| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 239,612 | 412,590 | +172,978 | 0.08 | 0.15 | +0.07 | buy |
| Verition Fund Management LLC | 0 | 126,805 | +126,805 | 0.00 | 0.01 | +0.01 | buy |
| Saba Capital Management, L.P. | 246,868 | 337,555 | +90,687 | 0.04 | 0.07 | +0.02 | buy |
| Logan Stone Capital, LLC | 167,280 | 222,775 | +55,495 | 0.40 | 0.74 | +0.33 | buy |
| SIT INVESTMENT ASSOCIATES INC | 128,388 | 178,388 | +50,000 | 0.02 | 0.03 | +0.01 | buy |
| Almitas Capital LLC | 0 | 46,186 | +46,186 | 0.00 | 0.11 | +0.11 | buy |
| GUGGENHEIM CAPITAL LLC | 206,950 | 223,773 | +16,823 | 0.01 | 0.01 | +0.00 | buy |
| Beckerman Institutional, LLC | 22,715 | 39,104 | +16,389 | 0.13 | 0.20 | +0.07 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 11,213 | +11,213 | 0.00 | 0.01 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 98,934 | 108,103 | +9,169 | 0.01 | 0.01 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 0 | 3,455 | +3,455 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 58,079 | 61,102 | +3,023 | 0.00 | 0.00 | +0.00 | buy |
| Morse Asset Management, Inc | 40,779 | 43,777 | +2,998 | 0.07 | 0.08 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 24,243 | 26,743 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,510 | 7,110 | +1,600 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 64,613 | 64,701 | +88 | 0.00 | 0.00 | -0.00 | buy |
| Herold Advisors, Inc. | 16,837 | 16,889 | +52 | 0.03 | 0.03 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 16,489 | 16,489 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LPL Financial LLC | 19,025 | 19,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Matisse Capital | 250,000 | 250,000 | 0 | 0.91 | 0.93 | +0.02 | hold |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DOPKINS WEALTH MANAGEMENT, LLC | 15,585 | 15,585 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 61,598 | 61,598 | 0 | 0.29 | 0.29 | -0.00 | hold |
| Onyx Bridge Wealth Group LLC | 30,111 | 29,327 | -784 | 0.03 | 0.03 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 11,027 | 9,600 | -1,427 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 67,938 | 61,670 | -6,268 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,852 | 0 | -10,852 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Advisor Solutions, LLC | 16,141 | 0 | -16,141 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 127,376 | 106,173 | -21,203 | 0.04 | 0.03 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 71,706 | 42,735 | -28,971 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 86,998 | 0 | -86,998 | 0.01 | 0.00 | -0.01 | sell |
| Lido Advisors, LLC | 225,628 | 0 | -225,628 | 0.01 | 0.00 | -0.01 | sell |