| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,602,504 | 3,149,020 | +546,516 | 0.63 | 0.77 | +0.14 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 478,895 | +478,895 | 0.00 | 0.12 | +0.12 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 0 | 223,908 | +223,908 | 0.00 | 0.21 | +0.21 | buy |
| ROYAL BANK OF CANADA | 75,954 | 221,055 | +145,101 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 174,035 | 294,632 | +120,597 | 0.63 | 1.22 | +0.59 | buy |
| Almitas Capital LLC | 41,054 | 149,896 | +108,842 | 0.19 | 0.69 | +0.51 | buy |
| WHITEBOX ADVISORS LLC | 0 | 107,050 | +107,050 | 0.00 | 0.05 | +0.05 | buy |
| Advisors Asset Management, Inc. | 305,880 | 393,933 | +88,053 | 0.06 | 0.09 | +0.02 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 573,919 | 617,427 | +43,508 | 0.03 | 0.03 | +0.00 | buy |
| Fort Point Capital Partners LLC | 110,970 | 143,659 | +32,689 | 0.17 | 0.20 | +0.04 | buy |
| Kestra Advisory Services, LLC | 0 | 24,660 | +24,660 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 22,768 | +22,768 | 0.00 | 0.00 | +0.00 | buy |
| Atlas Wealth LLC | 0 | 16,719 | +16,719 | 0.00 | 0.03 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,800 | 32,902 | +15,102 | 0.04 | 0.08 | +0.03 | buy |
| Tradewinds, LLC. | 0 | 13,100 | +13,100 | 0.00 | 0.04 | +0.04 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 12,461 | +12,461 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 40,000 | 45,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 37,958 | 42,721 | +4,763 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 15,071 | 19,576 | +4,505 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 13,630 | 17,735 | +4,105 | 0.00 | 0.00 | +0.00 | buy |
| Redwood Wealth Management Group, LLC | 0 | 2,202 | +2,202 | 0.00 | 0.02 | +0.02 | buy |
| CIBC Private Wealth Group LLC | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 1,700 | +1,700 | 0.00 | 0.00 | +0.00 | buy |
| Caldwell Trust Co | 0 | 1,400 | +1,400 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 958,755 | 960,000 | +1,245 | 0.51 | 0.50 | -0.01 | buy |
| Creekmur Asset Management LLC | 1,003 | 2,070 | +1,067 | 0.00 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 33,977 | 34,262 | +285 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 31,762 | 31,806 | +44 | 0.02 | 0.02 | -0.00 | buy |
| NOMURA HOLDINGS INC | 16,694 | 16,694 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMH CAPITAL ADVISORS INC | 12,313 | 12,313 | 0 | 0.36 | 0.42 | +0.05 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.67 | 0.62 | -0.05 | hold |
| Dakota Wealth Management | 42,866 | 42,866 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mascoma Wealth Management LLC | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 9,420 | 9,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 423 | 423 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Jupiter Wealth Management LLC | 23,675 | 23,675 | 0 | 0.14 | 0.14 | +0.01 | hold |
| Pacifica Partners Inc. | 254 | 254 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUB Investment Partners, LLC | 30,000 | 30,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 875,149 | 875,149 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.03 | 0.00 | -0.03 | hold |
| US BANCORP \DE\ | 12,787 | 12,787 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2,750 | 2,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BESSEMER GROUP INC | 397 | 380 | -17 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 33 | 0 | -33 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 36,290 | 36,229 | -61 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 47,393 | 47,236 | -157 | 0.38 | 0.37 | -0.01 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 47,970 | 47,570 | -400 | 0.04 | 0.04 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 11,309 | 10,729 | -580 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 16,800 | 15,800 | -1,000 | 0.02 | 0.01 | -0.00 | sell |
| CWM, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 1,265 | 122 | -1,143 | 0.00 | 0.00 | -0.00 | sell |
| Inscription Capital, LLC | 12,313 | 11,024 | -1,289 | 0.02 | 0.02 | -0.00 | sell |
| HighTower Advisors, LLC | 43,206 | 41,910 | -1,296 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,899 | 1,403 | -1,496 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 13,175 | 11,624 | -1,551 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 16,017 | 14,415 | -1,602 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 15,337 | 13,489 | -1,848 | 0.00 | 0.00 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 27,422 | 25,042 | -2,380 | 0.08 | 0.09 | +0.01 | sell |
| Integrated Wealth Concepts LLC | 82,484 | 80,103 | -2,381 | 0.01 | 0.01 | -0.00 | sell |
| Arete Wealth Advisors, LLC | 36,399 | 33,716 | -2,683 | 0.04 | 0.03 | -0.01 | sell |
| LPL Financial LLC | 145,830 | 142,835 | -2,995 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 81,193 | 77,882 | -3,311 | 0.02 | 0.02 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 305,905 | 301,173 | -4,732 | 0.01 | 0.01 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 31,880 | 26,880 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 57,398 | 51,965 | -5,433 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY INVESTMENT GROUP | 130,489 | 123,343 | -7,146 | 0.77 | 0.69 | -0.07 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 40,005 | 31,556 | -8,449 | 0.04 | 0.03 | -0.01 | sell |
| Pathstone Holdings, LLC | 1,951,543 | 1,936,610 | -14,933 | 0.10 | 0.10 | -0.00 | sell |
| Vivaldi Capital Management LP | 113,936 | 98,821 | -15,115 | 0.36 | 0.31 | -0.05 | sell |
| VAN ECK ASSOCIATES CORP | 250,533 | 234,895 | -15,638 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 103,572 | 86,451 | -17,121 | 0.00 | 0.00 | -0.00 | sell |
| BALANCED WEALTH GROUP LLC | 88,719 | 68,858 | -19,861 | 0.43 | 0.35 | -0.08 | sell |
| ROTHSCHILD INVESTMENT LLC | 101,174 | 80,174 | -21,000 | 0.08 | 0.06 | -0.02 | sell |
| Ironsides Asset Advisors, LLC | 21,814 | 0 | -21,814 | 0.08 | 0.00 | -0.08 | sell |
| SkyView Investment Advisors, LLC | 26,481 | 0 | -26,481 | 0.05 | 0.00 | -0.05 | sell |
| WELLS FARGO & COMPANY/MN | 784,562 | 757,786 | -26,776 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 102,006 | 65,418 | -36,588 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 58,415 | 19,182 | -39,233 | 0.01 | 0.00 | -0.01 | sell |
| 1607 Capital Partners, LLC | 115,998 | 68,610 | -47,388 | 0.10 | 0.07 | -0.04 | sell |
| AQR Arbitrage LLC | 251,564 | 196,058 | -55,506 | 0.10 | 0.06 | -0.04 | sell |
| MORGAN STANLEY | 1,284,760 | 1,210,341 | -74,419 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 656,514 | 539,389 | -117,125 | 0.39 | 0.31 | -0.08 | sell |
| GUGGENHEIM CAPITAL LLC | 470,628 | 352,452 | -118,176 | 0.04 | 0.03 | -0.01 | sell |
| Logan Stone Capital, LLC | 530,020 | 221,089 | -308,931 | 1.25 | 0.63 | -0.62 | sell |