Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,106,284
34 transactions
Total Sold
479,828
30 transactions
Net
+626,456
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC766,7501,034,497+267,7470.190.25+0.05buy
Bulldog Investors, LLP30,225179,440+149,2150.100.62+0.52buy
ENVESTNET ASSET MANAGEMENT INC0117,158+117,1580.000.00+0.00buy
PARK AVENUE SECURITIES LLC0110,571+110,5710.000.01+0.01buy
WHITEBOX ADVISORS LLC093,225+93,2250.000.04+0.04buy
Bank of New York Mellon Corp18,81867,377+48,5590.000.00+0.00buy
EVOKE WEALTH, LLC040,469+40,4690.000.01+0.01buy
WOLVERINE ASSET MANAGEMENT LLC027,845+27,8450.000.01+0.01buy
MORGAN STANLEY779,147803,933+24,7860.000.00-0.00buy
Pathstone Holdings, LLC024,584+24,5840.000.00+0.00buy
Ackerman Capital Advisors, LLC93,389111,571+18,1820.270.32+0.05buy
1607 Capital Partners, LLC451,212468,410+17,1980.330.40+0.07buy
NINE MASTS CAPITAL Ltd016,950+16,9500.000.05+0.05buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP016,258+16,2580.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.015,975+15,9750.000.14+0.14buy
BANK OF AMERICA CORP /DE/122,745138,509+15,7640.000.00+0.00buy
Walleye Capital LLC013,252+13,2520.000.00+0.00buy
Cetera Investment Advisers012,311+12,3110.000.00+0.00buy
Fort Point Capital Partners LLC012,299+12,2990.000.02+0.02buy
Atria Wealth Solutions, Inc.010,550+10,5500.000.00+0.00buy
Belpointe Asset Management LLC010,370+10,3700.000.01+0.01buy
Matisse Capital127,508135,900+8,3920.700.68-0.02buy
KINGSWOOD WEALTH ADVISORS, LLC13,48120,751+7,2700.020.03+0.01buy
VAN ECK ASSOCIATES CORP225,774232,715+6,9410.000.00-0.00buy
UBS Group AG452,724459,084+6,3600.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC13,72719,127+5,4000.030.04+0.01buy
Future Financial Wealth Managment LLC05,000+5,0000.000.04+0.04buy
Gilliland Jeter Wealth Management LLC01,367+1,3670.000.00+0.00buy
NOMURA HOLDINGS INC10,33811,500+1,1620.000.00+0.00buy
Avior Wealth Management, LLC12,25012,789+5390.010.01-0.00buy
MELFA WEALTH MANAGEMENT, INC.223,539223,985+4462.181.69-0.49buy
LPL Financial LLC52,82852,941+1130.000.00-0.00buy
Tyche Wealth Partners LLC42,23842,261+230.110.11+0.00buy
Saba Capital Management, L.P.1,889,9061,889,909+30.480.43-0.05buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.020.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,39641,39600.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,3982,39800.000.00-0.00hold
ALESCO ADVISORS LLC13,63913,63900.000.00-0.00hold
COHEN & STEERS, INC.216,982216,98200.000.00+0.00hold
Estabrook Capital Management76276200.000.00-0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC853,980853,98000.420.43+0.01hold
BOOTHBAY FUND MANAGEMENT, LLC17,36717,36700.010.01-0.00hold
Private Advisor Group, LLC13,61613,61600.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC152,387152,38700.560.55-0.01hold
Arete Wealth Advisors, LLC86,71886,71800.070.08+0.02hold
Bridgewater Advisors Inc.41,18641,18600.060.06-0.00hold
NewEdge Advisors, LLC3,2193,21900.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC4,4014,40100.010.01-0.00hold
Steward Partners Investment Advisory, LLC43843800.000.00-0.00hold
Wealth Alliance Advisory Group, LLC22,50722,50700.060.05-0.01hold
Capital Market Strategies LLC29,84829,84800.270.24-0.03hold
Concord Wealth Partners3,7003,70000.010.01-0.00hold
SkyView Investment Advisors, LLC73,59873,59800.190.14-0.05hold
RPO LLC38,59438,59400.630.59-0.04hold
BARTLETT & CO. WEALTH MANAGEMENT LLC1,8781,87800.000.00-0.00hold
US BANCORP \DE\4,8034,80300.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC53,70053,70000.050.04-0.01hold
CWM, LLC10-10.000.000.00sell
BESSEMER GROUP INC336260-760.000.00-0.00sell
NAPA WEALTH MANAGEMENT78,39178,051-3400.440.43-0.01sell
UMB Bank, n.a.1,6601,309-3510.000.00-0.00sell
STIFEL FINANCIAL CORP11,43210,937-4950.000.00-0.00sell
ROYAL BANK OF CANADA36,08135,431-6500.000.00-0.00sell
ProVise Management Group, LLC21,93721,137-8000.020.02-0.00sell
COMERICA BANK2,519519-2,0000.000.00-0.00sell
Turtle Creek Wealth Advisors, LLC2,0670-2,0670.010.00-0.01sell
AQR Arbitrage LLC225,880223,622-2,2580.090.08-0.01sell
Rockefeller Capital Management L.P.48,10745,682-2,4250.000.00-0.00sell
Round Rock Advisors, LLC33,43128,431-5,0000.090.07-0.02sell
AMERIPRISE FINANCIAL INC65,04359,994-5,0490.000.00-0.00sell
BANK OF MONTREAL /CAN/25,61220,436-5,1760.000.00-0.00sell
Advisors Asset Management, Inc.187,529182,317-5,2120.040.04-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC64,01758,161-5,8560.000.00-0.00sell
OSAIC HOLDINGS, INC.135,990129,850-6,1400.000.00+0.00sell
HighTower Advisors, LLC50,04042,886-7,1540.000.00-0.00sell
JPMORGAN CHASE & CO9,2820-9,2820.000.00-0.00sell
WELLS FARGO & COMPANY/MN121,431109,039-12,3920.000.00-0.00sell
Virtu Financial LLC13,5010-13,5010.010.00-0.01sell
FIRST FOUNDATION ADVISORS13,6020-13,6020.010.00-0.01sell
Logan Stone Capital, LLC440,809424,143-16,6660.920.95+0.03sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.82,60063,072-19,5280.080.06-0.02sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,9430-20,9430.000.00-0.00sell
Almitas Capital LLC63,05736,402-26,6550.220.16-0.07sell
Invesco Ltd.101,24171,129-30,1120.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.181,818113,951-67,8670.110.06-0.04sell
Fiera Capital Corp371,552300,067-71,4850.010.01-0.00sell
GUGGENHEIM CAPITAL LLC206,01879,273-126,7450.020.01-0.01sell
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