,666 | 0.08 | 0.08 | -0.00 | sell |
| CHOREO, LLC | 17,838 | 15,453 | -2,385 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 81,333 | 78,832 | -2,501 | 0.02 | 0.02 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2,750 | 0 | -2,750 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 162,140 | 158,267 | -3,873 | 0.01 | 0.02 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 17,771 | 13,834 | -3,937 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 54,339 | 48,834 | -5,505 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 80,174 | 74,474 | -5,700 | 0.06 | 0.05 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 275,141 | 268,483 | -6,658 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 7,039 | 0 | -7,039 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 73,010 | 65,210 | -7,800 | 0.06 | 0.06 | -0.01 | sell |
| Itau Unibanco Holding S.A. | 13,600 | 0 | -13,600 | 0.02 | 0.00 | -0.02 | sell |
| KENNEDY INVESTMENT GROUP | 107,434 | 92,513 | -14,921 | 0.53 | 0.47 | -0.06 | sell |
| NOMURA HOLDINGS INC | 17,000 | 0 | -17,000 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 108,319 | 90,530 | -17,789 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 81,792 | 55,746 | -26,046 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 40,570 | 0 | -40,570 | 0.03 | 0.00 | -0.03 | sell |
| VAN ECK ASSOCIATES CORP | 239,815 | 196,613 | -43,202 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 735,934 | 687,007 | -48,927 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 581,856 | 526,789 | -55,067 | 0.12 | 0.11 | -0.01 | sell |
| MORGAN STANLEY | 990,347 | 934,803 | -55,544 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 70,651 | 10,270 | -60,381 | 0.02 | 0.00 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 683,012 | 613,975 | -69,037 | 0.17 | 0.16 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,197,414 | 1,091,414 | -106,000 | 0.63 | 0.63 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 592,728 | 380,456 | -212,272 | 0.29 | 0.18 | -0.11 | sell |