Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,041,830
38 transactions
Total Sold
1,256,630
32 transactions
Net
-214,800
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Pathstone Holdings, LLC1,740,1512,035,040+294,8890.070.08+0.01buy
MORGAN STANLEY1,156,8151,341,746+184,9310.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC243,933425,260+181,3271.041.94+0.91buy
Summit Trail Advisors, LLC067,906+67,9060.000.01+0.01buy
SIT INVESTMENT ASSOCIATES INC48,600113,046+64,4460.010.02+0.01buy
Rareview Capital LLC417,737462,461+44,7242.662.67+0.00buy
WESCAP Management Group, Inc.76,482111,026+34,5440.160.22+0.07buy
VAN ECK ASSOCIATES CORP246,891279,856+32,9650.000.00+0.00buy
UBS Group AG446,471473,408+26,9370.000.00-0.00buy
BANK OF AMERICA CORP /DE/85,469102,431+16,9620.000.00+0.00buy
Karpus Management, Inc.68,19983,021+14,8220.020.03+0.01buy
RIVERBRIDGE PARTNERS LLC66,24878,119+11,8710.010.02+0.01buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
COHEN & STEERS, INC.207,982217,982+10,0000.000.00+0.00buy
Nuveen, LLC32,10737,338+5,2310.000.00+0.00buy
OSAIC HOLDINGS, INC.14,28718,895+4,6080.000.00+0.00buy
&PARTNERS15,09418,777+3,6830.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC124,348127,709+3,3610.000.00-0.00buy
Advisory Services Network, LLC03,356+3,3560.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.22,41725,530+3,1130.000.00+0.00buy
MATHER GROUP, LLC.02,997+2,9970.000.00+0.00buy
Bank of New York Mellon Corp19,23222,036+2,8040.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.203,897206,547+2,6501.191.20+0.01buy
LPL Financial LLC74,12676,739+2,6130.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT7,2959,687+2,3920.000.00+0.00buy
IFG Advisory, LLC02,000+2,0000.000.06+0.06buy
Community Financial Services Group, LLC01,510+1,5100.000.00+0.00buy
Kestra Advisory Services, LLC18,31219,760+1,4480.000.00-0.00buy
Penserra Capital Management LLC01,076+1,0760.000.00+0.00buy
PARK AVENUE SECURITIES LLC110,445111,408+9630.010.01-0.00buy
Avior Wealth Management, LLC21,21721,707+4900.010.01-0.00buy
Rockefeller Capital Management L.P.28,90229,379+4770.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC88,13988,447+3080.000.00-0.00buy
Waverly Advisors, LLC28,19828,408+2100.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC22,52622,631+1050.000.00+0.00buy
Atala Financial Inc105,222105,286+640.680.71+0.03buy
FIFTH THIRD BANCORP033+330.000.00+0.00buy
MAI Capital Management898912+140.000.00-0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01+0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,39641,39600.010.00-0.00hold
ALESCO ADVISORS LLC11,73911,73900.000.00-0.00hold
1607 Capital Partners, LLC1,006,5391,006,53900.690.74+0.04hold
Plancorp, LLC50,00950,00900.020.01-0.00hold
Bridgewater Advisors Inc.50,63350,63300.030.03-0.00hold
NewEdge Advisors, LLC2,9842,98400.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC3,7363,73600.000.00-0.00hold
Matisse Capital135,900135,90000.610.59-0.02hold
EVOKE WEALTH, LLC36,99736,99700.010.01-0.00hold
Farther Finance Advisors, LLC4,0464,04600.000.00-0.00hold
Tyche Wealth Partners LLC14,81614,81600.020.02-0.00hold
HIGHLINE WEALTH PARTNERS LLC80080000.000.00-0.00hold
CURA WEALTH ADVISORS, LLC68,00068,00000.260.31+0.05hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC21,20021,20000.010.01-0.00hold
Invesco Ltd.158,151158,105-460.000.00+0.00sell
Alteri Wealth LLC13,10412,754-3500.040.04-0.00sell
ROYAL BANK OF CANADA40,63340,128-5050.000.00+0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC50,45949,825-6340.070.07-0.00sell
Steward Partners Investment Advisory, LLC11,86310,913-9500.000.00-0.00sell
AMERIPRISE FINANCIAL INC27,88426,867-1,0170.000.00-0.00sell
WELLS FARGO & COMPANY/MN81,26580,200-1,0650.000.00+0.00sell
Hennion & Walsh Asset Management, Inc.220,081218,828-1,2530.080.07-0.00sell
Kilter Group LLC1,2610-1,2610.010.00-0.01sell
INTEGRATED CAPITAL MANAGEMENT, INC.24,75223,386-1,3660.170.16-0.01sell
MML INVESTORS SERVICES, LLC12,65910,687-1,9720.000.00-0.00sell
RIVERNORTH CAPITAL MANAGEMENT, LLC932,084929,775-2,3090.450.47+0.03sell
Elyxium Wealth, LLC4,2480-4,2480.010.00-0.01sell
HighTower Advisors, LLC66,55757,078-9,4790.000.00-0.00sell
PFG Investments, LLC10,0000-10,0000.000.00-0.00sell
Belpointe Asset Management LLC10,3700-10,3700.000.00-0.00sell
BANK OF MONTREAL /CAN/21,97211,414-10,5580.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.10,7130-10,7130.010.00-0.01sell
Advisors Asset Management, Inc.737,420725,657-11,7630.130.12-0.00sell
Virtu Financial LLC16,4360-16,4360.010.00-0.01sell
XTX Topco Ltd18,3790-18,3790.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC22,709899-21,8100.000.00-0.00sell
Logan Stone Capital, LLC22,2030-22,2030.060.00-0.06sell
Ackerman Capital Advisors, LLC92,97269,133-23,8390.190.14-0.05sell
GUGGENHEIM CAPITAL LLC761,618736,251-25,3670.060.06+0.00sell
Thomas J. Herzfeld Advisors, Inc.32,3480-32,3480.110.00-0.11sell
CITADEL ADVISORS LLC44,1640-44,1640.000.00-0.00sell
JANE STREET GROUP, LLC46,6400-46,6400.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.73,7480-73,7480.000.00-0.00sell
Saba Capital Management, L.P.110,1160-110,1160.040.00-0.04sell
Fiera Capital Corp287,691156,271-131,4200.010.01-0.00sell
MACKAY SHIELDS LLC1,233,578623,277-610,3010.440.23-0.20sell
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