| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 503,342 | 1,066,323 | +562,981 | 0.19 | 0.42 | +0.24 | buy |
| Karpus Management, Inc. | 0 | 528,497 | +528,497 | 0.00 | 0.12 | +0.12 | buy |
| Hennion & Walsh Asset Management, Inc. | 144,188 | 417,718 | +273,530 | 0.04 | 0.11 | +0.07 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 0 | 37,634 | +37,634 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 112,371 | 134,993 | +22,622 | 0.01 | 0.02 | +0.00 | buy |
| DOPKINS WEALTH MANAGEMENT, LLC | 15,585 | 28,646 | +13,061 | 0.05 | 0.08 | +0.04 | buy |
| Geneos Wealth Management Inc. | 0 | 9,732 | +9,732 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 3,500 | 10,092 | +6,592 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 11,062 | 14,192 | +3,130 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9,063 | 0 | -9,063 | 0.01 | 0.00 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 11,821 | 0 | -11,821 | 0.00 | 0.00 | -0.00 | sell |
| Catalina Capital Group, LLC | 14,950 | 0 | -14,950 | 0.07 | 0.00 | -0.07 | sell |
| Focus Partners Advisor Solutions, LLC | 16,141 | 0 | -16,141 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 16,489 | 0 | -16,489 | 0.00 | 0.00 | -0.00 | sell |
| Herold Advisors, Inc. | 16,948 | 0 | -16,948 | 0.02 | 0.00 | -0.02 | sell |
| Baird Financial Group, Inc. | 17,380 | 0 | -17,380 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 28,743 | 0 | -28,743 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 35,324 | 0 | -35,324 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 46,192 | 0 | -46,192 | 0.01 | 0.00 | -0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 48,376 | 0 | -48,376 | 0.12 | 0.00 | -0.12 | sell |
| Beckerman Institutional, LLC | 57,744 | 0 | -57,744 | 0.26 | 0.00 | -0.26 | sell |
| RAYMOND JAMES FINANCIAL INC | 60,970 | 0 | -60,970 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 61,598 | 0 | -61,598 | 0.26 | 0.00 | -0.26 | sell |
| UBS Group AG | 61,660 | 0 | -61,660 | 0.00 | 0.00 | -0.00 | sell |
| Morse Asset Management, Inc | 65,160 | 0 | -65,160 | 0.10 | 0.00 | -0.10 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 67,231 | 0 | -67,231 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 69,694 | 0 | -69,694 | 0.22 | 0.00 | -0.22 | sell |
| Almitas Capital LLC | 71,558 | 0 | -71,558 | 0.12 | 0.00 | -0.12 | sell |
| TORONTO DOMINION BANK | 99,635 | 0 | -99,635 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 137,671 | 0 | -137,671 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 214,375 | 0 | -214,375 | 0.68 | 0.00 | -0.68 | sell |
| GUGGENHEIM CAPITAL LLC | 246,809 | 0 | -246,809 | 0.01 | 0.00 | -0.01 | sell |
| Matisse Capital | 257,835 | 0 | -257,835 | 0.82 | 0.00 | -0.82 | sell |
| Saba Capital Management, L.P. | 384,989 | 0 | -384,989 | 0.07 | 0.00 | -0.07 | sell |