Stock Transactions — NORTHERN DYNASTY MINERALS LT

Total Bought
1,469,559
22 transactions
Total Sold
14,398,343
21 transactions
Net
-12,928,784
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ALPS ADVISORS INC490,6631,109,001+618,3380.000.00+0.00buy
GAM Holding AG320,000500,000+180,0000.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS0158,600+158,6000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC42,108177,108+135,0000.000.00+0.00buy
True North Advisors, LLC080,500+80,5000.000.01+0.01buy
WELLS FARGO & COMPANY/MN825,045890,045+65,0000.000.00+0.00buy
Baader Bank Aktiengesellschaft064,217+64,2170.000.00+0.00buy
XTX Topco Ltd050,154+50,1540.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.037,700+37,7000.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC015,420+15,4200.000.00+0.00buy
Game Plan Financial Advisors, LLC46,00061,000+15,0000.010.01+0.00buy
Hibernia Wealth Partners, LLC015,000+15,0000.000.00+0.00buy
STIFEL FINANCIAL CORP45,00055,000+10,0000.000.00+0.00buy
SevenBridge Financial Group, LLC31,42139,421+8,0000.000.00+0.00buy
SIGNATUREFD, LLC2,5007,500+5,0000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.119,060123,060+4,0000.000.00-0.00buy
MATHER GROUP, LLC.03,100+3,1000.000.00+0.00buy
Sound Income Strategies, LLC03,000+3,0000.000.00+0.00buy
ORG Partners LLC01,000+1,0000.000.00+0.00buy
TD Waterhouse Canada Inc.0400+4000.000.00+0.00buy
Arkadios Wealth Advisors10,00010,100+1000.000.00-0.00buy
FIFTH THIRD BANCORP030+300.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC276,634276,63400.000.00-0.00hold
GRIMES & COMPANY, INC.298,950298,95000.000.00-0.00hold
FOUNDERS FINANCIAL SECURITIES LLC34,52034,52000.000.00-0.00hold
CIBC WORLD MARKET INC.15,50015,50000.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS22,80022,80000.000.00-0.00hold
Smith Anglin Financial, LLC65,00065,00000.000.00-0.00hold
Advisory Services Network, LLC10,90010,90000.000.00-0.00hold
Plancorp, LLC44,41444,41400.000.00-0.00hold
Kopernik Global Investors, LLC32,070,69132,070,69101.071.12+0.05hold
Sequoia Financial Advisors, LLC85,90085,90000.000.00-0.00hold
Sunbelt Securities, Inc.17217200.000.00-0.00hold
Baird Financial Group, Inc.30,60030,60000.000.00-0.00hold
Cetera Investment Advisers20,80020,80000.000.00-0.00hold
Parallel Advisors, LLC4,1504,15000.000.00-0.00hold
Russell Investments Group, Ltd.7,425,8647,425,86400.000.00-0.00hold
Faithward Advisors, LLC10,00010,00000.000.00-0.00hold
NVWM, LLC10,00010,00000.000.00-0.00hold
GPS Wealth Strategies Group, LLC11,52911,52900.000.00-0.00hold
Versant Capital Management, Inc40,60640,60600.000.00-0.00hold
Wealth Alliance Advisory Group, LLC15,00015,00000.000.00-0.00hold
OneAscent Financial Services LLC10,00010,00000.000.00+0.00hold
WEALTH ALLIANCE, LLC33,12533,12500.000.00-0.00hold
Briaud Financial Planning, Inc30030000.000.00-0.00hold
Ellsworth Advisors, LLC30,33230,33200.000.00-0.00hold
Coppell Advisory Solutions LLC1,0001,00000.000.00-0.00hold
LCM Capital Management Inc323,800323,80000.070.06-0.00hold
Keystone Wealth Services, LLC21,25021,25000.000.00-0.00hold
Independent Wealth Network Inc.15,95015,95000.000.00-0.00hold
Catalyst Funds Management Pty Ltd43,14043,14000.000.00-0.00hold
POM Investment Strategies, LLC7,7147,71400.000.00-0.00hold
626 Financial, LLC30,20030,20000.010.01-0.00hold
Nicholas Wealth, LLC.20,30020,30000.000.00-0.00hold
Range Financial Group LLC10,00010,00000.000.00-0.00hold
Cape Investment Advisory, Inc.50050000.000.00-0.00hold
BRADY FAMILY WEALTH, LLC110,000110,00000.010.01-0.00hold
PFG Investments, LLC20,00020,00000.000.00+0.00hold
UPTICK PARTNERS, LLC11,00011,00000.000.00+0.00hold
Private Wealth Management Group, LLC1,5001,50000.000.00-0.00hold
Federation des caisses Desjardins du Quebec7,6007,60000.000.00-0.00hold
EQUITABLE TRUST CO50,00050,00000.000.00-0.00hold
SEI INVESTMENTS CO1,840,3951,840,39500.000.00-0.00hold
US BANCORP \DE\1,0001,00000.000.00-0.00hold
NBC SECURITIES, INC.6,0006,00000.000.00-0.00hold
CREATIVE FINANCIAL DESIGNS INC /ADV1,1001,10000.000.00-0.00hold
CITIGROUP INC153,650153,65000.000.00-0.00hold
CADINHA & CO LLC1,000,0001,000,00000.050.06+0.00hold
NATIONAL BANK OF CANADA /FI/23,40023,40000.000.00-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA3,0003,00000.000.00+0.00hold
NewEdge Advisors, LLC90-90.000.00-0.00sell
Pathway Financial Advisers, LLC1,5000-1,5000.000.00-0.00sell
PSI Advisors, LLC2,3000-2,3000.000.00-0.00sell
GROUP ONE TRADING LLC236,237233,937-2,3000.000.00-0.00sell
LPL Financial LLC49,45046,450-3,0000.000.00-0.00sell
HANTZ FINANCIAL SERVICES, INC.3,0200-3,0200.000.00-0.00sell
Creative Planning17,65813,358-4,3000.000.00-0.00sell
Fiduciary Alliance LLC27,32122,172-5,1490.000.00-0.00sell
BANK OF MONTREAL /CAN/133,555127,949-5,6060.000.00-0.00sell
HRT FINANCIAL LP10,2500-10,2500.000.00-0.00sell
WOLVERINE TRADING, LLC12,9170-12,9170.000.00-0.00sell
Ground Swell Capital, LLC13,0670-13,0670.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC15,0000-15,0000.000.00-0.00sell
TORONTO DOMINION BANK17,093301-16,7920.000.00-0.00sell
GTS SECURITIES LLC52,26935,372-16,8970.000.00-0.00sell
TWO SIGMA SECURITIES, LLC25,4210-25,4210.000.00-0.00sell
Invenomic Capital Management LP2,878,5472,851,962-26,5850.050.05-0.00sell
STRATEGY ASSET MANAGERS LLC35,0000-35,0000.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP432,2730-432,2730.000.00-0.00sell
Valeo Financial Advisors, LLC553,2500-553,2500.010.00-0.01sell
Mirae Asset Global Investments Co., Ltd.13,213,7070-13,213,7070.010.00-0.01sell
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