| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | 468,410 | 662,718 | +194,308 | 0.40 | 0.63 | +0.23 | buy |
| WHITEBOX ADVISORS LLC | 93,225 | 249,474 | +156,249 | 0.04 | 0.11 | +0.07 | buy |
| Bulldog Investors, LLP | 179,440 | 295,884 | +116,444 | 0.62 | 1.18 | +0.56 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,034,497 | 1,123,889 | +89,392 | 0.25 | 0.28 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 19,127 | 57,581 | +38,454 | 0.04 | 0.13 | +0.08 | buy |
| Almitas Capital LLC | 36,402 | 62,971 | +26,569 | 0.16 | 0.28 | +0.12 | buy |
| NINE MASTS CAPITAL Ltd | 16,950 | 36,298 | +19,348 | 0.05 | 0.12 | +0.07 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 853,980 | 866,058 | +12,078 | 0.43 | 0.44 | +0.00 | buy |
| Fort Point Capital Partners LLC | 12,299 | 18,194 | +5,895 | 0.02 | 0.02 | +0.01 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 15,975 | 18,066 | +2,091 | 0.14 | 0.15 | +0.02 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 223,985 | 224,159 | +174 | 1.69 | 1.67 | -0.02 | buy |
| Tyche Wealth Partners LLC | 42,261 | 42,285 | +24 | 0.11 | 0.11 | +0.00 | buy |
| Capital Market Strategies LLC | 29,848 | 29,398 | -450 | 0.24 | 0.20 | -0.04 | sell |
| ProVise Management Group, LLC | 21,137 | 20,137 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| Round Rock Advisors, LLC | 28,431 | 17,944 | -10,487 | 0.07 | 0.05 | -0.02 | sell |
| AQR Arbitrage LLC | 223,622 | 209,501 | -14,121 | 0.08 | 0.06 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 63,072 | 37,585 | -25,487 | 0.06 | 0.03 | -0.02 | sell |
| Ackerman Capital Advisors, LLC | 111,571 | 85,322 | -26,249 | 0.32 | 0.24 | -0.08 | sell |
| COHEN & STEERS, INC. | 216,982 | 181,982 | -35,000 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 152,387 | 103,509 | -48,878 | 0.55 | 0.40 | -0.16 | sell |
| Logan Stone Capital, LLC | 424,143 | 371,268 | -52,875 | 0.95 | 1.02 | +0.07 | sell |
| NAPA WEALTH MANAGEMENT | 78,051 | 19,778 | -58,273 | 0.43 | 0.14 | -0.29 | sell |
| Hennion & Walsh Asset Management, Inc. | 113,951 | 55,447 | -58,504 | 0.06 | 0.03 | -0.03 | sell |
| Fiera Capital Corp | 300,067 | 201,138 | -98,929 | 0.01 | 0.01 | -0.00 | sell |