Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,350,851
37 transactions
Total Sold
962,194
24 transactions
Net
+388,657
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MACKAY SHIELDS LLC941,3921,180,981+239,5890.310.37+0.06buy
GUGGENHEIM CAPITAL LLC232,161454,829+222,6680.020.04+0.01buy
MORGAN STANLEY881,8081,049,773+167,9650.000.00+0.00buy
Rareview Capital LLC0157,355+157,3550.000.98+0.98buy
Advisors Asset Management, Inc.359,593461,695+102,1020.070.08+0.01buy
Pathstone Holdings, LLC1,142,7361,235,837+93,1010.050.05-0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC48,266108,711+60,4450.200.45+0.24buy
Invesco Ltd.42,29097,936+55,6460.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.046,336+46,3360.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC027,795+27,7950.000.00+0.00buy
UBS Group AG414,924440,251+25,3270.000.00-0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC790,858810,858+20,0000.440.44+0.00buy
Kestra Advisory Services, LLC012,721+12,7210.000.00+0.00buy
Elequin Capital, LP011,165+11,1650.000.02+0.02buy
MML INVESTORS SERVICES, LLC010,491+10,4910.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.010,303+10,3030.000.01+0.01buy
Atala Financial Inc42,03052,094+10,0640.320.35+0.03buy
NOMURA HOLDINGS INC010,000+10,0000.000.00+0.00buy
Plancorp, LLC40,00950,009+10,0000.020.02+0.00buy
HighTower Advisors, LLC53,87063,736+9,8660.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.221,829231,000+9,1710.100.09-0.01buy
RAYMOND JAMES FINANCIAL INC97,226103,164+5,9380.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC117,356122,495+5,1390.000.00-0.00buy
LPL Financial LLC60,08664,503+4,4170.000.00-0.00buy
VAN ECK ASSOCIATES CORP200,806205,184+4,3780.000.00-0.00buy
PARK AVENUE SECURITIES LLC107,404110,926+3,5220.010.01-0.00buy
ROYAL BANK OF CANADA23,68527,085+3,4000.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.21,52024,736+3,2160.180.19+0.01buy
RIVERBRIDGE PARTNERS LLC41,70143,887+2,1860.010.01-0.00buy
Cambridge Investment Research Advisors, Inc.13,64615,631+1,9850.000.00-0.00buy
OSAIC HOLDINGS, INC.13,24315,102+1,8590.000.00-0.00buy
Steward Partners Investment Advisory, LLC10,91311,863+9500.000.00-0.00buy
MELFA WEALTH MANAGEMENT, INC.223,178223,878+7001.571.39-0.18buy
Rockefeller Capital Management L.P.38,11538,740+6250.000.00-0.00buy
BANK OF MONTREAL /CAN/14,51414,884+3700.000.00-0.00buy
Alteri Wealth LLC13,06213,104+420.060.05-0.01buy
MAI Capital Management856870+140.000.00-0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,52941,52900.000.00-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,3982,39800.000.00-0.00hold
ALESCO ADVISORS LLC11,73911,73900.000.00-0.00hold
Waverly Advisors, LLC28,19828,19800.000.00-0.00hold
Bridgewater Advisors Inc.35,63335,63300.030.03-0.00hold
NewEdge Advisors, LLC3,2193,21900.000.00-0.00hold
Matisse Capital135,900135,90000.750.63-0.11hold
Belpointe Asset Management LLC10,37010,37000.010.00-0.00hold
EVOKE WEALTH, LLC40,46940,46900.010.01-0.00hold
Nuveen, LLC20,84520,84500.000.00-0.00hold
Farther Finance Advisors, LLC4,0464,04600.000.00-0.00hold
Tyche Wealth Partners LLC14,81614,81600.030.03-0.00hold
Catalina Capital Group, LLC15,70315,70300.110.10-0.00hold
CURA WEALTH ADVISORS, LLC66,00066,00000.280.30+0.02hold
US BANCORP \DE\4,8034,80300.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,0002,00000.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC53,70053,70000.040.03-0.00hold
COMERICA BANK333300.000.00-0.00hold
OGOREK ANTHONY JOSEPH /NY/ /ADV40-40.000.000.00sell
BANK OF AMERICA CORP /DE/84,99284,954-380.000.00-0.00sell
Moisand Fitzgerald Tamayo, LLC4,4013,736-6650.010.00-0.00sell
Capital Market Strategies LLC19,73918,950-7890.140.13-0.01sell
Fiera Capital Corp177,591175,841-1,7500.010.01-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC52,77650,637-2,1390.100.08-0.02sell
Global Retirement Partners, LLC2,4110-2,4110.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC29,46726,362-3,1050.000.00-0.00sell
Bank of New York Mellon Corp29,24124,102-5,1390.000.00-0.00sell
Uniting Wealth Partners, LLC10,1500-10,1500.050.00-0.05sell
AMERIPRISE FINANCIAL INC42,60431,398-11,2060.000.00-0.00sell
STIFEL FINANCIAL CORP11,4690-11,4690.000.00-0.00sell
NAPA WEALTH MANAGEMENT12,3730-12,3730.070.00-0.07sell
WELLS FARGO & COMPANY/MN121,133107,873-13,2600.000.00-0.00sell
Avior Wealth Management, LLC30,17816,272-13,9060.010.01-0.01sell
Round Rock Advisors, LLC15,9440-15,9440.030.00-0.03sell
Ackerman Capital Advisors, LLC89,57671,865-17,7110.250.16-0.08sell
1607 Capital Partners, LLC1,153,3191,133,750-19,5690.970.90-0.06sell
COHEN & STEERS, INC.181,982152,982-29,0000.000.00-0.00sell
Logan Stone Capital, LLC112,51278,012-34,5000.550.36-0.18sell
Callahan Advisors, LLC74,2050-74,2050.070.00-0.07sell
Saba Capital Management, L.P.1,833,1341,746,177-86,9570.520.47-0.06sell
Bulldog Investors, LLP107,7090-107,7090.300.00-0.30sell
SIT INVESTMENT ASSOCIATES INC776,772288,577-488,1950.190.06-0.13sell
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