Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,212,332
35 transactions
Total Sold
679,040
23 transactions
Net
+533,292
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
1607 Capital Partners, LLC784,5181,086,362+301,8440.800.90+0.11buy
Pathstone Holdings, LLC352,961542,369+189,4080.020.02+0.01buy
GUGGENHEIM CAPITAL LLC59,771194,745+134,9740.000.02+0.01buy
Bulldog Investors, LLP156,686276,817+120,1310.590.75+0.16buy
Callahan Advisors, LLC073,065+73,0650.000.07+0.07buy
BANK OF AMERICA CORP /DE/101,579156,117+54,5380.000.00+0.00buy
Advisors Asset Management, Inc.253,265305,582+52,3170.050.06+0.01buy
RIVERBRIDGE PARTNERS LLC038,888+38,8880.000.01+0.01buy
VAN ECK ASSOCIATES CORP215,345247,838+32,4930.000.00+0.00buy
NOMURA HOLDINGS INC029,000+29,0000.000.00+0.00buy
HighTower Advisors, LLC32,82060,863+28,0430.000.00+0.00buy
UBS Group AG457,126476,740+19,6140.000.00-0.00buy
Walleye Capital LLC11,60529,026+17,4210.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.209,064226,394+17,3300.110.11-0.00buy
Catalina Capital Group, LLC015,703+15,7030.000.05+0.05buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.013,589+13,5890.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.012,966+12,9660.000.00+0.00buy
Conrad Siegel Investment Advisors, Inc.012,759+12,7590.000.04+0.04buy
OSAIC HOLDINGS, INC.4,98315,376+10,3930.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC08,799+8,7990.000.00+0.00buy
WELLS FARGO & COMPANY/MN114,010120,479+6,4690.000.00-0.00buy
LPL Financial LLC54,12258,182+4,0600.000.00-0.00buy
Fiera Capital Corp190,012193,134+3,1220.010.01-0.00buy
Ackerman Capital Advisors, LLC77,42780,482+3,0550.220.22-0.00buy
Avior Wealth Management, LLC17,48620,128+2,6420.010.01-0.00buy
PARK AVENUE SECURITIES LLC100,968103,522+2,5540.010.01-0.00buy
Global Retirement Partners, LLC02,411+2,4110.000.00+0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.17,98619,385+1,3990.150.16+0.00buy
BESSEMER GROUP INC0905+9050.000.00+0.00buy
MAI Capital Management0843+8430.000.00+0.00buy
Saba Capital Management, L.P.2,301,6612,302,461+8000.560.60+0.04buy
BANK OF MONTREAL /CAN/13,70414,432+7280.000.00+0.00buy
Atria Wealth Solutions, Inc.10,60810,660+520.000.00-0.00buy
STIFEL FINANCIAL CORP12,09012,103+130.000.00-0.00buy
OGOREK ANTHONY JOSEPH /NY/ /ADV04+40.000.000.00buy
ROYAL BANK OF CANADA23,68523,68500.000.00-0.00hold
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,52941,52900.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,3982,39800.000.00-0.00hold
ALESCO ADVISORS LLC13,63913,63900.000.00-0.00hold
COHEN & STEERS, INC.181,982181,98200.000.00-0.00hold
Estabrook Capital Management76276200.000.00-0.00hold
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC55,38155,38100.120.11-0.01hold
RIVERNORTH CAPITAL MANAGEMENT, LLC866,058866,05800.460.43-0.03hold
NewEdge Advisors, LLC3,2193,21900.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC4,4014,40100.010.01-0.00hold
Matisse Capital135,900135,90000.730.72-0.02hold
Belpointe Asset Management LLC10,37010,37000.010.01-0.00hold
Steward Partners Investment Advisory, LLC20820800.000.00-0.00hold
EVOKE WEALTH, LLC40,46940,46900.010.01-0.00hold
Round Rock Advisors, LLC17,94417,94400.050.04-0.01hold
MELFA WEALTH MANAGEMENT, INC.223,178223,17801.641.54-0.09hold
Farther Finance Advisors, LLC3,2113,21100.000.00-0.00hold
US BANCORP \DE\4,8034,80300.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,0002,00000.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC53,70053,70000.040.04-0.00hold
Bank of New York Mellon Corp29,24329,242-10.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC111,898111,364-5340.000.00-0.00sell
UMB Bank, n.a.8380-8380.000.00-0.00sell
BARTLETT & CO. WEALTH MANAGEMENT LLC1,2330-1,2330.000.00-0.00sell
Gilliland Jeter Wealth Management LLC1,3670-1,3670.000.00-0.00sell
NAPA WEALTH MANAGEMENT16,94914,068-2,8810.090.06-0.03sell
AMERIPRISE FINANCIAL INC49,18144,535-4,6460.000.00-0.00sell
Rockefeller Capital Management L.P.46,98637,527-9,4590.000.00-0.00sell
Capital Market Strategies LLC28,39818,898-9,5000.190.11-0.08sell
Invesco Ltd.89,94780,122-9,8250.000.00-0.00sell
HRT FINANCIAL LP11,1250-11,1250.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC42,89429,273-13,6210.000.00-0.00sell
KINGSWOOD WEALTH ADVISORS, LLC19,3600-19,3600.020.00-0.02sell
ProVise Management Group, LLC20,1370-20,1370.020.00-0.02sell
Tyche Wealth Partners LLC38,01317,047-20,9660.100.04-0.06sell
Wealth Alliance Advisory Group, LLC22,5070-22,5070.050.00-0.05sell
NINE MASTS CAPITAL Ltd28,6670-28,6670.150.00-0.15sell
Kestra Advisory Services, LLC29,0960-29,0960.000.00-0.00sell
Bridgewater Advisors Inc.41,1860-41,1860.050.00-0.05sell
MORGAN STANLEY823,824762,205-61,6190.000.00-0.00sell
SIT INVESTMENT ASSOCIATES INC1,363,2401,279,509-83,7310.340.30-0.04sell
AQR Arbitrage LLC184,17690,428-93,7480.050.02-0.03sell
Logan Stone Capital, LLC357,738164,745-192,9930.990.57-0.42sell
Page 1 of 1