Stock Transactions — BANC OF CALIFORNIA INC

Total Bought
24,467,277
129 transactions
Total Sold
13,182,111
128 transactions
Net
+11,285,166
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Azora Capital LP02,911,727+2,911,7270.003.21+3.21buy
Capital Research Global Investors02,144,483+2,144,4830.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC514,5292,559,315+2,044,7860.000.02+0.02buy
STATE STREET CORP7,912,4109,778,808+1,866,3980.010.01+0.00buy
Neuberger Berman Group LLC752,3732,544,703+1,792,3300.010.03+0.02buy
VANGUARD GROUP INC9,014,81010,597,751+1,582,9410.000.00+0.00buy
Hodges Capital Management Inc.450,0001,748,004+1,298,0040.321.69+1.37buy
JPMORGAN CHASE & CO658,3631,884,550+1,226,1870.000.00+0.00buy
MALTESE CAPITAL MANAGEMENT LLC515,0001,399,000+884,0001.954.10+2.15buy
T. Rowe Price Investment Management, Inc.0768,436+768,4360.000.01+0.01buy
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC1,812,9712,575,930+762,9590.070.10+0.03buy
MILLENNIUM MANAGEMENT LLC909,1801,479,993+570,8130.010.02+0.01buy
Dana Investment Advisors, Inc.0439,827+439,8270.000.22+0.22buy
Verition Fund Management LLC333,425712,509+379,0840.050.10+0.06buy
CITADEL ADVISORS LLC398,336748,926+350,5900.010.01+0.01buy
EMERALD ADVISERS, LLC817,9011,136,908+319,0070.470.70+0.23buy
PATRIOT FINANCIAL PARTNERS GP, LP1,541,2321,855,232+314,0007.9010.52+2.62buy
Black Maple Capital Management LP156,477462,409+305,9321.944.68+2.74buy
GEODE CAPITAL MANAGEMENT, LLC2,746,6413,047,028+300,3870.000.00+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/2,291,5412,590,631+299,0900.010.01+0.00buy
Senator Investment Group LP2,148,5882,445,685+297,0971.241.69+0.46buy
PRICE T ROWE ASSOCIATES INC /MD/67,006331,076+264,0700.000.00+0.00buy
Holocene Advisors, LP43,997307,434+263,4370.000.02+0.01buy
Hudson Bay Capital Management LP0250,000+250,0000.000.03+0.03buy
SEI INVESTMENTS CO272,181506,202+234,0210.010.01+0.01buy
Invesco Ltd.1,853,1172,012,994+159,8770.010.01+0.00buy
EMERALD MUTUAL FUND ADVISERS TRUST696,237849,110+152,8730.500.67+0.18buy
WELLINGTON MANAGEMENT GROUP LLP145,086281,268+136,1820.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,071,1391,181,697+110,5580.000.00+0.00buy
Jump Financial, LLC25,476124,337+98,8610.010.05+0.04buy
TECTONIC ADVISORS LLC092,265+92,2650.000.11+0.11buy
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC089,383+89,3830.000.06+0.06buy
DIMENSIONAL FUND ADVISORS LP4,853,9034,941,362+87,4590.020.02+0.00buy
AMERIPRISE FINANCIAL INC702,449781,636+79,1870.000.00+0.00buy
FIRST TRUST ADVISORS LP078,645+78,6450.000.00+0.00buy
HENNESSY ADVISORS INC173,242250,000+76,7580.120.16+0.04buy
Empowered Funds, LLC119,146185,329+66,1830.040.05+0.01buy
Brandywine Global Investment Management, LLC695,130758,789+63,6590.080.08+0.01buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC386,609449,316+62,7070.110.14+0.03buy
Rafferty Asset Management, LLC443,559499,988+56,4290.030.03+0.00buy
Curi Capital, LLC146,507200,034+53,5270.060.07+0.01buy
First National Bank of Hutchinson051,697+51,6970.000.53+0.53buy
Global Assets Advisory, LLC048,697+48,6970.000.15+0.15buy
CITIGROUP INC410,216455,743+45,5270.010.01+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC044,195+44,1950.000.00+0.00buy
Redwood Investment Management, LLC041,415+41,4150.000.06+0.06buy
First Dallas Securities Inc.040,000+40,0000.000.28+0.28buy
Jefferies Financial Group Inc.040,000+40,0000.000.01+0.01buy
ROYCE & ASSOCIATES LP038,582+38,5820.000.01+0.01buy
PRINCIPAL FINANCIAL GROUP INC681,794719,383+37,5890.010.01+0.00buy
Alyeska Investment Group, L.P.036,959+36,9590.000.00+0.00buy
Atom Investors LP153,422187,088+33,6660.360.36-0.01buy
Trexquant Investment LP032,251+32,2510.000.01+0.01buy
SIMPLEX TRADING, LLC13,65345,586+31,9330.010.02+0.01buy
TRUIST FINANCIAL CORP13,74745,446+31,6990.000.00+0.00buy
NORTHERN TRUST CORP1,398,8981,430,375+31,4770.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC162,112189,735+27,6230.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE49,81275,445+25,6330.000.00+0.00buy
Brevan Howard Capital Management LP025,141+25,1410.000.03+0.03buy
XPONANCE, INC.022,855+22,8550.000.00+0.00buy
PL Capital Advisors, LLC3,201,7193,224,219+22,50014.8618.68+3.82buy
Cutler Capital Management, LLC47,75069,750+22,0000.270.42+0.15buy
Creative Planning021,493+21,4930.000.00+0.00buy
STEPHENS INC /AR/20,52540,394+19,8690.000.01+0.00buy
MidWestOne Financial Group, Inc.84,257103,186+18,9290.210.28+0.07buy
PROFUND ADVISORS LLC017,421+17,4210.000.01+0.01buy
SALZHAUER MICHAEL245,284262,284+17,0002.963.20+0.24buy
Cetera Investment Advisers016,968+16,9680.000.00+0.00buy
XTX Topco Ltd20,48837,046+16,5580.060.08+0.02buy
Teza Capital Management LLC015,571+15,5710.000.03+0.03buy
EMC Capital Management015,425+15,4250.000.14+0.14buy
nVerses Capital, LLC015,100+15,1000.000.55+0.55buy
Mariner, LLC17,05031,776+14,7260.000.00+0.00buy
Cerity Partners LLC014,630+14,6300.000.00+0.00buy
RHUMBLINE ADVISERS427,454441,816+14,3620.010.01+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC1,788,7641,802,075+13,3110.520.56+0.04buy
PUBLIC SECTOR PENSION INVESTMENT BOARD271,411284,091+12,6800.030.03+0.00buy
ENVESTNET ASSET MANAGEMENT INC012,676+12,6760.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS227,272239,129+11,8570.010.00-0.00buy
Legal & General Group Plc374,562385,899+11,3370.000.00+0.00buy
Bank of New York Mellon Corp1,618,5121,629,626+11,1140.000.00+0.00buy
CANADA LIFE ASSURANCE Co107,713117,025+9,3120.000.00+0.00buy
TEXAS PERMANENT SCHOOL FUND CORP112,635121,301+8,6660.010.01+0.00buy
IPG Investment Advisors LLC08,427+8,4270.000.03+0.03buy
Amundi16,92925,094+8,1650.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT55,61962,922+7,3030.070.04-0.03buy
NATIXIS ADVISORS, LLC27,81334,723+6,9100.000.00+0.00buy
WELLS FARGO & COMPANY/MN68,55174,373+5,8220.000.00+0.00buy
Orchard Capital Management, LLC509,181514,867+5,6862.142.30+0.16buy
Pacific Ridge Capital Partners, LLC98,005103,547+5,5420.270.35+0.08buy
NBC SECURITIES, INC.04,930+4,9300.000.01+0.01buy
QUADRANT CAPITAL GROUP LLC5614,782+4,2210.000.01+0.01buy
State of Alaska, Department of Revenue80,46384,432+3,9690.010.01+0.00buy
LifeSteps Financial, Inc.03,941+3,9410.000.05+0.05buy
Louisiana State Employees Retirement System65,40068,600+3,2000.020.02+0.00buy
ProShare Advisors LLC24,64327,701+3,0580.000.00+0.00buy
AMERICAN INTERNATIONAL GROUP, INC.71,44274,095+2,6530.000.00+0.00buy
Maryland State Retirement & Pension System47,53649,943+2,4070.010.01+0.00buy
Future Financial Wealth Managment LLC02,000+2,0000.000.02+0.02buy
Riverview Trust Co01,916+1,9160.000.02+0.02buy
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