| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 7,122,330 | 8,206,940 | +1,084,610 | 2.23 | 2.47 | +0.24 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,920,817 | 2,178,546 | +257,729 | 0.95 | 1.01 | +0.06 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,398,267 | 1,630,934 | +232,667 | 0.36 | 0.40 | +0.04 | buy |
| AQR Arbitrage LLC | 251,704 | 419,819 | +168,115 | 0.11 | 0.17 | +0.06 | buy |
| Bramshill Investments, LLC | 3,276,521 | 3,421,692 | +145,171 | 2.96 | 3.56 | +0.60 | buy |
| GUGGENHEIM CAPITAL LLC | 989,389 | 1,118,756 | +129,367 | 0.08 | 0.09 | 0.00 | buy |
| Logan Stone Capital, LLC | 122,998 | 223,252 | +100,254 | 0.42 | 0.55 | +0.13 | buy |
| Dakota Wealth Management | 385,968 | 463,870 | +77,902 | 0.18 | 0.18 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 266,474 | 322,816 | +56,342 | 1.18 | 1.29 | +0.11 | buy |
| Advisors Asset Management, Inc. | 544,391 | 588,628 | +44,237 | 0.11 | 0.12 | 0.00 | buy |
| Wealthspire Advisors, LLC | 477,576 | 501,763 | +24,187 | 0.08 | 0.07 | -0.00 | buy |
| Garner Asset Management Corp | 97,763 | 120,764 | +23,001 | 0.54 | 0.62 | +0.08 | buy |
| Rockefeller Capital Management L.P. | 130,470 | 150,367 | +19,897 | 0.01 | 0.01 | 0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 32,239 | 42,260 | +10,021 | 0.03 | 0.04 | +0.01 | buy |
| Arete Wealth Advisors, LLC | 309,000 | 319,000 | +10,000 | 0.27 | 0.49 | +0.22 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 160,250 | 165,823 | +5,573 | 1.62 | 1.61 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 96,027 | 99,743 | +3,716 | 0.02 | 0.01 | -0.00 | buy |
| COHEN & STEERS, INC. | 25,000 | 28,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,777 | 26,880 | +1,103 | 0.03 | 0.03 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 16,073 | 16,957 | +884 | 0.14 | 0.13 | -0.01 | buy |
| AXXCESS WEALTH MANAGEMENT, LLC | 20,456 | 20,856 | +400 | 0.01 | 0.01 | -0.01 | buy |
| SMH CAPITAL ADVISORS INC | 13,114 | 13,209 | +95 | 0.28 | 0.28 | -0.01 | buy |
| Ironsides Asset Advisors, LLC | 14,167 | 12,767 | -1,400 | 0.06 | 0.05 | -0.01 | sell |
| Capital Investment Advisors, LLC | 47,054 | 44,459 | -2,595 | 0.01 | 0.01 | -0.00 | sell |
| Eagle Bluffs Wealth Management LLC | 37,571 | 34,819 | -2,752 | 0.29 | 0.24 | -0.05 | sell |
| Moors & Cabot, Inc. | 74,079 | 71,079 | -3,000 | 0.05 | 0.04 | -0.01 | sell |
| Kingsview Wealth Management, LLC | 25,275 | 21,664 | -3,611 | 0.01 | 0.01 | -0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 14,993 | 10,209 | -4,784 | 0.01 | 0.01 | -0.00 | sell |
| Allen Mooney & Barnes Investment Advisors LLC | 32,424 | 27,446 | -4,978 | 0.07 | 0.05 | -0.02 | sell |
| Merit Financial Group, LLC | 228,528 | 218,441 | -10,087 | 0.07 | 0.06 | -0.01 | sell |
| Wakefield Asset Management LLLP | 110,124 | 95,063 | -15,061 | 0.44 | 0.38 | -0.05 | sell |
| Busey Bank | 126,780 | 90,328 | -36,452 | 0.05 | 0.03 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,612,165 | 1,273,483 | -338,682 | 0.95 | 0.73 | -0.22 | sell |