| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ACADIAN ASSET MANAGEMENT LLC | 421,083 | 540,683 | +119,600 | 0.00 | 0.00 | +0.00 | buy |
| Nierenberg Investment Management Company, Inc. | 0 | 75,555 | +75,555 | 0.00 | 0.09 | +0.09 | buy |
| LPL Financial LLC | 0 | 72,480 | +72,480 | 0.00 | 0.00 | +0.00 | buy |
| D.A. DAVIDSON & CO. | 524,467 | 549,218 | +24,751 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 19,358 | +19,358 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 23,493 | 42,177 | +18,684 | 0.00 | 0.01 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 15,363 | 28,088 | +12,725 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 11,400 | +11,400 | 0.00 | 0.00 | +0.00 | buy |
| RITHOLTZ WEALTH MANAGEMENT | 0 | 11,070 | +11,070 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 355,210 | 362,451 | +7,241 | 0.00 | 0.00 | +0.00 | buy |
| Empowered Funds, LLC | 88,414 | 95,254 | +6,840 | 0.00 | 0.00 | +0.00 | buy |
| PDS Planning, Inc | 10,000 | 15,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 141,731 | 145,283 | +3,552 | 0.01 | 0.01 | +0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 1,800 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 106,130 | 107,330 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 35,058 | 35,059 | +1 | 0.00 | 0.00 | +0.00 | buy |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | 2,237,048 | 2,237,048 | 0 | 0.44 | 0.69 | +0.26 | hold |
| VANGUARD GROUP INC | 1,687,670 | 1,687,670 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FEDERATED HERMES, INC. | 4,214,700 | 4,214,700 | 0 | 0.01 | 0.02 | +0.01 | hold |
| PARK AVENUE SECURITIES LLC | 14,000 | 14,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 87 | 87 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWM, LLC | 212 | 212 | 0 | 0.00 | 0.00 | 0.00 | hold |
| FLAGSHIP HARBOR ADVISORS, LLC | 12,250 | 12,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Avidity Partners Management LP | 1,448,728 | 1,448,728 | 0 | 0.08 | 0.12 | +0.05 | hold |
| HighMark Wealth Management LLC | 1,066 | 1,066 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Simplicity Wealth,LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SageView Advisory Group, LLC | 9,070 | 9,070 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Bleakley Financial Group, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TFB Advisors LLC | 12,103 | 12,103 | 0 | 0.01 | 0.01 | +0.00 | hold |
| US BANCORP \DE\ | 3,100 | 3,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 1,592 | 1,086 | -506 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 104,390 | 102,120 | -2,270 | 0.00 | 0.00 | +0.00 | sell |
| Qube Research & Technologies Ltd | 2,584 | 2 | -2,582 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 4,232 | 1,296 | -2,936 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH EFFECTS LLC | 114,500 | 111,500 | -3,000 | 0.06 | 0.08 | +0.02 | sell |
| Chicago Partners Investment Group LLC | 37,859 | 28,916 | -8,943 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 10,086 | 0 | -10,086 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 16,537 | 5,769 | -10,768 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 13,633 | 0 | -13,633 | 0.00 | 0.00 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 14,997 | 0 | -14,997 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 16,924 | 0 | -16,924 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 200,935 | 182,635 | -18,300 | 0.10 | 0.14 | +0.04 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 395,914 | 372,754 | -23,160 | 0.01 | 0.02 | +0.01 | sell |
| MILLENNIUM MANAGEMENT LLC | 41,726 | 0 | -41,726 | 0.00 | 0.00 | -0.00 | sell |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 47,396 | 0 | -47,396 | 0.02 | 0.00 | -0.02 | sell |
| Stonepine Capital Management, LLC | 95,637 | 0 | -95,637 | 0.11 | 0.00 | -0.11 | sell |
| Squarepoint Ops LLC | 149,479 | 47,798 | -101,681 | 0.00 | 0.00 | -0.00 | sell |
| AMH Equity Ltd | 660,000 | 545,000 | -115,000 | 1.07 | 1.62 | +0.55 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 356,240 | 139,000 | -217,240 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 581,835 | 0 | -581,835 | 0.00 | 0.00 | -0.00 | sell |