Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,324,205
30 transactions
Total Sold
956,776
38 transactions
Net
+367,429
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.1,889,9092,301,661+411,7520.430.54+0.11buy
1607 Capital Partners, LLC468,410662,718+194,3080.400.63+0.23buy
WHITEBOX ADVISORS LLC93,225249,474+156,2490.040.11+0.07buy
Bulldog Investors, LLP179,440295,884+116,4440.621.18+0.56buy
Advisors Asset Management, Inc.182,317279,814+97,4970.040.06+0.02buy
SIT INVESTMENT ASSOCIATES INC1,034,4971,123,889+89,3920.250.28+0.03buy
Pathstone Holdings, LLC24,584105,409+80,8250.000.01+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC19,12757,581+38,4540.040.13+0.08buy
Kestra Advisory Services, LLC028,356+28,3560.000.00+0.00buy
Almitas Capital LLC36,40262,971+26,5690.160.28+0.12buy
NINE MASTS CAPITAL Ltd16,95036,298+19,3480.050.12+0.07buy
RIVERNORTH CAPITAL MANAGEMENT, LLC853,980866,058+12,0780.430.44+0.00buy
VAN ECK ASSOCIATES CORP232,715244,200+11,4850.000.00+0.00buy
Ashton Thomas Private Wealth, LLC08,531+8,5310.000.01+0.01buy
Fort Point Capital Partners LLC12,29918,194+5,8950.020.02+0.01buy
STIFEL FINANCIAL CORP10,93715,658+4,7210.000.00+0.00buy
UBS Group AG459,084463,509+4,4250.000.00-0.00buy
WELLS FARGO & COMPANY/MN109,039112,803+3,7640.000.00+0.00buy
HighTower Advisors, LLC42,88646,583+3,6970.000.00+0.00buy
Rockefeller Capital Management L.P.45,68248,341+2,6590.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.15,97518,066+2,0910.140.15+0.02buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC02,068+2,0680.000.00+0.00buy
Great Lakes Retirement, Inc.01,239+1,2390.000.00+0.00buy
Avior Wealth Management, LLC12,78913,970+1,1810.010.01+0.00buy
CULLEN/FROST BANKERS, INC.0633+6330.000.00+0.00buy
ROYAL BANK OF CANADA35,43135,636+2050.000.00+0.00buy
MELFA WEALTH MANAGEMENT, INC.223,985224,159+1741.691.67-0.02buy
BESSEMER GROUP INC260388+1280.000.00+0.00buy
Tyche Wealth Partners LLC42,26142,285+240.110.11+0.00buy
Atria Wealth Solutions, Inc.10,55010,563+130.000.00+0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01+0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,39641,39600.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,3982,39800.000.00-0.00hold
NOMURA HOLDINGS INC11,50011,50000.000.00-0.00hold
ALESCO ADVISORS LLC13,63913,63900.000.00+0.00hold
Estabrook Capital Management76276200.000.00+0.00hold
Arete Wealth Advisors, LLC86,71886,71800.080.08-0.01hold
Bridgewater Advisors Inc.41,18641,18600.060.06-0.01hold
NewEdge Advisors, LLC3,2193,21900.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC4,4014,40100.010.01-0.00hold
Matisse Capital135,900135,90000.680.72+0.03hold
Belpointe Asset Management LLC10,37010,37000.010.01-0.00hold
Wealth Alliance Advisory Group, LLC22,50722,50700.050.05-0.00hold
KINGSWOOD WEALTH ADVISORS, LLC20,75120,75100.030.02-0.01hold
Gilliland Jeter Wealth Management LLC1,3671,36700.000.00-0.00hold
BARTLETT & CO. WEALTH MANAGEMENT LLC1,8781,87800.000.00+0.00hold
US BANCORP \DE\4,8034,80300.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC53,70053,70000.040.04-0.00hold
Steward Partners Investment Advisory, LLC438208-2300.000.00-0.00sell
Capital Market Strategies LLC29,84829,398-4500.240.20-0.04sell
UMB Bank, n.a.1,309838-4710.000.00-0.00sell
COMERICA BANK5190-5190.000.00-0.00sell
ProVise Management Group, LLC21,13720,137-1,0000.020.02-0.00sell
ENVESTNET ASSET MANAGEMENT INC117,158114,668-2,4900.000.00-0.00sell
LPL Financial LLC52,94150,150-2,7910.000.00-0.00sell
PARK AVENUE SECURITIES LLC110,571107,544-3,0270.010.01-0.00sell
Concord Wealth Partners3,7000-3,7000.010.00-0.01sell
Future Financial Wealth Managment LLC5,0000-5,0000.040.00-0.04sell
BANK OF MONTREAL /CAN/20,43613,512-6,9240.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC27,84519,416-8,4290.010.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC58,16147,948-10,2130.000.00-0.00sell
Round Rock Advisors, LLC28,43117,944-10,4870.070.05-0.02sell
AMERIPRISE FINANCIAL INC59,99449,181-10,8130.000.00-0.00sell
BANK OF AMERICA CORP /DE/138,509126,967-11,5420.000.00-0.00sell
Cetera Investment Advisers12,3110-12,3110.000.00-0.00sell
Walleye Capital LLC13,2520-13,2520.000.00-0.00sell
Private Advisor Group, LLC13,6160-13,6160.000.00-0.00sell
AQR Arbitrage LLC223,622209,501-14,1210.080.06-0.02sell
GUGGENHEIM CAPITAL LLC79,27363,038-16,2350.010.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP16,2580-16,2580.000.00-0.00sell
BOOTHBAY FUND MANAGEMENT, LLC17,3670-17,3670.010.00-0.01sell
Invesco Ltd.71,12946,815-24,3140.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.63,07237,585-25,4870.060.03-0.02sell
Ackerman Capital Advisors, LLC111,57185,322-26,2490.320.24-0.08sell
COHEN & STEERS, INC.216,982181,982-35,0000.000.00-0.00sell
Bank of New York Mellon Corp67,37729,242-38,1350.000.00-0.00sell
RPO LLC38,5940-38,5940.590.00-0.59sell
EVOKE WEALTH, LLC40,4690-40,4690.010.00-0.01sell
ROBINSON CAPITAL MANAGEMENT, LLC152,387103,509-48,8780.550.40-0.16sell
Logan Stone Capital, LLC424,143371,268-52,8750.951.02+0.07sell
MORGAN STANLEY803,933749,049-54,8840.000.00-0.00sell
NAPA WEALTH MANAGEMENT78,05119,778-58,2730.430.14-0.29sell
Hennion & Walsh Asset Management, Inc.113,95155,447-58,5040.060.03-0.03sell
SkyView Investment Advisors, LLC73,5980-73,5980.140.00-0.14sell
Fiera Capital Corp300,067201,138-98,9290.010.01-0.00sell
OSAIC HOLDINGS, INC.129,85028,509-101,3410.000.00-0.00sell
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