| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 2,143,102 | 2,742,394 | +599,292 | 0.09 | 0.11 | +0.03 | buy |
| Fiera Capital Corp | 0 | 268,207 | +268,207 | 0.00 | 0.01 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 472,085 | 705,049 | +232,964 | 0.04 | 0.06 | +0.02 | buy |
| Allspring Global Investments Holdings, LLC | 1,225,785 | 1,432,746 | +206,961 | 0.02 | 0.03 | +0.00 | buy |
| Advisors Asset Management, Inc. | 579,350 | 699,896 | +120,546 | 0.11 | 0.13 | +0.02 | buy |
| UBS Group AG | 47,462 | 156,142 | +108,680 | 0.00 | 0.00 | +0.00 | buy |
| Altium Capital Management LLC | 0 | 96,849 | +96,849 | 0.00 | 4.14 | +4.14 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 93,982 | +93,982 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 84,467 | +84,467 | 0.00 | 0.38 | +0.38 | buy |
| &PARTNERS | 0 | 83,154 | +83,154 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 117,673 | 188,972 | +71,299 | 0.58 | 0.50 | -0.08 | buy |
| KEYBANK NATIONAL ASSOCIATION/OH | 881,698 | 930,742 | +49,044 | 0.03 | 0.04 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 563,217 | 609,785 | +46,568 | 0.22 | 0.23 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 100,992 | 138,885 | +37,893 | 0.02 | 0.03 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 210,562 | 242,494 | +31,932 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 27,196 | +27,196 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,014,157 | 1,039,845 | +25,688 | 0.63 | 0.53 | -0.10 | buy |
| Independent Advisor Alliance | 0 | 14,968 | +14,968 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 14,043 | +14,043 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 12,986 | +12,986 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 12,147 | +12,147 | 0.00 | 0.01 | +0.01 | buy |
| Cerity Partners LLC | 0 | 11,535 | +11,535 | 0.00 | 0.00 | +0.00 | buy |
| River Street Advisors LLC | 0 | 11,182 | +11,182 | 0.00 | 0.05 | +0.05 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 11,013 | +11,013 | 0.00 | 0.01 | +0.01 | buy |
| Traub Capital Management LLC | 38,749 | 46,787 | +8,038 | 0.42 | 0.49 | +0.07 | buy |
| Bank of New York Mellon Corp | 133,315 | 140,872 | +7,557 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 12,787 | 17,232 | +4,445 | 0.00 | 0.00 | +0.00 | buy |
| Elyxium Wealth, LLC | 0 | 3,983 | +3,983 | 0.00 | 0.01 | +0.01 | buy |
| Global Retirement Partners, LLC | 1,000 | 4,670 | +3,670 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 47,562 | 51,097 | +3,535 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 711,272 | 714,178 | +2,906 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 492,846 | 494,690 | +1,844 | 0.00 | 0.00 | -0.00 | buy |
| Scarborough Advisors, LLC | 0 | 1,783 | +1,783 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 1,599 | +1,599 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 214,148 | 215,218 | +1,070 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN NATIONAL BANK & TRUST | 0 | 828 | +828 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 46,849 | 47,652 | +803 | 0.30 | 0.30 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 12,191 | 12,991 | +800 | 0.01 | 0.01 | -0.00 | buy |
| Merit Financial Group, LLC | 11,883 | 12,366 | +483 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 19,036 | 19,466 | +430 | 0.00 | 0.00 | -0.00 | buy |
| WPG Advisers, LLC | 440 | 444 | +4 | 0.00 | 0.00 | -0.00 | buy |
| GPS Wealth Strategies Group, LLC | 167 | 169 | +2 | 0.00 | 0.00 | +0.00 | buy |
| DUNCKER STREETT & CO INC | 11,000 | 11,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 453,640 | 453,640 | 0 | 0.36 | 0.37 | +0.00 | hold |
| SMH CAPITAL ADVISORS INC | 12,609 | 12,609 | 0 | 0.28 | 0.28 | -0.00 | hold |
| PRIVATE TRUST CO NA | 1,100 | 1,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 78,000 | 78,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOTCO | 725 | 725 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Indiana Trust & Investment Management Co | 152,252 | 152,252 | 0 | 0.50 | 0.49 | -0.02 | hold |
| Allworth Financial LP | 7,000 | 7,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Almitas Capital LLC | 214,282 | 214,282 | 0 | 0.53 | 0.51 | -0.02 | hold |
| Lido Advisors, LLC | 312,075 | 312,075 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 73,210 | 73,210 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CoreCap Advisors, LLC | 729 | 729 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Partners LLC | 1,568 | 1,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Catalina Capital Group, LLC | 19,690 | 19,690 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Smith Asset Management Co., LLC | 18,203 | 18,203 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Caldwell Trust Co | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LORD, ABBETT & CO. LLC | 115,072 | 115,072 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MONTAG A & ASSOCIATES INC | 322 | 322 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 66 | 66 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 550 | 500 | -50 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 12,543 | 12,467 | -76 | 0.00 | 0.00 | +0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 33,830 | 33,722 | -108 | 0.06 | 0.05 | -0.00 | sell |
| Mascoma Wealth Management LLC | 345 | 0 | -345 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 11,280 | 10,879 | -401 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 66,827 | 66,227 | -600 | 0.01 | 0.01 | -0.00 | sell |
| LPL Financial LLC | 100,012 | 99,298 | -714 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 11,069 | 10,213 | -856 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 30,125 | 28,856 | -1,269 | 0.02 | 0.02 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 5,168 | 3,328 | -1,840 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 59,833 | 56,380 | -3,453 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 47,519 | 42,493 | -5,026 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 6,019 | 0 | -6,019 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 77,484 | 71,414 | -6,070 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 60,080 | 53,109 | -6,971 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 40,427 | 32,645 | -7,782 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 210,281 | 197,189 | -13,092 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 50,902 | 35,947 | -14,955 | 0.04 | 0.03 | -0.02 | sell |
| KENNEDY INVESTMENT GROUP | 71,963 | 52,094 | -19,869 | 0.31 | 0.21 | -0.10 | sell |
| Arete Wealth Advisors, LLC | 41,211 | 18,901 | -22,310 | 0.03 | 0.01 | -0.01 | sell |
| HUB Investment Partners, LLC | 24,366 | 0 | -24,366 | 0.01 | 0.00 | -0.01 | sell |
| BALANCED WEALTH GROUP LLC | 102,120 | 12,718 | -89,402 | 0.47 | 0.05 | -0.41 | sell |
| WHITEBOX ADVISORS LLC | 113,648 | 0 | -113,648 | 0.02 | 0.00 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 613,975 | 480,983 | -132,992 | 0.14 | 0.10 | -0.03 | sell |
| AMERIPRISE FINANCIAL INC | 286,422 | 42,409 | -244,013 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 3,081,299 | 2,760,256 | -321,043 | 1.10 | 1.00 | -0.10 | sell |
| Bulldog Investors, LLP | 931,099 | 10,474 | -920,625 | 2.34 | 0.03 | -2.31 | sell |