Stock TransactionsNEUBERGER MUN FD INC

Total Bought
1,189,346
35 transactions
Total Sold
1,124,187
29 transactions
Net
+65,159
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Pathstone Holdings, LLC2,035,0402,342,220+307,1800.080.07-0.01buy
Allspring Global Investments Holdings, LLC0152,052+152,0520.000.00+0.00buy
SIT INVESTMENT ASSOCIATES INC113,046250,226+137,1800.020.05+0.03buy
ROBINSON CAPITAL MANAGEMENT, LLC425,260512,302+87,0421.942.39+0.45buy
Advisors Asset Management, Inc.725,657805,862+80,2050.120.13+0.01buy
Thomas J. Herzfeld Advisors, Inc.071,978+71,9780.000.23+0.23buy
BANK OF AMERICA CORP /DE/102,431167,221+64,7900.000.00+0.00buy
LPL Financial LLC76,739118,187+41,4480.000.00+0.00buy
MAI Capital Management91237,924+37,0120.000.00+0.00buy
Bank of New York Mellon Corp22,03655,404+33,3680.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC21,20051,200+30,0000.010.02+0.01buy
UBS Group AG473,408500,488+27,0800.000.00-0.00buy
JANE STREET GROUP, LLC018,838+18,8380.000.00+0.00buy
Virtu Financial LLC015,058+15,0580.000.01+0.01buy
NewEdge Advisors, LLC2,98416,584+13,6000.000.00+0.00buy
Cetera Investment Advisers011,611+11,6110.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.25,53034,959+9,4290.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC929,775937,491+7,7160.470.47-0.00buy
&PARTNERS18,77724,991+6,2140.000.00+0.00buy
WESCAP Management Group, Inc.111,026116,400+5,3740.220.23+0.01buy
ENVESTNET ASSET MANAGEMENT INC127,709132,804+5,0950.000.00-0.00buy
COHEN & STEERS, INC.217,982222,982+5,0000.000.00-0.00buy
Kestra Advisory Services, LLC19,76023,764+4,0040.000.00+0.00buy
OSAIC HOLDINGS, INC.18,89522,718+3,8230.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC88,44791,128+2,6810.000.00-0.00buy
Penserra Capital Management LLC1,0763,228+2,1520.000.00+0.00buy
Bridgewater Advisors Inc.50,63352,633+2,0000.030.03-0.00buy
Atala Financial Inc105,286107,255+1,9690.710.69-0.03buy
MML INVESTORS SERVICES, LLC10,68712,373+1,6860.000.00-0.00buy
VAN ECK ASSOCIATES CORP279,856281,107+1,2510.000.00-0.00buy
MORGAN STANLEY1,341,7461,342,907+1,1610.000.00-0.00buy
Cape Investment Advisory, Inc.0535+5350.000.00+0.00buy
Rockefeller Capital Management L.P.29,37929,742+3630.000.00-0.00buy
ROYAL BANK OF CANADA40,12840,479+3510.000.00-0.00buy
WELLS FARGO & COMPANY/MN80,20080,300+1000.000.00-0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,39641,39600.000.00+0.00hold
HOLLENCREST CAPITAL MANAGEMENT9,6879,68700.000.01+0.00hold
ALESCO ADVISORS LLC11,73911,73900.000.00-0.00hold
Community Financial Services Group, LLC1,5101,51000.000.00-0.00hold
Waverly Advisors, LLC28,40828,40800.000.00-0.00hold
Plancorp, LLC50,00950,00900.010.01-0.00hold
Moisand Fitzgerald Tamayo, LLC3,7363,73600.000.00-0.00hold
Nuveen, LLC37,33837,33800.000.00-0.00hold
Farther Finance Advisors, LLC4,0464,04600.000.00-0.00hold
Tyche Wealth Partners LLC14,81614,81600.020.02-0.00hold
HIGHLINE WEALTH PARTNERS LLC80080000.000.00-0.00hold
Alteri Wealth LLC12,75412,75400.040.04-0.00hold
CURA WEALTH ADVISORS, LLC68,00068,00000.310.31-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
FIFTH THIRD BANCORP330-330.000.00-0.00sell
AMERIPRISE FINANCIAL INC26,86726,731-1360.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC49,82549,534-2910.070.07-0.01sell
MATHER GROUP, LLC.2,9972,634-3630.000.00-0.00sell
WOLVERINE ASSET MANAGEMENT LLC8990-8990.000.00-0.00sell
Karpus Management, Inc.83,02181,821-1,2000.030.02-0.00sell
IFG Advisory, LLC2,0000-2,0000.060.00-0.06sell
RIVERBRIDGE PARTNERS LLC78,11975,573-2,5460.020.02+0.00sell
Summit Trail Advisors, LLC67,90665,291-2,6150.010.01-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.23,38620,528-2,8580.160.15-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC22,63119,727-2,9040.000.00-0.00sell
Advisory Services Network, LLC3,3560-3,3560.000.00-0.00sell
PARK AVENUE SECURITIES LLC111,408107,709-3,6990.010.01-0.00sell
HighTower Advisors, LLC57,07853,110-3,9680.000.00-0.00sell
Steward Partners Investment Advisory, LLC10,9136,913-4,0000.000.00-0.00sell
Invesco Ltd.158,105152,814-5,2910.000.00-0.00sell
Fiera Capital Corp156,271150,606-5,6650.010.01+0.00sell
Avior Wealth Management, LLC21,70713,469-8,2380.010.00-0.00sell
NOMURA HOLDINGS INC10,0000-10,0000.000.00-0.00sell
BANK OF MONTREAL /CAN/11,4140-11,4140.000.00-0.00sell
Ackerman Capital Advisors, LLC69,13357,631-11,5020.140.12-0.02sell
Matisse Capital135,900123,161-12,7390.590.52-0.07sell
MELFA WEALTH MANAGEMENT, INC.206,547189,301-17,2461.201.08-0.13sell
GUGGENHEIM CAPITAL LLC736,251710,279-25,9720.060.05-0.01sell
EVOKE WEALTH, LLC36,9970-36,9970.010.00-0.01sell
Hennion & Walsh Asset Management, Inc.218,828159,603-59,2250.070.05-0.03sell
Rareview Capital LLC462,461396,617-65,8442.672.18-0.49sell
1607 Capital Partners, LLC1,006,539806,630-199,9090.740.74+0.00sell
MACKAY SHIELDS LLC623,2770-623,2770.230.00-0.23sell
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