| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,149,020 | 3,149,020 | 0 | 0.94 | 0.88 | -0.05 | hold |
| Pathstone Holdings, LLC | 2,393,955 | 1,999,011 | -394,944 | 0.11 | 0.08 | -0.03 | sell |
| Bulldog Investors, LLP | 1,088,848 | 1,164,190 | +75,342 | 3.20 | 3.03 | -0.16 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,091,414 | 1,083,326 | -8,088 | 0.63 | 0.62 | -0.01 | sell |
| Allspring Global Investments Holdings, LLC | 814,453 | 990,611 | +176,158 | 0.02 | 0.02 | +0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 910,140 | 881,574 | -28,566 | 0.04 | 0.03 | -0.01 | sell |
| MORGAN STANLEY | 934,803 | 680,691 | -254,112 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 613,975 | 613,975 | 0 | 0.16 | 0.14 | -0.02 | hold |
| Advisors Asset Management, Inc. | 526,789 | 580,533 | +53,744 | 0.11 | 0.11 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 687,007 | 505,689 | -181,318 | 0.00 | 0.00 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 569,702 | 453,640 | -116,062 | 0.66 | 0.43 | -0.23 | sell |
| Lido Advisors, LLC | 586,348 | 370,367 | -215,981 | 0.04 | 0.02 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 380,456 | 369,369 | -11,087 | 0.18 | 0.15 | -0.03 | sell |
| GUGGENHEIM CAPITAL LLC | 158,267 | 296,544 | +138,277 | 0.02 | 0.02 | +0.01 | buy |
| ROYAL BANK OF CANADA | 241,426 | 242,475 | +1,049 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 268,483 | 215,130 | -53,353 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 187,470 | 214,484 | +27,014 | 0.68 | 0.56 | -0.12 | buy |
| VAN ECK ASSOCIATES CORP | 196,613 | 200,462 | +3,849 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 161,108 | 162,127 | +1,019 | 0.82 | 0.79 | -0.03 | buy |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.60 | 0.52 | -0.08 | hold |
| Bank of New York Mellon Corp | 131,617 | 128,920 | -2,697 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 113,955 | 113,648 | -307 | 0.04 | 0.03 | -0.01 | sell |
| LPL Financial LLC | 116,119 | 113,030 | -3,089 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY INVESTMENT GROUP | 92,513 | 81,725 | -10,788 | 0.47 | 0.36 | -0.11 | sell |
| Integrated Wealth Concepts LLC | 77,513 | 77,513 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Capital Investment Advisors, LLC | 78,832 | 76,983 | -1,849 | 0.02 | 0.01 | -0.00 | sell |
| Creative Planning | 90,530 | 75,888 | -14,642 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 73,000 | 73,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERBRIDGE PARTNERS LLC | 66,142 | 69,014 | +2,872 | 0.01 | 0.01 | -0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 74,474 | 68,474 | -6,000 | 0.05 | 0.04 | -0.01 | sell |
| Dakota Wealth Management | 68,827 | 66,827 | -2,000 | 0.02 | 0.01 | -0.00 | sell |
| 1607 Capital Partners, LLC | 65,210 | 60,752 | -4,458 | 0.06 | 0.05 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 60,291 | 60,291 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF AMERICA CORP /DE/ | 57,784 | 58,599 | +815 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 48,834 | 48,597 | -237 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 46,995 | 46,995 | 0 | 0.34 | 0.31 | -0.04 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 31,566 | 45,124 | +13,558 | 0.00 | 0.00 | +0.00 | buy |
| Arete Wealth Advisors, LLC | 39,890 | 41,207 | +1,317 | 0.03 | 0.03 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 36,772 | 37,102 | +330 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 38,165 | 36,753 | -1,412 | 0.08 | 0.06 | -0.02 | sell |
| ProVise Management Group, LLC | 25,700 | 28,125 | +2,425 | 0.02 | 0.02 | -0.00 | buy |
| HUB Investment Partners, LLC | 23,800 | 24,074 | +274 | 0.01 | 0.01 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 24,188 | 22,406 | -1,782 | 0.00 | 0.00 | -0.00 | sell |
| Catalina Capital Group, LLC | 0 | 19,690 | +19,690 | 0.00 | 0.14 | +0.14 | buy |
| Smith Asset Management Co., LLC | 18,203 | 18,203 | 0 | 0.19 | 0.16 | -0.02 | hold |
| BALANCED WEALTH GROUP LLC | 113,030 | 14,313 | -98,717 | 0.59 | 0.06 | -0.53 | sell |
| US BANCORP \DE\ | 12,787 | 12,787 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMH CAPITAL ADVISORS INC | 12,313 | 12,609 | +296 | 0.31 | 0.30 | -0.02 | buy |
| OSAIC HOLDINGS, INC. | 13,834 | 12,377 | -1,457 | 0.00 | 0.00 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 0 | 12,091 | +12,091 | 0.00 | 0.01 | +0.01 | buy |
| Merit Financial Group, LLC | 0 | 11,949 | +11,949 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 11,833 | +11,833 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 11,529 | +11,529 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 15,453 | 11,304 | -4,149 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 11,049 | 11,059 | +10 | 0.00 | 0.00 | -0.00 | buy |
| DUNCKER STREETT & CO INC | 0 | 11,000 | +11,000 | 0.00 | 0.02 | +0.02 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 10,032 | +10,032 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 9,877 | +9,877 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 8,175 | +8,175 | 0.00 | 0.01 | +0.01 | buy |
| CX Institutional | 8,568 | 7,500 | -1,068 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 0 | 7,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 9,343 | 6,690 | -2,653 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 7,315 | 5,231 | -2,084 | 0.00 | 0.00 | -0.00 | sell |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caldwell Trust Co | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creekmur Asset Management LLC | 1,267 | 1,267 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,403 | 775 | -6,628 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WPG Advisers, LLC | 935 | 434 | -501 | 0.01 | 0.00 | -0.01 | sell |
| Mascoma Wealth Management LLC | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 167 | 167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 89 | 66 | -23 | 0.00 | 0.00 | -0.00 | sell |
| COLDSTREAM CAPITAL MANAGEMENT INC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 10,270 | 0 | -10,270 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 11,495 | 0 | -11,495 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 33,571 | 0 | -33,571 | 0.01 | 0.00 | -0.01 | sell |
| UBS Group AG | 55,746 | 0 | -55,746 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 1,700 | 0 | -1,700 | 0.00 | 0.00 | -0.00 | sell |
| Ackerman Capital Advisors, LLC | 14,003 | 0 | -14,003 | 0.04 | 0.00 | -0.04 | sell |
| Inscription Capital, LLC | 12,313 | 0 | -12,313 | 0.02 | 0.00 | -0.02 | sell |
| CAROLINAS WEALTH CONSULTING LLC | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| ACCREDITED INVESTOR SERVICES, LLC | 10,164 | 0 | -10,164 | 0.09 | 0.00 | -0.09 | sell |
| LifeGoal Wealth Advisors | 10,698 | 0 | -10,698 | 0.13 | 0.00 | -0.13 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Invesco Ltd. | 36,714 | 0 | -36,714 | 0.00 | 0.00 | -0.00 | sell |