Stock Transactions — HANCOCK JOHN PFD INCOME FD

Total Bought
364,536
19 transactions
Total Sold
84,725
18 transactions
Net
+279,811
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
UBS Group AG388,958540,432+151,4740.000.00+0.00buy
Global Retirement Partners, LLC3,22893,640+90,4120.000.05+0.05buy
GUGGENHEIM CAPITAL LLC220,279277,068+56,7890.030.03+0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC26,81044,912+18,1020.020.03+0.01buy
ROYAL BANK OF CANADA486,791502,334+15,5430.000.00+0.00buy
WELLS FARGO & COMPANY/MN10,03217,878+7,8460.000.00+0.00buy
Kestra Advisory Services, LLC112,006118,305+6,2990.010.01-0.00buy
Cetera Investment Advisers25,28430,130+4,8460.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC274,852278,544+3,6920.010.01-0.00buy
Atria Wealth Solutions, Inc.39,29642,047+2,7510.010.01+0.00buy
Clearstead Advisors, LLC02,302+2,3020.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC29,13530,891+1,7560.000.00-0.00buy
TSP Capital Management Group, LLC125,465126,865+1,4000.670.66-0.01buy
WEDBUSH SECURITIES INC11,28311,883+6000.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC0396+3960.000.00+0.00buy
Private Advisor Group, LLC21,96422,239+2750.000.00-0.00buy
BANK OF AMERICA CORP /DE/32,77632,807+310.000.00-0.00buy
Allworth Financial LP907928+210.000.00-0.00buy
Merit Financial Group, LLC10,32610,327+10.000.00-0.00buy
WEBSTER BANK, N. A.16416400.000.00-0.00hold
PRIVATE TRUST CO NA55355300.000.00+0.00hold
HARBOR INVESTMENT ADVISORY, LLC5,5005,50000.010.01+0.00hold
Avidian Wealth Enterprises, LLC21,00021,00000.020.02-0.00hold
Fiera Capital Corp77,41677,41600.000.00+0.00hold
Parallel Advisors, LLC1,0001,00000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,8211,82100.000.00-0.00hold
Sound Income Strategies, LLC2,1502,15000.000.00-0.00hold
Geneos Wealth Management Inc.3,0803,08000.000.00-0.00hold
Piscataqua Savings Bank40040000.010.01+0.00hold
CoreCap Advisors, LLC2,2502,25000.000.00+0.00hold
ORG Partners LLC50050000.020.00-0.01hold
Peoples Bank/KS20020000.000.00+0.00hold
CULLEN/FROST BANKERS, INC.3,1133,11300.000.00-0.00hold
CITY HOLDING CO2,0002,00000.000.00-0.00hold
McGlone Suttner Wealth Management, Inc.14,81814,809-90.050.05+0.00sell
Baird Financial Group, Inc.12,68912,672-170.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.36,89236,792-1000.000.00-0.00sell
OPTIMUM INVESTMENT ADVISORS1,7001,560-1400.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7800-7800.000.00-0.00sell
LPL Financial LLC162,998162,209-7890.000.00-0.00sell
HighTower Advisors, LLC46,20845,409-7990.000.00-0.00sell
Advisory Resource Group125,502124,319-1,1830.480.47-0.01sell
DEUTSCHE BANK AG\1,2400-1,2400.000.00-0.00sell
B. Riley Wealth Advisors, Inc.17,06015,598-1,4620.010.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.8,4476,967-1,4800.000.00-0.00sell
CWM, LLC3,4660-3,4660.000.00-0.00sell
Invesco Ltd.174,791171,251-3,5400.000.00-0.00sell
OSAIC HOLDINGS, INC.57,05352,514-4,5390.000.00-0.00sell
NewEdge Advisors, LLC33,31425,112-8,2020.000.00-0.00sell
MORGAN STANLEY230,058221,488-8,5700.000.00-0.00sell
JANE STREET GROUP, LLC13,0750-13,0750.000.00-0.00sell
Shaker Financial Services, LLC66,37431,040-35,3340.430.21-0.22sell
Page 1 of 1