| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 110,836 | 1,889,906 | +1,779,070 | 0.03 | 0.48 | +0.45 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 766,750 | +766,750 | 0.00 | 0.19 | +0.19 | buy |
| MORGAN STANLEY | 285,159 | 779,147 | +493,988 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 524,957 | 853,980 | +329,023 | 0.25 | 0.42 | +0.17 | buy |
| Logan Stone Capital, LLC | 186,913 | 440,809 | +253,896 | 0.47 | 0.92 | +0.45 | buy |
| UBS Group AG | 224,314 | 452,724 | +228,410 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 35,076 | 223,539 | +188,463 | 0.35 | 2.18 | +1.83 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 181,818 | +181,818 | 0.00 | 0.11 | +0.11 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 152,387 | +152,387 | 0.00 | 0.56 | +0.56 | buy |
| Matisse Capital | 0 | 127,508 | +127,508 | 0.00 | 0.70 | +0.70 | buy |
| VAN ECK ASSOCIATES CORP | 125,167 | 225,774 | +100,607 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 0 | 93,389 | +93,389 | 0.00 | 0.27 | +0.27 | buy |
| SkyView Investment Advisors, LLC | 0 | 73,598 | +73,598 | 0.00 | 0.19 | +0.19 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,607 | 82,600 | +65,993 | 0.02 | 0.08 | +0.06 | buy |
| AMERIPRISE FINANCIAL INC | 0 | 65,043 | +65,043 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 57,678 | 121,431 | +63,753 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 0 | 63,057 | +63,057 | 0.00 | 0.22 | +0.22 | buy |
| GUGGENHEIM CAPITAL LLC | 143,949 | 206,018 | +62,069 | 0.01 | 0.02 | +0.00 | buy |
| Bridgewater Advisors Inc. | 0 | 41,186 | +41,186 | 0.00 | 0.06 | +0.06 | buy |
| HighTower Advisors, LLC | 18,834 | 50,040 | +31,206 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 156,488 | 187,529 | +31,041 | 0.03 | 0.04 | +0.01 | buy |
| Bulldog Investors, LLP | 0 | 30,225 | +30,225 | 0.00 | 0.10 | +0.10 | buy |
| Fiera Capital Corp | 343,581 | 371,552 | +27,971 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 198,729 | 225,880 | +27,151 | 0.08 | 0.09 | +0.01 | buy |
| 1607 Capital Partners, LLC | 426,212 | 451,212 | +25,000 | 0.29 | 0.33 | +0.03 | buy |
| LPL Financial LLC | 31,157 | 52,828 | +21,671 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,000 | 20,943 | +18,943 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 0 | 18,818 | +18,818 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 104,608 | 122,745 | +18,137 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 83,481 | 101,241 | +17,760 | 0.00 | 0.00 | +0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 25,951 | 41,396 | +15,445 | 0.00 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 13,727 | +13,727 | 0.00 | 0.03 | +0.03 | buy |
| ALESCO ADVISORS LLC | 0 | 13,639 | +13,639 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 13,616 | +13,616 | 0.00 | 0.00 | +0.00 | buy |
| FIRST FOUNDATION ADVISORS | 0 | 13,602 | +13,602 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 0 | 13,501 | +13,501 | 0.00 | 0.01 | +0.01 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 13,481 | +13,481 | 0.00 | 0.02 | +0.02 | buy |
| RPO LLC | 27,594 | 38,594 | +11,000 | 0.43 | 0.63 | +0.20 | buy |
| NOMURA HOLDINGS INC | 0 | 10,338 | +10,338 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 9,282 | +9,282 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 12,417 | 17,367 | +4,950 | 0.00 | 0.01 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 4,803 | +4,803 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 21,393 | 25,612 | +4,219 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 0 | 2,398 | +2,398 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 10,598 | 11,432 | +834 | 0.00 | 0.00 | +0.00 | buy |
| Estabrook Capital Management | 0 | 762 | +762 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 47,952 | 48,107 | +155 | 0.00 | 0.00 | -0.00 | buy |
| UMB Bank, n.a. | 1,528 | 1,660 | +132 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 270 | 336 | +66 | 0.00 | 0.00 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 19,865 | 19,865 | 0 | 0.01 | 0.02 | +0.00 | hold |
| CWM, LLC | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Arete Wealth Advisors, LLC | 86,718 | 86,718 | 0 | 0.14 | 0.07 | -0.07 | hold |
| NewEdge Advisors, LLC | 3,219 | 3,219 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Moisand Fitzgerald Tamayo, LLC | 4,401 | 4,401 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 438 | 438 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Concord Wealth Partners | 3,700 | 3,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Capital Market Strategies LLC | 30,199 | 29,848 | -351 | 0.28 | 0.27 | -0.01 | sell |
| Wealth Alliance Advisory Group, LLC | 23,507 | 22,507 | -1,000 | 0.06 | 0.06 | -0.00 | sell |
| COMERICA BANK | 5,519 | 2,519 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 140,570 | 135,990 | -4,580 | 0.00 | 0.00 | +0.00 | sell |
| Avior Wealth Management, LLC | 17,150 | 12,250 | -4,900 | 0.01 | 0.01 | -0.00 | sell |
| Round Rock Advisors, LLC | 43,431 | 33,431 | -10,000 | 0.15 | 0.09 | -0.06 | sell |
| Cambridge Investment Research Advisors, Inc. | 11,275 | 0 | -11,275 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,386 | 0 | -11,386 | 0.00 | 0.00 | -0.00 | sell |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 13,583 | 1,878 | -11,705 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 76,071 | 64,017 | -12,054 | 0.00 | 0.00 | -0.00 | sell |
| COHEN & STEERS, INC. | 230,075 | 216,982 | -13,093 | 0.00 | 0.00 | -0.00 | sell |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 13,125 | 0 | -13,125 | 0.00 | 0.00 | -0.00 | sell |
| Meridian Wealth Management, LLC | 13,639 | 0 | -13,639 | 0.01 | 0.00 | -0.01 | sell |
| FIRST TRUST ADVISORS LP | 15,060 | 0 | -15,060 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 37,671 | 21,937 | -15,734 | 0.03 | 0.02 | -0.01 | sell |
| ROYAL BANK OF CANADA | 55,073 | 36,081 | -18,992 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 35,091 | 0 | -35,091 | 0.01 | 0.00 | -0.01 | sell |
| Moors & Cabot, Inc. | 81,280 | 0 | -81,280 | 0.05 | 0.00 | -0.05 | sell |