| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 223,908 | 475,328 | +251,420 | 0.21 | 0.49 | +0.27 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 960,000 | 1,192,205 | +232,205 | 0.50 | 0.68 | +0.18 | buy |
| SIT INVESTMENT ASSOCIATES INC | 478,895 | 683,012 | +204,117 | 0.12 | 0.18 | +0.06 | buy |
| Pathstone Holdings, LLC | 1,936,610 | 2,032,729 | +96,119 | 0.10 | 0.11 | +0.01 | buy |
| Bulldog Investors, LLP | 294,632 | 386,744 | +92,112 | 1.22 | 1.54 | +0.31 | buy |
| Bank of New York Mellon Corp | 65,418 | 128,722 | +63,304 | 0.00 | 0.00 | +0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 617,427 | 680,467 | +63,040 | 0.03 | 0.03 | +0.00 | buy |
| Advisors Asset Management, Inc. | 393,933 | 456,237 | +62,304 | 0.09 | 0.10 | +0.01 | buy |
| COHEN & STEERS, INC. | 45,000 | 73,000 | +28,000 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 221,089 | 248,368 | +27,279 | 0.63 | 0.73 | +0.10 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 21,148 | +21,148 | 0.00 | 0.00 | +0.00 | buy |
| BALANCED WEALTH GROUP LLC | 68,858 | 81,677 | +12,819 | 0.35 | 0.43 | +0.08 | buy |
| Private Advisor Group, LLC | 0 | 11,777 | +11,777 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 19,182 | 26,782 | +7,600 | 0.00 | 0.01 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 107,050 | 113,955 | +6,905 | 0.05 | 0.06 | +0.01 | buy |
| HighTower Advisors, LLC | 41,910 | 46,256 | +4,346 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 32,902 | 35,807 | +2,905 | 0.08 | 0.08 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 42,721 | 44,897 | +2,176 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 1,814 | +1,814 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 34,262 | 35,722 | +1,460 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 77,882 | 78,066 | +184 | 0.02 | 0.02 | -0.00 | buy |
| BESSEMER GROUP INC | 380 | 524 | +144 | 0.00 | 0.00 | +0.00 | buy |
| Coppell Advisory Solutions LLC | 0 | 136 | +136 | 0.00 | 0.00 | +0.00 | buy |
| Inscription Capital, LLC | 11,024 | 11,032 | +8 | 0.02 | 0.02 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,403 | 1,403 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMH CAPITAL ADVISORS INC | 12,313 | 12,313 | 0 | 0.42 | 0.45 | +0.03 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ProVise Management Group, LLC | 15,800 | 15,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.62 | 0.61 | -0.01 | hold |
| Saba Capital Management, L.P. | 3,149,020 | 3,149,020 | 0 | 0.77 | 0.82 | +0.05 | hold |
| Almitas Capital LLC | 149,896 | 149,896 | 0 | 0.69 | 0.63 | -0.07 | hold |
| IFP Advisors, Inc | 1,700 | 1,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mascoma Wealth Management LLC | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 9,420 | 9,420 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 423 | 423 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pacifica Partners Inc. | 254 | 254 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUB Investment Partners, LLC | 30,000 | 30,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Tradewinds, LLC. | 13,100 | 13,100 | 0 | 0.04 | 0.05 | +0.00 | hold |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Creekmur Asset Management LLC | 2,070 | 2,070 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Caldwell Trust Co | 1,400 | 1,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 12,787 | 12,787 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2,750 | 2,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 80,174 | 80,174 | 0 | 0.06 | 0.06 | -0.00 | hold |
| COMERICA BANK | 122 | 111 | -11 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 80,103 | 80,035 | -68 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 36,229 | 36,121 | -108 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 47,236 | 47,057 | -179 | 0.37 | 0.37 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 10,729 | 10,338 | -391 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 24,660 | 24,208 | -452 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,461 | 11,832 | -629 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 11,624 | 10,747 | -877 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 51,965 | 50,775 | -1,190 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 757,786 | 756,587 | -1,199 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 42,866 | 41,266 | -1,600 | 0.01 | 0.01 | -0.00 | sell |
| Arete Wealth Advisors, LLC | 33,716 | 32,101 | -1,615 | 0.03 | 0.03 | +0.00 | sell |
| Avior Wealth Management, LLC | 31,806 | 30,093 | -1,713 | 0.02 | 0.01 | -0.00 | sell |
| UBS Group AG | 86,451 | 84,523 | -1,928 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 234,895 | 232,800 | -2,095 | 0.00 | 0.00 | -0.00 | sell |
| Redwood Wealth Management Group, LLC | 2,202 | 0 | -2,202 | 0.02 | 0.00 | -0.02 | sell |
| 1607 Capital Partners, LLC | 68,610 | 66,310 | -2,300 | 0.07 | 0.07 | +0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 19,576 | 17,210 | -2,366 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 3,000 | 0 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 14,415 | 10,664 | -3,751 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 22,768 | 18,995 | -3,773 | 0.00 | 0.00 | -0.00 | sell |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 47,570 | 42,570 | -5,000 | 0.04 | 0.04 | -0.01 | sell |
| KENNEDY INVESTMENT GROUP | 123,343 | 117,039 | -6,304 | 0.69 | 0.64 | -0.06 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 301,173 | 293,764 | -7,409 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 221,055 | 212,033 | -9,022 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 13,489 | 0 | -13,489 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 16,694 | 0 | -16,694 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 16,719 | 0 | -16,719 | 0.03 | 0.00 | -0.03 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 17,735 | 0 | -17,735 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 539,389 | 519,281 | -20,108 | 0.31 | 0.29 | -0.02 | sell |
| Jupiter Wealth Management LLC | 23,675 | 0 | -23,675 | 0.14 | 0.00 | -0.14 | sell |
| NINE MASTS CAPITAL Ltd | 25,042 | 0 | -25,042 | 0.09 | 0.00 | -0.09 | sell |
| Rockefeller Capital Management L.P. | 26,880 | 0 | -26,880 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,556 | 0 | -31,556 | 0.03 | 0.00 | -0.03 | sell |
| LPL Financial LLC | 142,835 | 107,366 | -35,469 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 196,058 | 140,095 | -55,963 | 0.06 | 0.04 | -0.02 | sell |
| Allspring Global Investments Holdings, LLC | 875,149 | 791,149 | -84,000 | 0.02 | 0.01 | -0.00 | sell |
| MORGAN STANLEY | 1,210,341 | 1,116,870 | -93,471 | 0.00 | 0.00 | -0.00 | sell |
| Vivaldi Capital Management LP | 98,821 | 0 | -98,821 | 0.31 | 0.00 | -0.31 | sell |
| GUGGENHEIM CAPITAL LLC | 352,452 | 252,014 | -100,438 | 0.03 | 0.02 | -0.01 | sell |
| Fort Point Capital Partners LLC | 143,659 | 0 | -143,659 | 0.20 | 0.00 | -0.20 | sell |