Stock Transactions — NEUBERGER MUN FD INC

Total Bought
1,568,501
37 transactions
Total Sold
1,184,080
23 transactions
Net
+384,421
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Pathstone Holdings, LLC1,411,7601,740,151+328,3910.060.07+0.01buy
Advisors Asset Management, Inc.563,388737,420+174,0320.100.13+0.03buy
ROBINSON CAPITAL MANAGEMENT, LLC87,533243,933+156,4000.651.04+0.39buy
RIVERNORTH CAPITAL MANAGEMENT, LLC810,858932,084+121,2260.480.45-0.03buy
Fiera Capital Corp174,157287,691+113,5340.010.01+0.00buy
Rareview Capital LLC331,218417,737+86,5191.992.66+0.68buy
BALYASNY ASSET MANAGEMENT L.P.073,748+73,7480.000.00+0.00buy
GUGGENHEIM CAPITAL LLC692,936761,618+68,6820.050.06+0.00buy
Karpus Management, Inc.068,199+68,1990.000.02+0.02buy
JANE STREET GROUP, LLC046,640+46,6400.000.00+0.00buy
CITADEL ADVISORS LLC044,164+44,1640.000.00+0.00buy
WESCAP Management Group, Inc.41,90176,482+34,5810.090.16+0.07buy
Thomas J. Herzfeld Advisors, Inc.032,348+32,3480.000.11+0.11buy
VAN ECK ASSOCIATES CORP214,860246,891+32,0310.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC022,709+22,7090.000.00+0.00buy
XTX Topco Ltd018,379+18,3790.000.00+0.00buy
Invesco Ltd.140,491158,151+17,6600.000.00-0.00buy
Virtu Financial LLC016,436+16,4360.000.01+0.01buy
ROYAL BANK OF CANADA25,02040,633+15,6130.000.00+0.00buy
&PARTNERS015,094+15,0940.000.00+0.00buy
Bridgewater Advisors Inc.35,63350,633+15,0000.030.03+0.01buy
Nuveen, LLC20,84532,107+11,2620.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.010,713+10,7130.000.01+0.01buy
PFG Investments, LLC010,000+10,0000.000.00+0.00buy
BANK OF MONTREAL /CAN/15,17721,972+6,7950.000.00+0.00buy
HOLLENCREST CAPITAL MANAGEMENT2,3987,295+4,8970.000.00+0.00buy
Avior Wealth Management, LLC16,70821,217+4,5090.010.01+0.00buy
Elyxium Wealth, LLC04,248+4,2480.000.01+0.01buy
HighTower Advisors, LLC62,47166,557+4,0860.000.00+0.00buy
Ackerman Capital Advisors, LLC89,79892,972+3,1740.190.19-0.01buy
Atala Financial Inc102,158105,222+3,0640.660.68+0.02buy
Cambridge Investment Research Advisors, Inc.19,66722,417+2,7500.000.00+0.00buy
MML INVESTORS SERVICES, LLC11,91912,659+7400.000.00-0.00buy
Kestra Advisory Services, LLC17,70718,312+6050.000.00-0.00buy
INTEGRATED CAPITAL MANAGEMENT, INC.24,56224,752+1900.180.17-0.01buy
Kilter Group LLC1,1931,261+680.010.01-0.00buy
MAI Capital Management884898+140.000.00-0.00buy
BAR HARBOR WEALTH MANAGEMENT19,86519,86500.010.01-0.00hold
HORIZON KINETICS ASSET MANAGEMENT LLC41,39641,39600.010.01+0.00hold
ALESCO ADVISORS LLC11,73911,73900.000.00-0.00hold
COHEN & STEERS, INC.207,982207,98200.000.00-0.00hold
Bank of New York Mellon Corp19,23219,23200.000.00-0.00hold
Waverly Advisors, LLC28,19828,19800.000.00-0.00hold
Plancorp, LLC50,00950,00900.020.02-0.00hold
NewEdge Advisors, LLC2,9842,98400.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC3,7363,73600.000.00-0.00hold
Matisse Capital135,900135,90000.630.61-0.02hold
Belpointe Asset Management LLC10,37010,37000.000.00-0.00hold
Steward Partners Investment Advisory, LLC11,86311,86300.000.00-0.00hold
Farther Finance Advisors, LLC4,0464,04600.000.00-0.00hold
Tyche Wealth Partners LLC14,81614,81600.030.02-0.00hold
HIGHLINE WEALTH PARTNERS LLC80080000.000.00+0.00hold
Alteri Wealth LLC13,10413,10400.050.04-0.00hold
CURA WEALTH ADVISORS, LLC68,00068,00000.270.26-0.01hold
MACKAY SHIELDS LLC1,233,5781,233,57800.430.44+0.00hold
SIT INVESTMENT ASSOCIATES INC48,60048,60000.010.01-0.00hold
ROTHSCHILD INVESTMENT LLC21,20021,20000.010.01-0.00hold
COMERICA BANK333300.000.00+0.00hold
AMERIPRISE FINANCIAL INC28,01627,884-1320.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC50,63750,459-1780.080.07-0.00sell
RIVERBRIDGE PARTNERS LLC66,50666,248-2580.010.01+0.00sell
PARK AVENUE SECURITIES LLC110,943110,445-4980.010.01+0.00sell
ENVESTNET ASSET MANAGEMENT INC125,105124,348-7570.000.00+0.00sell
LPL Financial LLC75,22974,126-1,1030.000.00-0.00sell
OSAIC HOLDINGS, INC.15,51814,287-1,2310.000.00-0.00sell
Advisory Services Network, LLC3,3560-3,3560.000.00-0.00sell
EVOKE WEALTH, LLC40,46936,997-3,4720.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC26,46722,526-3,9410.000.00-0.00sell
US BANCORP \DE\4,8030-4,8030.000.00-0.00sell
Rockefeller Capital Management L.P.38,15128,902-9,2490.000.00-0.00sell
WELLS FARGO & COMPANY/MN92,03881,265-10,7730.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC101,07588,139-12,9360.000.00-0.00sell
Logan Stone Capital, LLC36,43822,203-14,2350.170.06-0.12sell
Hennion & Walsh Asset Management, Inc.236,306220,081-16,2250.090.08-0.01sell
Williams Jones Wealth Management, LLC.17,2890-17,2890.000.00-0.00sell
MELFA WEALTH MANAGEMENT, INC.224,990203,897-21,0931.361.19-0.17sell
MORGAN STANLEY1,179,3331,156,815-22,5180.000.00-0.00sell
BANK OF AMERICA CORP /DE/110,32685,469-24,8570.000.00-0.00sell
UBS Group AG482,242446,471-35,7710.000.00-0.00sell
1607 Capital Partners, LLC1,083,9291,006,539-77,3900.840.69-0.15sell
Saba Capital Management, L.P.1,012,131110,116-902,0150.350.04-0.31sell
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