Stock Transactions — HANCOCK JOHN PFD INCOME FD I

Total Bought
161,265
20 transactions
Total Sold
104,408
14 transactions
Net
+56,857
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Axim Planning & Wealth88,000167,193+79,1931.272.24+0.97buy
UBS Group AG253,641285,267+31,6260.000.00-0.00buy
STIFEL FINANCIAL CORP84,390101,174+16,7840.000.00+0.00buy
LPL Financial LLC24,12529,938+5,8130.000.00+0.00buy
B. Riley Wealth Advisors, Inc.62,04567,813+5,7680.030.03+0.00buy
OSAIC HOLDINGS, INC.72,95878,288+5,3300.000.00+0.00buy
Kestra Advisory Services, LLC46,05949,376+3,3170.010.01-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC20,80323,597+2,7940.000.00+0.00buy
Cetera Investment Advisers14,66117,034+2,3730.000.00-0.00buy
Avior Wealth Management, LLC02,084+2,0840.000.00+0.00buy
Global Retirement Partners, LLC1,6603,343+1,6830.000.00+0.00buy
Private Advisor Group, LLC20,19121,297+1,1060.000.00+0.00buy
CoreCap Advisors, LLC01,100+1,1000.000.00+0.00buy
WEDBUSH SECURITIES INC17,57618,500+9240.010.01-0.00buy
MORGAN STANLEY130,983131,902+9190.000.00-0.00buy
Glass Jacobson Investment Advisors llc2,6152,790+1750.020.02+0.00buy
Spire Wealth Management8,9409,095+1550.000.00-0.00buy
ROYAL BANK OF CANADA21,88321,974+910.000.00+0.00buy
Winch Advisory Services, LLC1,1581,185+270.010.01-0.00buy
Anchor Investment Management, LLC2,1102,113+30.000.00-0.00buy
WEBSTER BANK, N. A.2,8792,87900.010.01-0.00hold
HOLLENCREST CAPITAL MANAGEMENT2,2942,29400.000.00-0.00hold
Vanguard Capital Wealth Advisors12,00012,00000.150.14-0.01hold
Sound Income Strategies, LLC20020000.000.00-0.00hold
Live Oak Private Wealth LLC10,89110,89100.030.03-0.00hold
SOA Wealth Advisors, LLC.1,6781,67800.010.01-0.00hold
MSH Capital Advisors LLC12,35812,35800.070.07-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
MONTAG A & ASSOCIATES INC0000.000.00-0.00hold
Gradient Investments LLC2000-2000.000.00-0.00sell
GPS Wealth Strategies Group, LLC4,6204,240-3800.010.01-0.00sell
WELLS FARGO & COMPANY/MN10,5959,972-6230.000.00-0.00sell
Advisory Services Network, LLC9690-9690.000.00-0.00sell
Atria Wealth Solutions, Inc.16,74515,758-9870.000.00-0.00sell
Livelsberger Financial Advisory1,5370-1,5370.020.00-0.02sell
COMMONWEALTH EQUITY SERVICES, LLC64,23761,671-2,5660.000.00-0.00sell
NewEdge Advisors, LLC28,70822,708-6,0000.000.00-0.00sell
Wealthcare Advisory Partners LLC10,3400-10,3400.010.00-0.01sell
Invesco Ltd.151,974140,699-11,2750.000.00-0.00sell
KINGSWOOD WEALTH ADVISORS, LLC11,8590-11,8590.020.00-0.02sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC12,3950-12,3950.020.00-0.02sell
GUGGENHEIM CAPITAL LLC85,72468,421-17,3030.010.01-0.00sell
Koshinski Asset Management, Inc.133,072105,098-27,9740.320.18-0.14sell
Page 1 of 1