| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 8,330,247 | 7,785,683 | -544,564 | 2.49 | 2.39 | -0.10 | sell |
| SIT INVESTMENT ASSOCIATES INC | 913,484 | 1,438,451 | +524,967 | 0.22 | 0.34 | +0.12 | buy |
| GUGGENHEIM CAPITAL LLC | 1,223,210 | 1,198,347 | -24,863 | 0.09 | 0.10 | +0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 971,957 | 971,957 | 0 | 0.50 | 0.48 | -0.02 | hold |
| Hennion & Walsh Asset Management, Inc. | 685,119 | 914,996 | +229,877 | 0.34 | 0.43 | +0.08 | buy |
| WELLS FARGO & COMPANY/MN | 608,301 | 577,474 | -30,827 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspire Advisors, LLC | 433,489 | 470,358 | +36,869 | 0.05 | 0.05 | +0.00 | buy |
| Advisors Asset Management, Inc. | 374,142 | 460,264 | +86,122 | 0.07 | 0.09 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 409,897 | 410,851 | +954 | 0.01 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 339,914 | 346,559 | +6,645 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 366,005 | 322,565 | -43,440 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 353,394 | 319,996 | -33,398 | 0.01 | 0.01 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 444,606 | 319,606 | -125,000 | 0.42 | 0.33 | -0.09 | sell |
| Dakota Wealth Management | 307,177 | 317,015 | +9,838 | 0.07 | 0.08 | +0.00 | buy |
| MACKAY SHIELDS LLC | 275,952 | 274,253 | -1,699 | 0.08 | 0.08 | +0.00 | sell |
| Pathstone Holdings, LLC | 258,574 | 265,749 | +7,175 | 0.01 | 0.01 | -0.00 | buy |
| UBS Group AG | 260,123 | 249,605 | -10,518 | 0.00 | 0.00 | -0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 237,100 | +237,100 | 0.00 | 0.32 | +0.32 | buy |
| COHEN & STEERS, INC. | 140,744 | 235,744 | +95,000 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 221,982 | 229,271 | +7,289 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 176,383 | 179,923 | +3,540 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 166,073 | 166,073 | 0 | 1.18 | 1.15 | -0.03 | hold |
| Indiana Trust & Investment Management Co | 146,593 | 146,593 | 0 | 0.54 | 0.52 | -0.02 | hold |
| Invesco Ltd. | 86,951 | 136,775 | +49,824 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 136,650 | 136,770 | +120 | 0.10 | 0.10 | -0.00 | buy |
| LPL Financial LLC | 123,854 | 124,603 | +749 | 0.00 | 0.00 | -0.00 | buy |
| Mathes Company, Inc. | 121,734 | 121,734 | 0 | 0.46 | 0.46 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 124,001 | 117,388 | -6,613 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 108,441 | 103,699 | -4,742 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 0 | 91,700 | +91,700 | 0.00 | 0.19 | +0.19 | buy |
| STIFEL FINANCIAL CORP | 71,110 | 87,889 | +16,779 | 0.00 | 0.00 | +0.00 | buy |
| Garner Asset Management Corp | 75,439 | 84,780 | +9,341 | 0.36 | 0.44 | +0.08 | buy |
| OSAIC HOLDINGS, INC. | 39,811 | 52,938 | +13,127 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 83,448 | 52,124 | -31,324 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 0 | 50,876 | +50,876 | 0.00 | 0.21 | +0.21 | buy |
| Savvy Advisors, Inc. | 0 | 49,239 | +49,239 | 0.00 | 0.06 | +0.06 | buy |
| Jacobi Capital Management LLC | 49,065 | 49,065 | 0 | 0.04 | 0.04 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 48,265 | 48,265 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Cetera Investment Advisers | 41,974 | 42,784 | +810 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 43,670 | 40,876 | -2,794 | 0.00 | 0.00 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 48,509 | 40,046 | -8,463 | 0.06 | 0.04 | -0.02 | sell |
| Capital Investment Advisors, LLC | 38,605 | 39,658 | +1,053 | 0.01 | 0.01 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 42,369 | 39,089 | -3,280 | 0.03 | 0.03 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 32,751 | 37,945 | +5,194 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 33,253 | 35,107 | +1,854 | 0.01 | 0.01 | -0.00 | buy |
| High Net Worth Advisory Group LLC | 37,078 | 34,603 | -2,475 | 0.11 | 0.10 | -0.01 | sell |
| Orion Porfolio Solutions, LLC | 0 | 32,477 | +32,477 | 0.00 | 0.00 | +0.00 | buy |
| Allen Mooney & Barnes Investment Advisors LLC | 27,559 | 30,265 | +2,706 | 0.05 | 0.05 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 29,778 | 29,962 | +184 | 0.02 | 0.01 | -0.01 | buy |
| Bank of New York Mellon Corp | 26,020 | 28,471 | +2,451 | 0.00 | 0.00 | +0.00 | buy |
| Pflug Koory, LLC | 28,325 | 28,325 | 0 | 0.15 | 0.15 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 21,382 | 25,675 | +4,293 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Family Office, LLC | 24,530 | 24,530 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Janney Montgomery Scott LLC | 32,063 | 23,856 | -8,207 | 0.00 | 0.00 | -0.00 | sell |
| TODD ASSET MANAGEMENT LLC | 22,829 | 22,829 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WEDBUSH SECURITIES INC | 19,456 | 22,656 | +3,200 | 0.01 | 0.01 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 22,431 | 22,431 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthcare Advisory Partners LLC | 23,716 | 21,600 | -2,116 | 0.01 | 0.01 | -0.00 | sell |
| Beacon Pointe Advisors, LLC | 20,103 | 20,398 | +295 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 20,382 | 20,382 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NewEdge Advisors, LLC | 13,293 | 19,613 | +6,320 | 0.00 | 0.00 | +0.00 | buy |
| Waverly Advisors, LLC | 14,343 | 17,449 | +3,106 | 0.00 | 0.00 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 17,366 | 17,366 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Kestra Advisory Services, LLC | 13,901 | 17,343 | +3,442 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 17,024 | +17,024 | 0.00 | 0.00 | +0.00 | buy |
| PETRA FINANCIAL ADVISORS INC | 17,000 | 17,000 | 0 | 0.12 | 0.12 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 0 | 16,915 | +16,915 | 0.00 | 0.01 | +0.01 | buy |
| Kingsview Wealth Management, LLC | 17,439 | 16,742 | -697 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 16,601 | +16,601 | 0.00 | 0.02 | +0.02 | buy |
| Good Life Advisors, LLC | 14,996 | 14,996 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PFS Partners, LLC | 14,346 | 14,557 | +211 | 0.09 | 0.08 | -0.01 | buy |
| Centennial Wealth Advisory LLC | 13,537 | 13,736 | +199 | 0.06 | 0.06 | -0.00 | buy |
| SMH CAPITAL ADVISORS INC | 13,305 | 13,305 | 0 | 0.44 | 0.33 | -0.11 | hold |
| OPPENHEIMER & CO INC | 0 | 12,845 | +12,845 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Advisory Group L.L.C. | 12,725 | 12,725 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Realta Investment Advisors | 12,461 | 12,461 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 12,099 | 12,194 | +95 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 11,970 | 11,970 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 0 | 11,337 | +11,337 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 10,849 | +10,849 | 0.00 | 0.00 | +0.00 | buy |
| Gridiron Partners, LLC | 10,731 | 10,731 | 0 | 0.07 | 0.07 | +0.00 | hold |
| ISLAY CAPITAL MANAGEMENT, LLC | 10,000 | 10,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Clearstead Advisors, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 42,722 | 5,990 | -36,732 | 0.02 | 0.00 | -0.02 | sell |
| Avior Wealth Management, LLC | 5,555 | 4,804 | -751 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 4,609 | 4,606 | -3 | 0.00 | 0.00 | -0.00 | sell |
| HARBOUR INVESTMENTS, INC. | 3,566 | 4,504 | +938 | 0.00 | 0.00 | +0.00 | buy |
| SJS Investment Consulting Inc. | 4,143 | 4,204 | +61 | 0.01 | 0.01 | -0.00 | buy |
| Caldwell Trust Co | 4,006 | 4,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pineridge Advisors LLC | 3,744 | 3,798 | +54 | 0.02 | 0.01 | -0.00 | buy |
| Geneos Wealth Management Inc. | 3,700 | 3,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CULLEN/FROST BANKERS, INC. | 3,481 | 3,481 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOKF, NA | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elequin Capital, LP | 0 | 2,814 | +2,814 | 0.00 | 0.00 | +0.00 | buy |
| WASHINGTON TRUST Co | 0 | 1,798 | +1,798 | 0.00 | 0.00 | +0.00 | buy |
| PEOPLES FINANCIAL SERVICES CORP. | 1,666 | 1,666 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 1,648 | 1,648 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Wealth Partners, LLC | 1,632 | 1,632 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mascoma Wealth Management LLC | 1,525 | 1,525 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Provenance Wealth Advisors, LLC | 1,132 | 1,132 | 0 | 0.00 | 0.00 | -0.00 | hold |