| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 3,506,586 | 2,296,254 | -1,210,332 | 0.91 | 0.70 | -0.21 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,590,563 | 1,610,948 | +20,385 | 0.73 | 0.79 | +0.06 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,312,796 | 1,303,983 | -8,813 | 0.44 | 0.43 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 1,146,839 | 1,144,456 | -2,383 | 0.08 | 0.09 | +0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 676,797 | 1,035,238 | +358,441 | 2.76 | 4.57 | +1.81 | buy |
| RAYMOND JAMES FINANCIAL INC | 786,032 | 833,513 | +47,481 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 758,114 | 749,174 | -8,940 | 0.12 | 0.12 | -0.00 | sell |
| Wealthspire Advisors, LLC | 577,267 | 568,062 | -9,205 | 0.04 | 0.04 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 388,990 | 472,675 | +83,685 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 399,534 | 453,909 | +54,375 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 443,079 | 443,079 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 431,750 | 431,237 | -513 | 0.00 | 0.00 | +0.00 | sell |
| AMERIPRISE FINANCIAL INC | 582,121 | 401,179 | -180,942 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 243,511 | 265,058 | +21,547 | 0.00 | 0.00 | -0.00 | buy |
| Rareview Capital LLC | 0 | 256,760 | +256,760 | 0.00 | 1.46 | +1.46 | buy |
| Cresta Advisors, Ltd. | 50,015 | 255,415 | +205,400 | 0.20 | 1.02 | +0.82 | buy |
| CURA WEALTH ADVISORS, LLC | 244,149 | 254,149 | +10,000 | 0.90 | 1.11 | +0.21 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 82,382 | 229,813 | +147,431 | 0.06 | 0.16 | +0.10 | buy |
| LPL Financial LLC | 183,408 | 218,796 | +35,388 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 207,600 | 200,960 | -6,640 | 0.04 | 0.04 | +0.01 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 171,927 | 171,927 | 0 | 0.96 | 0.96 | +0.00 | hold |
| COHEN & STEERS, INC. | 156,840 | 166,840 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 294,079 | 163,302 | -130,777 | 0.01 | 0.01 | -0.00 | sell |
| HighTower Advisors, LLC | 98,908 | 157,839 | +58,931 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 137,659 | 137,434 | -225 | 0.08 | 0.08 | -0.00 | sell |
| Garner Asset Management Corp | 127,996 | 126,002 | -1,994 | 0.48 | 0.48 | +0.00 | sell |
| MACKAY SHIELDS LLC | 318,814 | 125,764 | -193,050 | 0.11 | 0.05 | -0.06 | sell |
| Mathes Company, Inc. | 121,734 | 121,734 | 0 | 0.42 | 0.43 | +0.01 | hold |
| Indiana Trust & Investment Management Co | 144,560 | 118,000 | -26,560 | 0.41 | 0.36 | -0.06 | sell |
| OSAIC HOLDINGS, INC. | 89,875 | 107,302 | +17,427 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 151,060 | 100,967 | -50,093 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 75,999 | 99,313 | +23,314 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 83,874 | 81,719 | -2,155 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 57,579 | 78,762 | +21,183 | 0.00 | 0.00 | +0.00 | buy |
| Uniting Wealth Partners, LLC | 0 | 76,170 | +76,170 | 0.00 | 0.16 | +0.16 | buy |
| Summit Trail Advisors, LLC | 0 | 71,034 | +71,034 | 0.00 | 0.01 | +0.01 | buy |
| Bank of New York Mellon Corp | 46,047 | 65,611 | +19,564 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 66,314 | 65,301 | -1,013 | 0.00 | 0.00 | +0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 40,073 | 55,506 | +15,433 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 0 | 50,445 | +50,445 | 0.00 | 0.00 | +0.00 | buy |
| Savvy Advisors, Inc. | 43,865 | 43,865 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Concurrent Investment Advisors, LLC | 24,981 | 39,594 | +14,613 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 35,496 | 34,738 | -758 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 35,003 | 34,103 | -900 | 0.01 | 0.00 | -0.00 | sell |
| World Investment Advisors | 33,541 | 33,281 | -260 | 0.01 | 0.01 | -0.00 | sell |
| Cetera Investment Advisers | 22,927 | 30,720 | +7,793 | 0.00 | 0.00 | +0.00 | buy |
| Pflug Koory, LLC | 28,325 | 28,325 | 0 | 0.13 | 0.13 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 14,789 | 26,344 | +11,555 | 0.00 | 0.01 | +0.00 | buy |
| Clearstead Advisors, LLC | 20,000 | 25,461 | +5,461 | 0.00 | 0.00 | -0.00 | buy |
| &PARTNERS | 22,265 | 24,600 | +2,335 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 24,171 | 24,013 | -158 | 0.00 | 0.00 | -0.00 | sell |
| Plancorp, LLC | 23,900 | 23,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kestra Advisory Services, LLC | 16,221 | 23,810 | +7,589 | 0.00 | 0.00 | +0.00 | buy |
| TODD ASSET MANAGEMENT LLC | 0 | 23,000 | +23,000 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 22,656 | 22,656 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Independent Advisor Alliance | 0 | 22,500 | +22,500 | 0.00 | 0.00 | +0.00 | buy |
| Waverly Advisors, LLC | 18,353 | 22,279 | +3,926 | 0.00 | 0.00 | +0.00 | buy |
| High Net Worth Advisory Group LLC | 28,904 | 20,176 | -8,728 | 0.06 | 0.05 | -0.02 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 14,816 | 19,813 | +4,997 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 17,992 | 18,554 | +562 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 16,809 | 17,761 | +952 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 17,692 | 17,692 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRIMES & COMPANY, INC. | 14,072 | 17,439 | +3,367 | 0.00 | 0.00 | +0.00 | buy |
| PETRA FINANCIAL ADVISORS INC | 14,500 | 17,000 | +2,500 | 0.08 | 0.10 | +0.02 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 16,384 | +16,384 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 16,428 | 15,931 | -497 | 0.00 | 0.00 | +0.00 | sell |
| CARY STREET PARTNERS FINANCIAL LLC | 0 | 15,917 | +15,917 | 0.00 | 0.00 | +0.00 | buy |
| PFS Partners, LLC | 15,486 | 15,728 | +242 | 0.07 | 0.07 | +0.00 | buy |
| Centennial Wealth Advisory LLC | 14,613 | 14,842 | +229 | 0.04 | 0.04 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 10,811 | 14,104 | +3,293 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 13,583 | 13,583 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SMH CAPITAL ADVISORS INC | 13,620 | 13,213 | -407 | 0.27 | 0.37 | +0.10 | sell |
| Mountain Hill Investment Partners Corp. | 13,000 | 13,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Fortitude Advisory Group L.L.C. | 12,725 | 12,725 | 0 | 0.05 | 0.06 | +0.00 | hold |
| Wealth Alliance Advisory Group, LLC | 12,611 | 12,611 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Realta Investment Advisors | 12,461 | 12,461 | 0 | 0.04 | 0.04 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 11,970 | 11,970 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 22,545 | 11,901 | -10,644 | 0.00 | 0.00 | -0.00 | sell |
| Camelot Portfolios, LLC | 12,669 | 11,800 | -869 | 0.08 | 0.09 | +0.01 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 11,491 | 11,679 | +188 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 11,536 | 11,637 | +101 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 0 | 11,512 | +11,512 | 0.00 | 0.00 | +0.00 | buy |
| Merit Financial Group, LLC | 0 | 10,841 | +10,841 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| ISLAY CAPITAL MANAGEMENT, LLC | 10,000 | 10,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| HARBOUR INVESTMENTS, INC. | 4,140 | 9,636 | +5,496 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 5,020 | 7,548 | +2,528 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 2,608 | 4,985 | +2,377 | 0.00 | 0.00 | +0.00 | buy |
| IFG Advisory, LLC | 0 | 4,720 | +4,720 | 0.00 | 0.13 | +0.13 | buy |
| Geneos Wealth Management Inc. | 3,700 | 3,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 3,506 | 3,506 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SJS Investment Consulting Inc. | 3,451 | 3,504 | +53 | 0.00 | 0.00 | -0.00 | buy |
| FIFTH THIRD BANCORP | 0 | 1,800 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| PEOPLES FINANCIAL SERVICES CORP. | 1,666 | 1,666 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ORG Wealth Partners, LLC | 1,632 | 1,632 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 1,390 | 1,390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 0 | 1,271 | +1,271 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 0 | 1,124 | +1,124 | 0.00 | 0.00 | +0.00 | buy |
| Westside Investment Management, Inc. | 1,020 | 1,020 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBC SECURITIES, INC. | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |