| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GREAT POINT PARTNERS LLC | 0 | 7,554,347 | +7,554,347 | 0.00 | 1.70 | +1.70 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 2,086,960 | +2,086,960 | 0.00 | 0.54 | +0.54 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 0 | 1,982,491 | +1,982,491 | 0.00 | 0.30 | +0.30 | buy |
| DAFNA Capital Management LLC | 0 | 1,086,956 | +1,086,956 | 0.00 | 0.23 | +0.23 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 622,161 | +622,161 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 583,114 | 731,952 | +148,838 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 52,284 | +52,284 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 176,000 | 224,640 | +48,640 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 449,223 | 486,368 | +37,145 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 26,340 | +26,340 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 75,454 | 95,577 | +20,123 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,300 | +12,300 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,487 | 2,487 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nierenberg Investment Management Company, Inc. | 75,555 | 75,555 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Empowered Funds, LLC | 123,697 | 123,697 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avidity Partners Management LP | 2,081,660 | 2,081,660 | 0 | 0.38 | 0.39 | +0.01 | hold |
| HighMark Wealth Management LLC | 1,066 | 1,066 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 232 | 232 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pingora Partners LLC | 12,000 | 12,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| US BANCORP \DE\ | 3,100 | 3,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PDS Planning, Inc | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE STREET CORP | 120,730 | 120,730 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SageView Advisory Group, LLC | 39 | 0 | -39 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 189,802 | 188,602 | -1,200 | 0.04 | 0.05 | +0.01 | sell |
| CITIGROUP INC | 1,379 | 0 | -1,379 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 1,806 | 0 | -1,806 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 12,633 | 10,669 | -1,964 | 0.00 | 0.00 | +0.00 | sell |
| BlackRock, Inc. | 334,648 | 332,194 | -2,454 | 0.00 | 0.00 | +0.00 | sell |
| WEALTH EFFECTS LLC | 91,500 | 87,500 | -4,000 | 0.02 | 0.03 | +0.01 | sell |
| Bank of New York Mellon Corp | 35,059 | 28,846 | -6,213 | 0.00 | 0.00 | +0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 33,395 | 0 | -33,395 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 163,937 | 124,437 | -39,500 | 0.00 | 0.00 | +0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 160,983 | 87,542 | -73,441 | 0.01 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 1,984,561 | 0 | -1,984,561 | 0.00 | 0.00 | -0.00 | sell |