Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,235,332
34 transactions
Total Sold
1,274,719
24 transactions
Net
-39,387
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
GUGGENHEIM CAPITAL LLC454,829692,936+238,1070.040.05+0.02buy
Pathstone Holdings, LLC1,235,8371,411,760+175,9230.050.06+0.01buy
Rareview Capital LLC157,355331,218+173,8630.981.99+1.01buy
MORGAN STANLEY1,049,7731,179,333+129,5600.000.00+0.00buy
Advisors Asset Management, Inc.461,695563,388+101,6930.080.10+0.02buy
COHEN & STEERS, INC.152,982207,982+55,0000.000.00+0.00buy
MACKAY SHIELDS LLC1,180,9811,233,578+52,5970.370.43+0.06buy
Atala Financial Inc52,094102,158+50,0640.350.66+0.31buy
Invesco Ltd.97,936140,491+42,5550.000.00+0.00buy
UBS Group AG440,251482,242+41,9910.000.00+0.00buy
WESCAP Management Group, Inc.041,901+41,9010.000.09+0.09buy
BANK OF AMERICA CORP /DE/84,954110,326+25,3720.000.00+0.00buy
RIVERBRIDGE PARTNERS LLC43,88766,506+22,6190.010.01+0.00buy
Ackerman Capital Advisors, LLC71,86589,798+17,9330.160.19+0.03buy
Williams Jones Wealth Management, LLC.017,289+17,2890.000.00+0.00buy
LPL Financial LLC64,50375,229+10,7260.000.00+0.00buy
VAN ECK ASSOCIATES CORP205,184214,860+9,6760.000.00-0.00buy
Hennion & Walsh Asset Management, Inc.231,000236,306+5,3060.090.09-0.00buy
Kestra Advisory Services, LLC12,72117,707+4,9860.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.15,63119,667+4,0360.000.00+0.00buy
Advisory Services Network, LLC03,356+3,3560.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC122,495125,105+2,6100.000.00+0.00buy
CURA WEALTH ADVISORS, LLC66,00068,000+2,0000.300.27-0.03buy
MML INVESTORS SERVICES, LLC10,49111,919+1,4280.000.00+0.00buy
Kilter Group LLC01,193+1,1930.000.01+0.01buy
MELFA WEALTH MANAGEMENT, INC.223,878224,990+1,1121.391.36-0.03buy
HIGHLINE WEALTH PARTNERS LLC0800+8000.000.00+0.00buy
Avior Wealth Management, LLC16,27216,708+4360.010.01+0.00buy
OSAIC HOLDINGS, INC.15,10215,518+4160.000.00-0.00buy
Guerra Advisors Inc0355+3550.000.00+0.00buy
BANK OF MONTREAL /CAN/14,88415,177+2930.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC26,36226,467+1050.000.00+0.00buy
PARK AVENUE SECURITIES LLC110,926110,943+170.010.01-0.00buy
MAI Capital Management870884+140.000.00-0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,3982,39800.000.00-0.00hold
ALESCO ADVISORS LLC11,73911,73900.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC50,63750,63700.080.08-0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC810,858810,85800.440.48+0.04hold
Waverly Advisors, LLC28,19828,19800.000.00-0.00hold
Plancorp, LLC50,00950,00900.020.02-0.00hold
Bridgewater Advisors Inc.35,63335,63300.030.03-0.00hold
Moisand Fitzgerald Tamayo, LLC3,7363,73600.000.00-0.00hold
Matisse Capital135,900135,90000.630.63-0.00hold
Belpointe Asset Management LLC10,37010,37000.000.00-0.00hold
Steward Partners Investment Advisory, LLC11,86311,86300.000.00-0.00hold
EVOKE WEALTH, LLC40,46940,46900.010.01-0.00hold
Nuveen, LLC20,84520,84500.000.00+0.00hold
Farther Finance Advisors, LLC4,0464,04600.000.00-0.00hold
Tyche Wealth Partners LLC14,81614,81600.030.03-0.00hold
Alteri Wealth LLC13,10413,10400.050.05-0.00hold
US BANCORP \DE\4,8034,80300.000.00-0.00hold
COMERICA BANK333300.000.00+0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,52941,396-1330.000.01+0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.24,73624,562-1740.190.18-0.01sell
NewEdge Advisors, LLC3,2192,984-2350.000.00-0.00sell
Rockefeller Capital Management L.P.38,74038,151-5890.000.00-0.00sell
HighTower Advisors, LLC63,73662,471-1,2650.000.00-0.00sell
Fiera Capital Corp175,841174,157-1,6840.010.01-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.2,0000-2,0000.000.00-0.00sell
ROYAL BANK OF CANADA27,08525,020-2,0650.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC103,164101,075-2,0890.000.00-0.00sell
AMERIPRISE FINANCIAL INC31,39828,016-3,3820.000.00-0.00sell
Bank of New York Mellon Corp24,10219,232-4,8700.000.00-0.00sell
NOMURA HOLDINGS INC10,0000-10,0000.000.00-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.10,3030-10,3030.010.00-0.01sell
Elequin Capital, LP11,1650-11,1650.020.00-0.02sell
Catalina Capital Group, LLC15,7030-15,7030.100.00-0.10sell
WELLS FARGO & COMPANY/MN107,87392,038-15,8350.000.00-0.00sell
ROBINSON CAPITAL MANAGEMENT, LLC108,71187,533-21,1780.450.65+0.20sell
WOLVERINE ASSET MANAGEMENT LLC27,7950-27,7950.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC53,70021,200-32,5000.030.01-0.02sell
Logan Stone Capital, LLC78,01236,438-41,5740.360.17-0.19sell
BALYASNY ASSET MANAGEMENT L.P.46,3360-46,3360.000.00-0.00sell
1607 Capital Partners, LLC1,133,7501,083,929-49,8210.900.84-0.06sell
SIT INVESTMENT ASSOCIATES INC288,57748,600-239,9770.060.01-0.05sell
Saba Capital Management, L.P.1,746,1771,012,131-734,0460.470.35-0.12sell
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