| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 990,611 | 1,225,785 | +235,174 | 0.02 | 0.02 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 60,291 | 286,422 | +226,131 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 369,369 | 563,217 | +193,848 | 0.15 | 0.22 | +0.07 | buy |
| GUGGENHEIM CAPITAL LLC | 296,544 | 472,085 | +175,541 | 0.02 | 0.04 | +0.01 | buy |
| Pathstone Holdings, LLC | 1,999,011 | 2,143,102 | +144,091 | 0.08 | 0.09 | +0.01 | buy |
| LORD, ABBETT & CO. LLC | 0 | 115,072 | +115,072 | 0.00 | 0.00 | +0.00 | buy |
| BALANCED WEALTH GROUP LLC | 14,313 | 102,120 | +87,807 | 0.06 | 0.47 | +0.40 | buy |
| UBS Group AG | 0 | 47,462 | +47,462 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 69,014 | 100,992 | +31,978 | 0.01 | 0.02 | +0.01 | buy |
| MORGAN STANLEY | 680,691 | 711,272 | +30,581 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 200,462 | 210,562 | +10,100 | 0.00 | 0.00 | -0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 6,019 | +6,019 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 73,000 | 78,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 128,920 | 133,315 | +4,395 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 37,102 | 40,427 | +3,325 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 45,124 | 47,519 | +2,395 | 0.00 | 0.00 | +0.00 | buy |
| ProVise Management Group, LLC | 28,125 | 30,125 | +2,000 | 0.02 | 0.02 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 58,599 | 59,833 | +1,234 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 729 | +729 | 0.00 | 0.00 | +0.00 | buy |
| MOTCO | 0 | 725 | +725 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 76,983 | 77,484 | +501 | 0.01 | 0.01 | -0.00 | buy |
| HUB Investment Partners, LLC | 24,074 | 24,366 | +292 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 12,377 | 12,543 | +166 | 0.00 | 0.00 | -0.00 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 881,574 | 881,698 | +124 | 0.03 | 0.03 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 12,091 | 12,191 | +100 | 0.01 | 0.01 | -0.00 | buy |
| U.S. Capital Wealth Advisors, LLC | 11,059 | 11,069 | +10 | 0.00 | 0.00 | -0.00 | buy |
| WPG Advisers, LLC | 434 | 440 | +6 | 0.00 | 0.00 | -0.00 | buy |
| Arete Wealth Advisors, LLC | 41,207 | 41,211 | +4 | 0.03 | 0.03 | -0.00 | buy |
| DUNCKER STREETT & CO INC | 11,000 | 11,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 453,640 | 453,640 | 0 | 0.43 | 0.36 | -0.07 | hold |
| SMH CAPITAL ADVISORS INC | 12,609 | 12,609 | 0 | 0.30 | 0.28 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 113,648 | 113,648 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.52 | 0.50 | -0.02 | hold |
| Allworth Financial LP | 7,000 | 7,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dakota Wealth Management | 66,827 | 66,827 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mascoma Wealth Management LLC | 345 | 345 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 167 | 167 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creekmur Asset Management LLC | 1,267 | 1,267 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 19,690 | 19,690 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Smith Asset Management Co., LLC | 18,203 | 18,203 | 0 | 0.16 | 0.17 | +0.01 | hold |
| Caldwell Trust Co | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 12,787 | 12,787 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 613,975 | 613,975 | 0 | 0.14 | 0.14 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 550 | 550 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 66 | 66 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHOREO, LLC | 11,304 | 11,280 | -24 | 0.00 | 0.00 | -0.00 | sell |
| Merit Financial Group, LLC | 11,949 | 11,883 | -66 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 46,995 | 46,849 | -146 | 0.31 | 0.30 | -0.01 | sell |
| Almitas Capital LLC | 214,484 | 214,282 | -202 | 0.56 | 0.53 | -0.03 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 775 | 0 | -775 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 48,597 | 47,562 | -1,035 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 580,533 | 579,350 | -1,183 | 0.11 | 0.11 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 6,690 | 5,168 | -1,522 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 36,753 | 33,830 | -2,923 | 0.06 | 0.06 | -0.01 | sell |
| RAYMOND JAMES FINANCIAL INC | 22,406 | 19,036 | -3,370 | 0.00 | 0.00 | -0.00 | sell |
| Traub Capital Management LLC | 42,918 | 38,749 | -4,169 | 0.41 | 0.42 | +0.01 | sell |
| Integrated Wealth Concepts LLC | 77,513 | 73,210 | -4,303 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 215,130 | 210,281 | -4,849 | 0.00 | 0.00 | +0.00 | sell |
| Geneos Wealth Management Inc. | 5,231 | 0 | -5,231 | 0.00 | 0.00 | -0.00 | sell |
| CX Institutional | 7,500 | 0 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 8,175 | 0 | -8,175 | 0.01 | 0.00 | -0.01 | sell |
| KENNEDY INVESTMENT GROUP | 81,725 | 71,963 | -9,762 | 0.36 | 0.31 | -0.05 | sell |
| 1607 Capital Partners, LLC | 60,752 | 50,902 | -9,850 | 0.05 | 0.04 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 9,877 | 0 | -9,877 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 10,032 | 0 | -10,032 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 11,529 | 0 | -11,529 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 11,833 | 0 | -11,833 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 505,689 | 492,846 | -12,843 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 113,030 | 100,012 | -13,018 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 75,888 | 60,080 | -15,808 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 242,475 | 214,148 | -28,327 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 162,127 | 117,673 | -44,454 | 0.79 | 0.58 | -0.21 | sell |
| Lido Advisors, LLC | 370,367 | 312,075 | -58,292 | 0.02 | 0.01 | -0.01 | sell |
| Saba Capital Management, L.P. | 3,149,020 | 3,081,299 | -67,721 | 0.88 | 1.10 | +0.22 | sell |
| ROTHSCHILD INVESTMENT LLC | 68,474 | 0 | -68,474 | 0.04 | 0.00 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,083,326 | 1,014,157 | -69,169 | 0.62 | 0.63 | +0.01 | sell |
| Bulldog Investors, LLP | 1,164,190 | 931,099 | -233,091 | 3.03 | 2.34 | -0.70 | sell |