Stock Transactions — PIMCO CORPORATE & INCOME OPP

Total Bought
4,216,258
112 transactions
Total Sold
3,009,923
74 transactions
Net
+1,206,335
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLS FARGO & COMPANY/MN627,2422,144,104+1,516,8620.000.01+0.00buy
Independent Advisor Alliance14,129371,808+357,6790.000.05+0.04buy
GUGGENHEIM CAPITAL LLC410,695615,024+204,3290.040.06+0.02buy
Thomas J. Herzfeld Advisors, Inc.55,818249,976+194,1580.241.03+0.78buy
Beta Wealth Group, Inc.0176,721+176,7210.000.88+0.88buy
AG Asset Advisory, LLC20,956152,398+131,4420.231.52+1.29buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,588,1332,717,641+129,5080.020.02-0.00buy
Equitable Holdings, Inc.448,922548,471+99,5490.040.05+0.01buy
LPL Financial LLC2,656,5382,741,887+85,3490.010.01-0.00buy
ABSOLUTE INVESTMENT ADVISERS, LLC082,639+82,6390.000.12+0.12buy
Shay Capital LLC074,470+74,4700.000.13+0.13buy
Dynamic Advisor Solutions LLC278,702349,786+71,0840.120.13+0.02buy
MORGAN STANLEY2,516,6932,579,936+63,2430.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC781,203836,914+55,7110.000.00-0.00buy
Invesco Ltd.1,324,6971,376,934+52,2370.000.00+0.00buy
WEALTH EFFECTS LLC046,380+46,3800.000.20+0.20buy
Virtu Financial LLC038,745+38,7450.000.02+0.02buy
RMG Wealth Management LLC036,308+36,3080.000.05+0.05buy
Quarry LP034,426+34,4260.000.08+0.08buy
Steward Partners Investment Advisory, LLC188,614222,842+34,2280.010.01+0.00buy
IHT Wealth Management, LLC033,651+33,6510.000.01+0.01buy
Cetera Investment Advisers1,120,4201,153,947+33,5270.020.01-0.00buy
Mariner, LLC97,207130,453+33,2460.000.00+0.00buy
Stratos Wealth Partners, LTD.031,140+31,1400.000.00+0.00buy
HARBOUR INVESTMENTS, INC.23,47954,484+31,0050.010.01+0.00buy
FIFTH THIRD BANCORP029,815+29,8150.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP40,93670,430+29,4940.020.05+0.03buy
CAPTRUST FINANCIAL ADVISORS79,863106,712+26,8490.000.00+0.00buy
Ausdal Financial Partners, Inc.89,228115,568+26,3400.050.06+0.01buy
MINDSET WEALTH MANAGEMENT, LLC26,78551,785+25,0000.090.17+0.08buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC38,70962,138+23,4290.000.00+0.00buy
Main Street Group, LTD43,07864,655+21,5770.190.23+0.04buy
CHOREO, LLC17,99539,552+21,5570.000.01+0.00buy
Arax Advisory Partners017,167+17,1670.000.01+0.01buy
ROYAL BANK OF CANADA584,073600,310+16,2370.000.00+0.00buy
Accelerate Investment Advisors LLC28,65044,452+15,8020.250.36+0.11buy
Golden State Equity Partners175,846191,096+15,2500.370.17-0.19buy
Rathbones Group PLC015,000+15,0000.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC014,694+14,6940.000.00+0.00buy
XTX Topco Ltd134,124148,788+14,6640.050.03-0.01buy
Wharton Business Group, LLC014,643+14,6430.000.01+0.01buy
C2C Wealth Management, LLC94,700108,985+14,2851.031.11+0.08buy
CARY STREET PARTNERS FINANCIAL LLC76,90690,706+13,8000.020.03+0.00buy
Evergreen Wealth Management, LLC352,230365,641+13,4112.292.28-0.01buy
Beacon Pointe Advisors, LLC11,81525,067+13,2520.000.00+0.00buy
Avestar Capital, LLC012,000+12,0000.000.01+0.01buy
LEVEL FOUR ADVISORY SERVICES, LLC011,134+11,1340.000.00+0.00buy
Significant Wealth Partners LLC010,896+10,8960.000.16+0.16buy
BSW Wealth Partners010,537+10,5370.000.02+0.02buy
TABLEAUX LLC010,319+10,3190.000.06+0.06buy
PRINCIPAL SECURITIES, INC.179,735188,836+9,1010.040.03-0.00buy
Financial Engines Advisors L.L.C.97,411106,033+8,6220.000.00+0.00buy
Rockefeller Capital Management L.P.33,45541,318+7,8630.000.00+0.00buy
Focus Partners Wealth12,46319,077+6,6140.000.00+0.00buy
HighTower Advisors, LLC62,58069,104+6,5240.000.00+0.00buy
Farther Finance Advisors, LLC13,23319,576+6,3430.000.00+0.00buy
STIFEL FINANCIAL CORP169,052175,280+6,2280.000.00-0.00buy
Arkadios Wealth Advisors40,10845,970+5,8620.010.01-0.00buy
Kestra Advisory Services, LLC403,582409,373+5,7910.020.02-0.00buy
GILL CAPITAL PARTNERS, LLC05,662+5,6620.000.02+0.02buy
INSIGNEO ADVISORY SERVICES, LLC13,50218,244+4,7420.010.02+0.00buy
MARSHALL INVESTMENT MANAGEMENT, LLC04,733+4,7330.000.03+0.03buy
Plotkin Financial Advisors, LLC127,102131,437+4,3350.800.80-0.00buy
CWM, LLC6,35510,608+4,2530.000.00+0.00buy
NWF Advisory Services Inc.35,80339,395+3,5920.050.05+0.00buy
Covenant Asset Management, LLC122,668126,081+3,4130.300.31+0.01buy
WEDBUSH SECURITIES INC11,70915,012+3,3030.000.01+0.00buy
Smith Asset Management Co., LLC162,381165,202+2,8211.731.71-0.02buy
GHP Investment Advisors, Inc.02,650+2,6500.000.00+0.00buy
Cornerstone Wealth Management, LLC65,72168,112+2,3910.040.04-0.00buy
HighPoint Advisor Group LLC14,75016,960+2,2100.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP02,000+2,0000.000.00+0.00buy
CENTAURUS FINANCIAL, INC.23,07924,977+1,8980.010.01+0.00buy
Triumph Capital Management65,28567,149+1,8640.180.17-0.02buy
Accel Wealth Management502,582504,396+1,8141.771.59-0.19buy
NWAM LLC42,21543,816+1,6010.030.03-0.00buy
Cambridge Investment Research Advisors, Inc.498,639500,164+1,5250.020.02-0.00buy
Golden State Equity Partners175,846177,268+1,4220.370.16-0.20buy
STEPHENS INC /AR/10,20011,520+1,3200.000.00+0.00buy
Capital Analysts, LLC31,65232,953+1,3010.010.01-0.00buy
Beacon Financial Advisory LLC13,50314,421+9180.040.04-0.00buy
SYM FINANCIAL Corp19,25320,134+8810.030.02-0.00buy
OSAIC HOLDINGS, INC.816,477817,243+7660.020.01-0.00buy
Taylor & Morgan Wealth Management, LLC23,03823,656+6180.170.16-0.00buy
MARK SHEPTOFF FINANCIAL PLANNING, LLC7001,228+5280.000.01+0.00buy
Advisors Asset Management, Inc.0500+5000.000.00+0.00buy
ASSETMARK, INC98598+5000.000.00+0.00buy
Beaird Harris Wealth Management, LLC0475+4750.000.00+0.00buy
PATTEN & PATTEN INC/TN16,99617,469+4730.010.01-0.00buy
GREAT VALLEY ADVISOR GROUP, INC.17,95018,402+4520.000.00-0.00buy
Lloyd Advisory Services, LLC.0449+4490.000.00+0.00buy
Kingdom Financial Group LLC.0449+4490.000.00+0.00buy
Atlantic Union Bankshares Corp0425+4250.000.00+0.00buy
Lido Advisors, LLC30,62630,952+3260.000.00-0.00buy
Advisory Services Network, LLC0303+3030.000.00+0.00buy
Ancora Advisors LLC0300+3000.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC10,02910,313+2840.010.01-0.00buy
SIGNATUREFD, LLC0200+2000.000.00+0.00buy
Wealthspire Advisors, LLC76,46376,647+1840.010.01-0.00buy
Strategic Wealth Partners, Ltd.197,950198,061+1110.170.17-0.01buy
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