| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 99,635 | +99,635 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 412,590 | 503,342 | +90,752 | 0.15 | 0.19 | +0.03 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 69,694 | +69,694 | 0.00 | 0.22 | +0.22 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 48,376 | +48,376 | 0.00 | 0.12 | +0.12 | buy |
| Saba Capital Management, L.P. | 337,555 | 384,989 | +47,434 | 0.07 | 0.07 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 46,192 | +46,192 | 0.00 | 0.01 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 106,173 | 144,188 | +38,015 | 0.03 | 0.04 | +0.01 | buy |
| Bank of New York Mellon Corp | 0 | 35,324 | +35,324 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 46,186 | 71,558 | +25,372 | 0.11 | 0.12 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 223,773 | 246,809 | +23,036 | 0.01 | 0.01 | -0.00 | buy |
| Morse Asset Management, Inc | 43,777 | 65,160 | +21,383 | 0.08 | 0.10 | +0.02 | buy |
| Beckerman Institutional, LLC | 39,104 | 57,744 | +18,640 | 0.20 | 0.26 | +0.06 | buy |
| Baird Financial Group, Inc. | 0 | 17,380 | +17,380 | 0.00 | 0.00 | +0.00 | buy |
| Focus Partners Advisor Solutions, LLC | 0 | 16,141 | +16,141 | 0.00 | 0.00 | +0.00 | buy |
| Catalina Capital Group, LLC | 0 | 14,950 | +14,950 | 0.00 | 0.07 | +0.07 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 11,821 | +11,821 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 126,805 | 137,671 | +10,866 | 0.01 | 0.01 | +0.00 | buy |
| Matisse Capital | 250,000 | 257,835 | +7,835 | 0.93 | 0.82 | -0.11 | buy |
| RIVERBRIDGE PARTNERS LLC | 108,103 | 112,371 | +4,268 | 0.01 | 0.01 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 64,701 | 67,231 | +2,530 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 26,743 | 28,743 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 7,110 | 9,063 | +1,953 | 0.01 | 0.01 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 9,600 | 11,062 | +1,462 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 61,102 | 61,660 | +558 | 0.00 | 0.00 | -0.00 | buy |
| Herold Advisors, Inc. | 16,889 | 16,948 | +59 | 0.03 | 0.02 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 3,455 | 3,500 | +45 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 16,489 | 16,489 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DOPKINS WEALTH MANAGEMENT, LLC | 15,585 | 15,585 | 0 | 0.06 | 0.05 | -0.01 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 61,598 | 61,598 | 0 | 0.29 | 0.26 | -0.03 | hold |
| RAYMOND JAMES FINANCIAL INC | 61,670 | 60,970 | -700 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 222,775 | 214,375 | -8,400 | 0.74 | 0.68 | -0.06 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,213 | 0 | -11,213 | 0.01 | 0.00 | -0.01 | sell |
| LPL Financial LLC | 19,025 | 0 | -19,025 | 0.00 | 0.00 | -0.00 | sell |
| Onyx Bridge Wealth Group LLC | 29,327 | 0 | -29,327 | 0.03 | 0.00 | -0.03 | sell |
| BANK OF AMERICA CORP /DE/ | 42,735 | 0 | -42,735 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 178,388 | 0 | -178,388 | 0.03 | 0.00 | -0.03 | sell |