Stock Transactions — HANCOCK JOHN PFD INCOME FD

Total Bought
557,040
32 transactions
Total Sold
395,682
17 transactions
Net
+161,358
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
MORGAN STANLEY242,878441,870+198,9920.000.00+0.00buy
TSP Capital Management Group, LLC0131,360+131,3600.650.61-0.04buy
UBS Group AG597,160627,467+30,3070.000.00+0.00buy
Invesco Ltd.195,985222,924+26,9390.000.00+0.00buy
J.W. COLE ADVISORS, INC.96,866119,660+22,7940.030.04+0.01buy
JANE STREET GROUP, LLC019,298+19,2980.000.00+0.00buy
COHEN & STEERS, INC.127,264145,264+18,0000.000.00+0.00buy
Cetera Investment Advisers25,25838,559+13,3010.000.00+0.00buy
Arlington Capital Management, Inc.012,594+12,5940.000.14+0.14buy
Mariner, LLC40,82952,542+11,7130.000.00+0.00buy
Fiera Capital Corp76,12887,336+11,2080.000.00+0.00buy
KPP Advisory Services LLC13,46023,460+10,0000.040.06+0.02buy
COMMONWEALTH EQUITY SERVICES, LLC267,685277,343+9,6580.010.01+0.00buy
HighTower Advisors, LLC25,84735,116+9,2690.000.00+0.00buy
LPL Financial LLC181,001187,246+6,2450.000.00-0.00buy
HALBERT HARGROVE GLOBAL ADVISORS, LLC7,72013,248+5,5280.010.01+0.00buy
SAM Advisors, LLC29,15233,017+3,8650.160.18+0.02buy
RAYMOND JAMES FINANCIAL INC118,100121,657+3,5570.000.00+0.00buy
WELLS FARGO & COMPANY/MN29,02332,153+3,1300.000.00+0.00buy
Allworth Financial LP4,2376,260+2,0230.000.00+0.00buy
HARBOUR INVESTMENTS, INC.01,378+1,3780.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC31,34132,339+9980.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.37,06137,849+7880.000.00+0.00buy
NewEdge Advisors, LLC20,10920,851+7420.000.00-0.00buy
Advisory Services Network, LLC0700+7000.000.00+0.00buy
Mallini Complete Financial Planning LLC16,98017,669+6890.340.25-0.09buy
Private Advisor Group, LLC14,78915,440+6510.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0500+5000.000.00+0.00buy
ASSETMARK, INC0315+3150.000.00+0.00buy
OSAIC HOLDINGS, INC.44,48644,769+2830.000.00-0.00buy
Merit Financial Group, LLC11,22211,339+1170.000.00-0.00buy
B. Riley Wealth Advisors, Inc.12,73012,828+980.010.01+0.00buy
OPTIMUM INVESTMENT ADVISORS1,5601,56000.010.01-0.00hold
WEBSTER BANK, N. A.16416400.000.00+0.00hold
COUNTRY TRUST BANK35035000.000.00+0.00hold
PRIVATE TRUST CO NA55355300.000.00+0.00hold
Janney Montgomery Scott LLC25,80025,80000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC5,1755,17500.010.01+0.00hold
Avidian Wealth Enterprises, LLC21,00021,00000.010.01+0.00hold
Sowell Financial Services LLC10,90010,90000.010.01+0.00hold
Parallel Advisors, LLC1,0001,00000.000.00-0.00hold
Strategic Wealth Partners, Ltd.82582500.000.00+0.00hold
Steward Partners Investment Advisory, LLC1,8211,82100.000.00-0.00hold
Sound Income Strategies, LLC2,1502,15000.000.00+0.00hold
Global Retirement Partners, LLC4,0494,04900.000.00-0.00hold
Geneos Wealth Management Inc.2,6802,68000.000.00+0.00hold
Piscataqua Savings Bank40040000.010.01+0.00hold
Ameritas Advisory Services, LLC1,3551,35500.000.00+0.00hold
ORG Partners LLC50050000.000.00-0.00hold
Everstar Asset Management, LLC14,52014,52000.140.14+0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
CITY HOLDING CO2,0002,00000.000.00+0.00hold
Clearstead Advisors, LLC54954900.000.00+0.00hold
LaSalle St. Investment Advisors, LLC19,25519,017-2380.080.06-0.03sell
JONES FINANCIAL COMPANIES LLLP3900-3900.000.00-0.00sell
AMERIFLEX GROUP, INC.4510-4510.000.00-0.00sell
Stratos Wealth Partners, LTD.26,33525,865-4700.010.01-0.00sell
MAI Capital Management5500-5500.000.00-0.00sell
Advisory Resource Group104,417103,858-5590.320.32+0.00sell
Kentucky Trust Co8670-8670.010.00-0.01sell
CONSULTIVA WEALTH MANAGEMENT, CORP.1,5000-1,5000.070.00-0.07sell
BANK OF AMERICA CORP /DE/103,539100,188-3,3510.000.00-0.00sell
FIFTH THIRD BANCORP4,3080-4,3080.000.00-0.00sell
Elequin Capital, LP5,4370-5,4370.010.00-0.01sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC25,56519,121-6,4440.000.00-0.00sell
Kestra Advisory Services, LLC107,07897,412-9,6660.010.01-0.00sell
WOLVERINE ASSET MANAGEMENT LLC10,7420-10,7420.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.20,8660-20,8660.000.00-0.00sell
GUGGENHEIM CAPITAL LLC179,389156,228-23,1610.020.02-0.00sell
ROYAL BANK OF CANADA560,843254,161-306,6820.000.00-0.00sell
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