Stock Transactions — PIMCO CORPORATE & INCOME OPP

Total Bought
2,665,898
85 transactions
Total Sold
565,325
49 transactions
Net
+2,100,573
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
AXXCESS WEALTH MANAGEMENT, LLC0505,457+505,4570.000.20+0.20buy
BANK OF AMERICA CORP /DE/223,029499,460+276,4310.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC291,074527,690+236,6160.000.00+0.00buy
TRUIST FINANCIAL CORP48,061268,396+220,3350.000.01+0.00buy
MORGAN STANLEY1,966,6342,129,261+162,6270.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO564,128716,571+152,4430.010.01+0.00buy
XML Financial, LLC1,183,9181,309,697+125,7791.801.89+0.08buy
COMMONWEALTH EQUITY SERVICES, LLC978,6501,092,233+113,5830.020.02+0.00buy
WELLS FARGO & COMPANY/MN127,443208,774+81,3310.000.00+0.00buy
LPL Financial LLC1,829,0321,899,691+70,6590.010.01-0.00buy
Cetera Investment Advisers798,564854,575+56,0110.030.03+0.00buy
OneDigital Investment Advisors LLC18,85569,520+50,6650.000.01+0.01buy
Cresta Advisors, Ltd.11,70551,705+40,0000.110.44+0.33buy
Mariner, LLC19,46551,868+32,4030.000.00+0.00buy
Private Advisor Group, LLC328,838353,887+25,0490.040.03-0.00buy
Accel Wealth Management291,511316,465+24,9541.841.81-0.03buy
Lido Advisors, LLC023,613+23,6130.000.00+0.00buy
IAMS WEALTH MANAGEMENT, LLC022,000+22,0000.000.17+0.17buy
Equitable Holdings, Inc.18,44637,351+18,9050.000.01+0.00buy
HRT FINANCIAL LP017,973+17,9730.000.00+0.00buy
Kestra Advisory Services, LLC198,285216,159+17,8740.020.02-0.00buy
FULTON BREAKEFIELD BROENNIMAN LLC016,745+16,7450.000.02+0.02buy
Penserra Capital Management LLC728,097744,648+16,5510.140.13-0.00buy
Collaborative Wealth Managment Inc.13,67630,116+16,4400.100.21+0.11buy
B. Riley Wealth Advisors, Inc.015,971+15,9710.000.01+0.01buy
Sunbelt Securities, Inc.16,24332,121+15,8780.030.05+0.02buy
Avestar Capital, LLC95,300111,000+15,7000.160.18+0.01buy
Prosperity Wealth Management, Inc.26,92341,638+14,7150.190.29+0.10buy
Koshinski Asset Management, Inc.014,060+14,0600.000.02+0.02buy
WCG Wealth Advisors LLC014,038+14,0380.000.01+0.01buy
Virtu Financial LLC013,109+13,1090.000.01+0.01buy
Modern Wealth Management, LLC012,282+12,2820.000.01+0.01buy
CIBC Private Wealth Group LLC1,62213,873+12,2510.000.00+0.00buy
Zullo Investment Group, Inc.012,239+12,2390.000.08+0.08buy
IFG Advisory, LLC011,803+11,8030.000.01+0.01buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC011,296+11,2960.000.00+0.00buy
Certified Advisory Corp011,290+11,2900.000.02+0.02buy
NewEdge Advisors, LLC47,80359,083+11,2800.010.01-0.00buy
J.W. COLE ADVISORS, INC.16,71927,241+10,5220.010.02+0.01buy
Laird Norton Wetherby Wealth Management, LLC010,118+10,1180.000.01+0.01buy
INSIGNEO ADVISORY SERVICES, LLC010,036+10,0360.000.02+0.02buy
PRINCIPAL SECURITIES, INC.122,587132,532+9,9450.060.05-0.00buy
Dynamic Advisor Solutions LLC194,680203,410+8,7300.100.09-0.01buy
Steward Partners Investment Advisory, LLC11,21819,868+8,6500.000.00+0.00buy
Independent Wealth Network Inc.38,55646,655+8,0990.270.31+0.04buy
Parallel Advisors, LLC93,459100,445+6,9860.040.04-0.00buy
Covenant Asset Management, LLC81,53288,217+6,6850.290.28-0.01buy
M&T BANK CORP103,480110,130+6,6500.010.01+0.00buy
Golden State Equity Partners175,288181,316+6,0280.560.54-0.02buy
STIFEL FINANCIAL CORP132,875138,819+5,9440.000.00-0.00buy
CHOREO, LLC27,67733,428+5,7510.010.01-0.00buy
Strategic Financial Concepts, LLC18,26723,915+5,6480.070.10+0.04buy
EverSource Wealth Advisors, LLC2,2006,700+4,5000.000.01+0.00buy
Cambridge Investment Research Advisors, Inc.436,881441,311+4,4300.020.02-0.00buy
ROYAL BANK OF CANADA257,680261,728+4,0480.000.00-0.00buy
Integrity Financial Corp /WA26,01929,849+3,8300.270.27+0.00buy
Madison Wealth Partners, Inc37,62841,334+3,7060.200.20+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC03,300+3,3000.000.00+0.00buy
AE Wealth Management LLC16,26719,043+2,7760.000.00-0.00buy
Rathbones Group PLC14,00016,500+2,5000.000.00+0.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.391,396393,702+2,3060.380.36-0.02buy
Strategic Wealth Partners, Ltd.216,353218,428+2,0750.350.33-0.03buy
Global Retirement Partners, LLC4,0575,929+1,8720.000.00+0.00buy
NWF Advisory Services Inc.37,82639,326+1,5000.090.09-0.00buy
Samalin Investment Counsel, LLC69,57571,016+1,4410.490.47-0.02buy
PIN OAK INVESTMENT ADVISORS INC01,206+1,2060.000.02+0.02buy
Sigma Planning Corp41,99442,779+7850.020.02-0.00buy
Copperwynd Financial, LLC24,50325,239+7360.130.12-0.01buy
AVANTAX ADVISORY SERVICES, INC.15,95116,516+5650.000.00-0.00buy
GSB Wealth Management, LLC20,69821,236+5380.090.08-0.00buy
CAPTRUST FINANCIAL ADVISORS16,57617,097+5210.000.00-0.00buy
BOYD WATTERSON ASSET MANAGEMENT LLC/OH0500+5000.000.00+0.00buy
Cornerstone Wealth Management, LLC67,18667,602+4160.080.07-0.01buy
BEAM WEALTH ADVISORS, INC.16,85717,273+4160.150.08-0.07buy
VERUS CAPITAL PARTNERS, LLC30,47730,791+3140.050.05-0.00buy
Caitlin John, LLC0300+3000.000.00+0.00buy
HighTower Advisors, LLC38,50538,788+2830.000.00-0.00buy
CENTAURUS FINANCIAL, INC.22,14522,355+2100.020.02-0.00buy
HOLLENCREST CAPITAL MANAGEMENT47,98748,187+2000.030.03-0.00buy
Ausdal Financial Partners, Inc.31,77231,886+1140.050.05-0.01buy
Triad Wealth Partners, LLC0100+1000.000.00+0.00buy
Coston, McIsaac & Partners428527+990.000.00+0.00buy
PATRON PARTNERS, LLC17,63917,715+760.160.15-0.01buy
Financial Management Professionals, Inc.142202+600.000.00+0.00buy
Princeton Global Asset Management LLC1,0921,119+270.000.00-0.00buy
OPTIMUM INVESTMENT ADVISORS22,90022,90000.160.15-0.01hold
WEBSTER BANK, N. A.2,2002,20000.000.00-0.00hold
TRUST CO OF VERMONT38338300.000.00-0.00hold
PRIVATE TRUST CO NA10,55510,55500.020.02-0.00hold
LAFFER TENGLER INVESTMENTS, INC.727200.000.00-0.00hold
Neuberger Berman Group LLC50,21050,21000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC6,1096,10900.010.01-0.00hold
CWM, LLC3,5773,57700.000.00-0.00hold
Allworth Financial LP5,0005,00000.000.00-0.00hold
Heritage Wealth Advisors82082000.000.00-0.00hold
Moisand Fitzgerald Tamayo, LLC74574500.000.00-0.00hold
Cornerstone Advisory, LLC12,00012,00000.030.02-0.00hold
CFO4Life Group, LLC11,30511,30500.030.03-0.00hold
Bogart Wealth, LLC1,6001,60000.000.00-0.00hold
Belpointe Asset Management LLC10,00010,00000.010.01-0.00hold
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