Stock Transactions — NOMURA HLDGS INC

Total Bought
11,841,515
177 transactions
Total Sold
3,706,619
77 transactions
Net
+8,134,896
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FMR LLC2,664,4094,629,709+1,965,3000.000.00+0.00buy
Qube Research & Technologies Ltd90,0391,357,623+1,267,5840.000.02+0.01buy
JANE STREET GROUP, LLC83,019978,535+895,5160.000.01+0.01buy
MORGAN STANLEY9,815,36010,577,455+762,0950.000.01+0.00buy
Trexquant Investment LP42,527732,566+690,0390.000.04+0.04buy
BlackRock, Inc.4,785,7315,421,666+635,9350.000.00+0.00buy
Gradient Investments LLC0594,862+594,8620.000.07+0.07buy
Integrated Quantitative Investments LLC0495,744+495,7440.000.71+0.71buy
RENAISSANCE TECHNOLOGIES LLC1,820,8372,312,237+491,4000.020.03+0.00buy
DONALD SMITH & CO., INC.12,695,53413,169,493+473,9592.001.87-0.13buy
Quantinno Capital Management LP2,151,5522,547,208+395,6560.040.03-0.00buy
GOLDMAN SACHS GROUP INC5,237,1115,547,608+310,4970.010.01-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND10,194247,872+237,6780.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC532,729720,944+188,2150.000.00+0.00buy
WELLS FARGO & COMPANY/MN179,897337,306+157,4090.000.00+0.00buy
Creative Planning563,785698,705+134,9200.000.00+0.00buy
JPMORGAN CHASE & CO342,124460,930+118,8060.000.00+0.00buy
Sequoia Financial Advisors, LLC49,640166,873+117,2330.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC738,649843,726+105,0770.000.00+0.00buy
Brooklyn Investment Group49,006138,212+89,2060.020.03+0.01buy
NORTHERN TRUST CORP2,511,2772,594,124+82,8470.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC245,394326,239+80,8450.000.00+0.00buy
ASSETMARK, INC121,209183,873+62,6640.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.056,441+56,4410.000.01+0.01buy
EntryPoint Capital, LLC26,28375,173+48,8900.090.17+0.09buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC209,393256,487+47,0940.010.01+0.00buy
Summit Trail Advisors, LLC046,675+46,6750.000.01+0.01buy
HRT FINANCIAL LP14,71759,207+44,4900.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC9,04051,959+42,9190.000.00+0.00buy
Russell Investments Group, Ltd.186,704227,918+41,2140.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.26,63566,453+39,8180.000.01+0.00buy
Mariner, LLC346,555385,169+38,6140.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP486,217523,616+37,3990.000.00-0.00buy
Aquatic Capital Management LLC23,50760,078+36,5710.010.01+0.01buy
Vident Advisory, LLC271,495307,268+35,7730.020.02-0.00buy
Quantbot Technologies LP035,268+35,2680.000.01+0.01buy
Mattson Financial Services, LLC033,750+33,7500.000.06+0.06buy
Brown Financial Advisors031,701+31,7010.000.09+0.09buy
Rockefeller Capital Management L.P.4,68831,503+26,8150.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.187,375212,526+25,1510.000.00+0.00buy
Ethic Inc.1,098,3451,123,117+24,7720.140.14-0.00buy
OSAIC HOLDINGS, INC.024,329+24,3290.000.00+0.00buy
IEQ CAPITAL, LLC105,136128,361+23,2250.000.00+0.00buy
Independent Advisor Alliance022,801+22,8010.000.00+0.00buy
QRG CAPITAL MANAGEMENT, INC.50,39372,071+21,6780.000.01+0.00buy
AXQ CAPITAL, LP021,416+21,4160.000.02+0.02buy
Main Street Financial Solutions, LLC020,800+20,8000.000.01+0.01buy
MERCER GLOBAL ADVISORS INC /ADV198,412219,181+20,7690.000.00+0.00buy
CIBC WORLD MARKET INC.18,40037,650+19,2500.000.00+0.00buy
NATIXIS ADVISORS, LLC218,361236,878+18,5170.000.00+0.00buy
Corient Private Wealth LLC86,193104,030+17,8370.000.00+0.00buy
Beacon Pointe Advisors, LLC016,245+16,2450.000.00+0.00buy
Focus Partners Wealth100,128116,188+16,0600.000.00+0.00buy
KEYBANK NATIONAL ASSOCIATION/OH19,42935,468+16,0390.000.00+0.00buy
Graham Capital Management, L.P.015,228+15,2280.000.00+0.00buy
ROYAL BANK OF CANADA014,434+14,4340.000.00+0.00buy
BRIGHTON JONES LLC013,953+13,9530.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP61614,525+13,9090.000.00+0.00buy
NewSquare Capital LLC013,693+13,6930.000.01+0.01buy
Lester Murray Antman dba SimplyRich75,07988,146+13,0670.160.18+0.01buy
Keebeck Wealth Management012,919+12,9190.000.01+0.01buy
Venturi Wealth Management, LLC68,53681,410+12,8740.030.03+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC012,690+12,6900.000.00+0.00buy
Paladin Wealth, LLC012,629+12,6290.000.07+0.07buy
MQS Management LLC012,272+12,2720.000.07+0.07buy
Campbell & CO Investment Adviser LLC012,030+12,0300.000.01+0.01buy
Crestwood Advisors Group, LLC011,874+11,8740.000.00+0.00buy
Sepio Capital, LP011,813+11,8130.000.01+0.01buy
FOX RUN MANAGEMENT, L.L.C.011,354+11,3540.000.02+0.02buy
Concurrent Investment Advisors, LLC011,114+11,1140.000.00+0.00buy
Merit Financial Group, LLC010,967+10,9670.000.00+0.00buy
CERTUITY, LLC010,795+10,7950.000.01+0.01buy
Savant Capital, LLC44,87655,488+10,6120.000.00-0.00buy
Cornerstone Wealth Group, LLC010,299+10,2990.000.01+0.01buy
Scientech Research LLC010,160+10,1600.000.07+0.07buy
Versant Capital Management, Inc53,41362,882+9,4690.060.05-0.01buy
EverSource Wealth Advisors, LLC26,32135,603+9,2820.010.01+0.00buy
QUADRANT CAPITAL GROUP LLC283,877292,754+8,8770.070.07-0.00buy
CITIGROUP INC10,55319,356+8,8030.000.00+0.00buy
BSW Wealth Partners85,72094,474+8,7540.090.09+0.00buy
Neuberger Berman Group LLC35,44544,150+8,7050.000.00+0.00buy
Pure Financial Advisors, LLC11,27019,333+8,0630.000.00+0.00buy
Parallel Advisors, LLC22,20830,040+7,8320.000.00+0.00buy
Cerity Partners LLC309,967317,596+7,6290.000.00-0.00buy
XPONANCE, INC.24,25031,197+6,9470.000.00+0.00buy
Allspring Global Investments Holdings, LLC55,62262,407+6,7850.000.00+0.00buy
SIGNATUREFD, LLC115,592122,257+6,6650.010.01-0.00buy
Ellevest, Inc.89,07695,502+6,4260.100.10+0.00buy
Compound Planning, Inc.34,62941,005+6,3760.010.01+0.00buy
Summit Global Investments82,67188,990+6,3190.040.04+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,50919,656+6,1470.000.00+0.00buy
FIRST TRUST ADVISORS LP85,25991,225+5,9660.000.00-0.00buy
HB Wealth Management, LLC20,87026,794+5,9240.000.00+0.00buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management11,87317,685+5,8120.000.00+0.00buy
RHUMBLINE ADVISERS112,391118,021+5,6300.000.00+0.00buy
Cetera Investment Advisers40,66246,254+5,5920.000.00+0.00buy
Aaron Wealth Advisors LLC87,67393,153+5,4800.040.04+0.00buy
CWM, LLC13,17118,381+5,2100.000.00+0.00buy
Smartleaf Asset Management LLC45,63750,782+5,1450.010.01-0.00buy
BROWN BROTHERS HARRIMAN & CO1,6986,543+4,8450.000.00+0.00buy
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